NOC · Northrop Grumman Corp /De/

$545.57 +0.44 (+0.08%) At close · Aug 28

S&P 500 member Russell 1000 member Rebalance outlook locked

Market Cap

$77.44B

142.06M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 1,812

Total Value: $61,077,060,095

Total Shares: 119,936,673

Showing 1–100 of 1,864 holdings by value · page 1 of 19

Institutional Ownership Trend

26 quarters

Superinvestors Holding NOC

All superinvestors →

Stephen Yacktman $100,599,420 Joel Greenblatt $32,074,815 George Soros $4,919,934 Ray Dalio $1,574,277 Mario Gabelli $1,471,396

Holder Concentration

Across 1,812 13F filers · Δ vs Mar 31, 2026

Top Holder

11.0%

+0.1 pts

Top 5

37.4%

−1.7 pts

Top 10

53.0%

−1.6 pts

HHI

394

Broadly held−12

Quarterly Activity

vs Mar 31, 2026

New

149

Increased

696

Decreased

643

Sold Out

235

Unchanged

324

Holder count: -86

Institutional value: -25.2%

Shares held: +0.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+901,299	11,783,817
Mega CITADEL ADVISORS LLC	+520,678	838,094
Large MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	+487,434	1,180,299
Mega Qube Research & Technologies Ltd	+484,887	681,065
Mega JANE STREET GROUP, LLC	+378,080	566,413

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Capital World Investors	−1,829,766	5,062,384
Mega Capital International Investors	−1,243,791	5,852,674
Mega FMR LLC	−801,654	1,303,808
Mega Capital Research Global Investors	−743,902	473,287
Mega JPMORGAN CHASE & CO	−647,331	1,400,270

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega T. Rowe Price Investment Management, Inc.	1,159,733	$590,663,614
Large 1832 Asset Management L.P.	112,000	$57,042,720
Large VOLORIDGE INVESTMENT MANAGEMENT, LLC	104,524	$53,235,118
Large Nykredit A/S	46,236	$23,548,457
Mid Entropy Technologies, LP	37,576	$19,137,832

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large LORD, ABBETT & CO. LLC	280,179	$191,149,320
Large Holocene Advisors, LP	161,558	$110,221,329
Large Alyeska Investment Group, L.P.	78,312	$53,427,578
Mid Vantage Investment Partners, LLC	76,583	$52,247,985
Mid ELEMENT CAPITAL MANAGEMENT LLC	33,000	$22,513,920

Filter: New 149 Increased 696 Reduced 643 Sold out 235 Unchanged 324

Showing 100 of 1,864

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STATE STREET CORP

$6,707,202,705

10.98%

13,169,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	13,169,195	$6,707,202,705	100.0%	Defined

BlackRock, Inc.

$6,001,615,825

9.83%

11,783,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	445,831	$227,066,186	3.8%	Sole
BlackRock Investment Management (Australia) Ltd	100,710	$51,292,610	0.9%	Sole
BlackRock Asset Management Canada Ltd	174,443	$88,845,564	1.5%	Sole
BLACKROCK (SINGAPORE) LTD.	22,924	$11,675,422	0.2%	Sole
BlackRock Asset Management North Asia Ltd	23,045	$11,737,048	0.2%	Sole
BlackRock Investment Management, LLC	342,133	$174,251,758	2.9%	Sole
BLACKROCK ADVISORS LLC	195,408	$99,523,248	1.7%	Sole
BlackRock Fund Advisors	5,583,115	$2,843,536,300	47.4%	Sole
BlackRock Institutional Trust Company, N.A.	2,907,776	$1,480,959,394	24.7%	Sole
BlackRock Japan Co. Ltd	213,451	$108,712,728	1.8%	Sole
BlackRock Fund Managers Ltd.	67,321	$34,287,258	0.6%	Sole
BlackRock Investment Management (UK) Ltd.	163,359	$83,200,372	1.4%	Sole
BlackRock (Netherlands) B.V.	8,718	$4,440,164	0.1%	Sole
BlackRock International, Ltd.	11,251	$5,730,246	0.1%	Sole
BlackRock Asset Management Ireland Ltd	1,139,119	$580,164,697	9.7%	Sole
BlackRock Advisors (UK) Ltd	46,150	$23,504,656	0.4%	Sole
BlackRock Life Ltd	40,945	$20,853,697	0.3%	Sole
BlackRock Asset Management Schweiz AG	2,908	$1,481,073	0.0%	Sole
Aperio Group, LLC	263,808	$134,360,052	2.2%	Sole
SpiderRock Advisors, LLC	31,402	$15,993,352	0.3%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$4,582,332,864

7.50%

8,997,139

Capital International Investors

$2,980,825,394

4.88%

5,852,674

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	5,852,674	$2,980,825,394	100.0%	Defined

Capital World Investors

$2,578,322,795

4.22%

5,062,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	5,062,384	$2,578,322,795	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$2,512,314,178

4.11%

4,932,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	4,688,997	$2,388,153,062	95.1%	Defined
Wellington Managment Canada LLC	62,321	$31,740,708	1.3%	Defined
Wellington Management Hong Kong Ltd	22,851	$11,638,242	0.5%	Defined
Wellington Management Japan Pte Ltd	21,682	$11,042,859	0.4%	Defined
Wellington Management Singapore Pte. Ltd.	10,010	$5,098,193	0.2%	Defined
Wellington Management International Ltd	29,958	$15,257,908	0.6%	Defined
Wellington Trust Company, NA joint	45,171	$23,006,042	0.9%	Defined
Wellington Management Australia Pty Ltd	49,606	$25,264,831	1.0%	Defined
Wellington Management Europe GmbH	2,184	$1,112,333	0.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,830,975,052

3.00%

3,595,011

MORGAN STANLEY

$1,814,301,761

2.97%

3,562,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,595	$1,321,659	0.1%	Defined
MORGAN STANLEY & CO. LLC	107,651	$54,827,730	3.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	231,405	$117,856,880	6.5%	Defined
MORGAN STANLEY AIP GP LP	217	$110,519	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	16,643	$8,476,445	0.5%	Defined
Morgan Stanley Investment Management LTD	845	$430,366	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,062,891	$1,050,651,014	57.9%	Defined
Morgan Stanley Wealth Management Australia Pty Ltd	433	$220,531	0.0%	Defined
Morgan Stanley Bank, N.A.	2,738	$1,394,490	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	968,580	$493,307,478	27.2%	Defined
EATON VANCE MANAGEMENT	79,500	$40,490,145	2.2%	Defined
BOSTON MANAGEMENT & RESEARCH	88,776	$45,214,504	2.5%	Defined

FRANKLIN RESOURCES INC

$1,718,858,088

2.81%

3,374,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	75,183	$38,291,453	2.2%	Defined
Fiduciary Trust Co International of Pennsylvania	22,196	$11,304,644	0.7%	Defined
FIDUCIARY TRUST Co OF CANADA	528	$268,915	0.0%	Defined
Fiduciary Trust International of California	13,810	$7,033,571	0.4%	Defined
Fiduciary Trust International of the South	5,758	$2,932,606	0.2%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,528	$778,225	0.0%	Defined
FRANKLIN ADVISERS INC	731,977	$372,803,205	21.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	4,908	$2,499,693	0.1%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	1,959,044	$997,760,699	58.0%	Defined
PUTNAM ADVISORY CO LLC	559,752	$285,087,290	16.6%	Other
Held directly	192	$97,787	0.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$1,660,985,708

2.72%

3,261,247

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	442,331	$225,283,601	13.6%	Defined
Held directly	2,818,916	$1,435,702,107	86.4%	Defined

BANK OF AMERICA CORP /DE/

$1,298,140,528

2.13%

2,548,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	576,312	$293,521,464	22.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	809,161	$412,113,788	31.7%	Defined
BOFA SECURITIES, INC.	25,996	$13,240,022	1.0%	Defined
MERRILL LYNCH INTERNATIONAL	1,971	$1,003,850	0.1%	Defined
U.S. TRUST Co OF DELAWARE	9,044	$4,606,199	0.4%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,125,484	$573,220,255	44.2%	Defined
BofA Securities Europe SA	854	$434,950	0.0%	Defined

Invesco Ltd.

$942,760,815

1.54%

1,851,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	427,027	$217,489,119	23.1%	Defined
Invesco Canada Ltd. joint	212	$107,973	0.0%	Defined
Invesco Trust Co joint	55,659	$28,347,685	3.0%	Defined
Invesco Hong Kong Limited joint	2,553	$1,300,268	0.1%	Defined
Invesco Asset Management Limited joint	771	$392,678	0.0%	Defined
Invesco Management S.A.	7,636	$3,889,091	0.4%	Defined
Invesco Asset Management (Japan) Limited joint	3,371	$1,716,883	0.2%	Defined
Invesco Australia Ltd joint	31	$15,788	0.0%	Defined
Invesco Investment Advisers LLC	699	$356,007	0.0%	Defined
Invesco Capital Management LLC	1,353,096	$689,145,323	73.1%	Defined

Sanders Capital, LLC

$931,145,498

1.52%

1,828,249

PRICE T ROWE ASSOCIATES INC /MD/

$922,487,736

1.51%

1,811,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	195,374	$99,505,931	10.8%	Defined
Held directly	1,615,876	$822,981,805	89.2%	Sole

JPMORGAN CHASE & CO

$713,171,504

1.17%

1,400,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	1,183	$602,512	0.1%	Other
JPMorgan Chase Bank, N.A.	302,923	$154,281,711	21.6%	Other
J.P. Morgan Investment Management Inc.	907,776	$462,339,394	64.8%	Defined
J.P. Morgan Securities LLC	112,495	$57,294,828	8.0%	Defined
J.P. Morgan Securities plc	46	$23,428	0.0%	Defined
JPMorgan Asset Management (UK) Ltd	28,161	$14,342,678	2.0%	Defined
JPMorgan Asset Management (Canada) Inc.	43,876	$22,346,485	3.1%	Defined
J.P. Morgan (Suisse) SA	72	$36,670	0.0%	Other
JPMorgan Asset Management (Asia Pacific) Ltd	48	$24,446	0.0%	Defined
JPMorgan Asset Management (Japan) Ltd	86	$43,800	0.0%	Defined
55I, LLC	1,504	$766,001	0.1%	Other
J.P. Morgan SE	2,100	$1,069,551	0.1%	Defined

FMR LLC

$664,042,449

1.09%

1,303,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	692,966	$352,934,513	53.1%	Defined
STRATEGIC ADVISERS LLC	426,196	$217,065,884	32.7%	Defined
Fidelity Institutional Asset Management Trust Co	1,116	$568,389	0.1%	Defined
FIAM LLC	182,548	$92,973,521	14.0%	Defined
Fidelity Diversifying Solutions LLC	982	$500,142	0.1%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$601,138,083

0.98%

1,180,299

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,177,840	$599,885,690	99.8%	Defined
Global X Investments Canada Inc. joint	2,459	$1,252,393	0.2%	Defined

T. Rowe Price Investment Management, Inc.

$590,663,614

0.97%

1,159,733

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$571,067,400

0.93%

1,121,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	66,829	$34,036,677	6.0%	Defined
MFS Investment Management CO (LUX) S.A.R.L.	40,388	$20,570,012	3.6%	Defined
MFS Investment Management K.K.	12,491	$6,361,791	1.1%	Defined
MFS Heritage Trust CO	76,683	$39,055,418	6.8%	Defined
MFS INVESTMENT MANAGEMENT CANADA LTD	5,397	$2,748,746	0.5%	Defined
Held directly	919,469	$468,294,756	82.0%	Sole

NORTHERN TRUST CORP

$567,251,647

0.93%

1,113,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,044,495	$531,971,747	93.8%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	26,286	$13,387,721	2.4%	Defined
NT Global Advisors, Inc	122	$62,135	0.0%	Defined
Northern Trust Asset Management Australia Pty Ltd	33,632	$17,129,113	3.0%	Defined
Northern Trust Co of Hong Kong Ltd	3,242	$1,651,183	0.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,988	$3,049,748	0.5%	Other

GOLDMAN SACHS GROUP INC

$542,471,171

0.89%

1,065,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	352,372	$179,466,583	33.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	690,601	$351,729,995	64.8%	Defined
GOLDMAN SACHS INTERNATIONAL	7,512	$3,825,936	0.7%	Defined
GOLDMAN SACHS BANK AG	1,365	$695,208	0.1%	Defined
GOLDMAN SACHS WEALTH SERVICES, L.P.	7,686	$3,914,556	0.7%	Defined
Goldman Sachs Trust Company, N.A.	5,574	$2,838,893	0.5%	Defined

AMERIPRISE FINANCIAL INC

$531,203,707

0.87%

1,042,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC joint	952,212	$484,971,093	91.3%	Defined
Ameriprise Financial Services, LLC joint	84,668	$43,122,258	8.1%	Defined
Ameriprise Bank, FSB	6,107	$3,110,356	0.6%	Defined

DIMENSIONAL FUND ADVISORS LP

$518,268,760

0.85%

1,017,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	5,148	$2,621,927	0.5%	Defined
DFA Australia Ltd.	50,925	$25,936,611	5.0%	Defined
Dimensional Fund Advisors Pte. Ltd.	879	$447,683	0.1%	Defined
Dimensional Ireland Ltd	53,530	$27,263,364	5.3%	Defined
Held directly	907,108	$461,999,175	89.1%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$449,015,335

0.74%

881,615

ROYAL BANK OF CANADA

$428,530,372

0.70%

841,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	428	$217,984	0.1%	Defined
RBC Capital Markets, LLC	367,968	$187,409,782	43.7%	Defined
RBC Dominion Securities Inc.	56,203	$28,624,749	6.7%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	1,273	$648,351	0.2%	Defined
RBC Private Counsel (USA) Inc.	2,003	$1,020,147	0.2%	Defined
RBC Trust Co (Delaware) Ltd	3,007	$1,531,495	0.4%	Defined
CITY NATIONAL BANK	65,933	$33,580,335	7.8%	Defined
RBC Rochdale, LLC	100,528	$51,199,915	11.9%	Defined
RBC Trust Co (International) Ltd	400	$203,724	0.0%	Defined
RBC Europe Ltd	12,459	$6,345,493	1.5%	Defined
Held directly	231,192	$117,748,397	27.5%	Sole

Nuveen, LLC

$391,643,090

0.64%

768,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	259,274	$132,050,840	33.7%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	315,005	$160,435,196	41.0%	Defined
TEACHERS ADVISORS, LLC joint	194,689	$99,157,054	25.3%	Defined

VANGUARD FIDUCIARY TRUST CO

$385,240,046

0.63%

756,396

Legal & General Group Plc

$380,516,196

0.62%

747,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	294,833	$150,161,395	39.5%	Defined
Legal & General Investment Management Ltd joint	452,288	$230,354,801	60.5%	Defined

Bank of New York Mellon Corp

$376,135,102

0.62%

738,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	3,021	$1,538,625	0.4%	Defined
Mellon Investments Corporation joint	365,389	$186,096,269	49.5%	Other
BNY Mellon Investment Adviser, Inc.	8,857	$4,510,958	1.2%	Defined
BNY Mellon Securities Corporation	113	$57,552	0.0%	Defined
The Bank of New York Mellon	254,587	$129,663,704	34.5%	Defined
BNY Mellon, NA joint	72,881	$37,119,020	9.9%	Defined
BNY Mellon Advisors, Inc. joint	26,088	$13,286,878	3.5%	Defined
Newton Investment Management North America, LLC joint	7,581	$3,861,078	1.0%	Defined
Held directly	2	$1,018	0.0%	Defined

Qube Research & Technologies Ltd

$341,831,046

0.56%

671,165

Mawer Investment Management Ltd.

$339,744,912

0.56%

667,069

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$338,825,094

0.55%

665,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	98,975	$50,408,956	14.9%	Defined
UBS Asset Management Switzerland AG	207,143	$105,500,001	31.1%	Defined
UBS Asset Management (UK) Ltd.	212,309	$108,131,096	31.9%	Defined
UBS Asset Management Life Ltd.	4,161	$2,119,238	0.6%	Defined
Held directly	142,675	$72,665,803	21.4%	Defined

UBS Group AG

$336,015,740

0.55%

659,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	224,496	$114,338,057	34.0%	Defined
UBS AG	428,744	$218,363,606	65.0%	Defined
UBS Switzerland AG	4,372	$2,226,702	0.7%	Defined
UBS Bank (Canada)	1,858	$946,297	0.3%	Defined
UBS Securities LLC	263	$133,948	0.0%	Defined
UBS Brasil Administradora de Valores Mobiliarios Ltda	14	$7,130	0.0%	Defined

CITADEL ADVISORS LLC

$289,081,299

0.47%

567,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	152,095	$77,463,504	26.8%	Defined
Held directly	415,499	$211,617,795	73.2%	Defined

Capital Research Global Investors

$241,049,801

0.39%

473,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	473,287	$241,049,801	100.0%	Defined

FIRST TRUST ADVISORS LP

$224,661,734

0.37%

441,110

D. E. Shaw & Co., Inc.

$223,676,218

0.37%

439,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	151,405	$77,112,080	34.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	287,770	$146,564,138	65.5%	Defined

AQR CAPITAL MANAGEMENT LLC

$219,006,353

0.36%

430,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	63	$32,086	0.0%	Other
Compound Planning, Inc.	6	$3,055	0.0%	Other
Arax Advisory Partners	3,129	$1,593,630	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	939	$478,242	0.2%	Other
Stokes Family Office, LLC	13	$6,621	0.0%	Other
Held directly	425,856	$216,892,719	99.0%	Defined

WELLS FARGO & COMPANY/MN

$216,542,313

0.35%

425,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	19,978	$10,174,995	4.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	110,239	$56,145,825	25.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	280,610	$142,917,479	66.0%	Defined
Wells Fargo Securities, LLC	2	$1,018	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	14,339	$7,302,996	3.4%	Defined

BESSEMER GROUP INC

$203,144,908

0.33%

398,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER INVESTMENT MANAGEMENT LLC	45,662	$23,256,113	11.4%	Defined
BESSEMER TRUST CO	15,574	$7,931,993	3.9%	Defined
BESSEMER TRUST Co NATIONAL ASSOCIATION	242,389	$123,451,141	60.8%	Defined
Bessemer Trust Co of California, N.A.	688	$350,404	0.2%	Defined
Bessemer Trust CO of Delaware, N.A.	34,647	$17,646,063	8.7%	Defined
BESSEMER TRUST Co OF FLORIDA	58,705	$29,899,042	14.7%	Defined
Bessemer Trust Co of Nevada, National Association	1,198	$610,152	0.3%	Defined

National Pension Service

$201,911,875

0.33%

396,442

DEUTSCHE BANK AG\

$194,057,799

0.32%

381,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	5,397	$2,748,745	1.4%	Defined
DWS Investment GmbH	73,789	$37,581,475	19.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	20,826	$10,606,890	5.5%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	1,139	$580,103	0.3%	Defined
Deutsche Bank Trust Co Delaware	96	$48,892	0.0%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	2,426	$1,235,585	0.6%	Defined
DWS Investments UK Ltd	253,120	$128,916,547	66.4%	Defined
DBX Advisors LLC	5,215	$2,656,051	1.4%	Defined
DWS International GmbH	19,013	$9,683,511	5.0%	Defined

Swiss National Bank

$193,825,560

0.32%

380,565

Penserra Capital Management LLC

$193,032,053

0.32%

379,007

HSBC HOLDINGS PLC

$181,670,362

0.30%

356,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	62,067	$31,611,342	17.4%	Defined
HSBC Global Asset Management (Hong Kong) Ltd	44	$22,409	0.0%	Defined
HSBC Global Asset Management (UK) Ltd	164,014	$83,533,970	46.0%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	711	$362,119	0.2%	Defined
Hang Seng Investment Management Ltd	355	$180,805	0.1%	Defined
HSBC PRIVATE BANK (SUISSE) LTD	65	$33,105	0.0%	Defined
Hongkong & Shanghai Banking Corp Ltd / ASP	1,317	$670,761	0.4%	Defined
HSBC BANK PLC	127,727	$65,052,637	35.8%	Defined
Held directly	399	$203,214	0.1%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$180,056,364

0.29%

353,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	353,530	$180,056,364	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$179,939,223

0.29%

353,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	7,800	$3,972,618	2.2%	Other
SUSQUEHANNA SECURITIES, LLC	345,500	$175,966,605	97.8%	Other

LONDON CO OF VIRGINIA

$175,349,830

0.29%

344,289

WORLDQUANT MILLENNIUM ADVISORS LLC

$170,768,077

0.28%

335,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MILLENNIUM MANAGEMENT LLC	335,293	$170,768,077	100.0%	Defined

LPL Financial LLC

$170,237,376

0.28%

334,251

SG Americas Securities, LLC

$166,755,224

0.27%

327,414

CANADA PENSION PLAN INVESTMENT BOARD

$160,194,292

0.26%

314,532

Sumitomo Mitsui Trust Group, Inc.

$157,253,027

0.26%

308,757

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUMITOMO MITSUI TRUST BANK Ltd	308,757	$157,253,027	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$157,141,487

0.26%

308,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	241,920	$123,212,275	78.4%	Defined
Raymond James Financial Services Advisors, Inc.	51,616	$26,288,544	16.7%	Defined
RAYMOND JAMES TRUST N.A.	15,002	$7,640,668	4.9%	Defined

VAN ECK ASSOCIATES CORP

$156,140,183

0.26%

306,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	4,107	$2,091,736	1.3%	Sole
VAN ECK ABSOLUTE RETURN ADVISERS CORP.	6	$3,055	0.0%	Sole
VanEck Investments Limited	35,841	$18,254,179	11.7%	Sole
Held directly	266,618	$135,791,213	87.0%	Sole

MILLENNIUM MANAGEMENT LLC

$154,009,741

0.25%

302,389

JANE STREET GROUP, LLC

$151,017,034

0.25%

296,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	228,145	$116,196,529	76.9%	Defined
Jane Street Global Trading, LLC	68,361	$34,816,940	23.1%	Defined
Jane Street Singapore Pte. Ltd	7	$3,565	0.0%	Defined

ALLIANCEBERNSTEIN L.P.

$149,795,710

0.25%

294,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	294,115	$149,795,710	100.0%	Defined

Vanguard Global Advisers, LLC

$146,904,357

0.24%

288,438

PRUDENTIAL FINANCIAL INC

$146,316,613

0.24%

287,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	287,088	$146,216,789	99.9%	Defined
Prudential Trust Co	196	$99,824	0.1%	Defined

BARCLAYS PLC

$144,233,534

0.24%

283,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	168,467	$85,801,927	59.5%	Defined
BARCLAYS CAPITAL INC.	195	$99,315	0.1%	Defined
BARCLAYS CAPITAL SECURITIES LTD	76,498	$38,961,196	27.0%	Defined
Barclays Capital Luxembourg SaRL	38,034	$19,371,096	13.4%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$140,707,583

0.23%

276,271

Life Cycle Investment Partners Ltd

$130,786,224

0.21%

256,791

California Public Employees Retirement System

$130,374,192

0.21%

255,982

BNP PARIBAS ARBITRAGE, SA

$129,718,201

0.21%

254,694

CITIGROUP INC

$122,580,730

0.20%

240,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	5,142	$2,618,872	2.1%	Defined
Citigroup Financial Products Inc. joint	235,538	$119,961,858	97.9%	Defined

RHUMBLINE ADVISERS

$121,277,915

0.20%

238,122

VANGUARD ASSET MANAGEMENT, Ltd

$119,707,203

0.20%

235,038

TWO SIGMA INVESTMENTS, LP

$115,809,963

0.19%

227,386

JENNISON ASSOCIATES LLC

$115,390,801

0.19%

226,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	226,563	$115,390,801	100.0%	Defined

Vident Advisory, LLC

$114,814,261

0.19%

225,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	4,705	$2,396,303	2.1%	Defined
REX Advisers, LLC	963	$490,465	0.4%	Defined
HANetf Management Limited	216,765	$110,400,582	96.2%	Defined
RIDGELINE RESEARCH LLC	455	$231,736	0.2%	Defined
Held directly	2,543	$1,295,175	1.1%	Sole

ENVESTNET ASSET MANAGEMENT INC

$112,557,510

0.18%

221,000

BANK OF MONTREAL /CAN/

$111,834,797

0.18%

219,581

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	116,017	$59,088,618	52.8%	Defined
BMO Bank N.A.	36,786	$18,735,477	16.8%	Defined
BMO Delaware Trust Co	1,242	$632,563	0.6%	Defined
BMO Family Office, LLC	4,036	$2,055,575	1.8%	Defined
BMO NESBITT BURNS INC.	17,800	$9,065,718	8.1%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	286	$145,662	0.1%	Defined
BMO NESBITT BURNS SECURITIES LTD.	642	$326,977	0.3%	Defined
Stoker Ostler Wealth Advisors, Inc.	2,330	$1,186,692	1.1%	Defined
Held directly	40,442	$20,597,515	18.4%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$106,038,342

0.17%

208,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	15,000	$7,639,650	7.2%	Other
SUSQUEHANNA SECURITIES, LLC	193,200	$98,398,692	92.8%	Other

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$105,745,488

0.17%

207,625

RENAISSANCE TECHNOLOGIES LLC

$103,583,467

0.17%

203,380

Capital International, Inc./CA/

$101,867,093

0.17%

200,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	200,010	$101,867,093	100.0%	Defined

Russell Investments Group, Ltd.

$100,779,709

0.17%

197,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	1,436	$731,369	0.7%	Defined
Russell Investment Management, LLC	75,154	$38,276,683	38.0%	Defined
Russell Investments Canada Limited	8,457	$4,307,234	4.3%	Defined
Russell Investments Capital, LLC joint	33,732	$17,180,043	17.0%	Other
Russell Investments Implementation Services, LLC	15,271	$7,777,673	7.7%	Defined
Russell Investments Japan Co., LTD. joint	11,517	$5,865,722	5.8%	Other
Russell Investments Limited joint	37,558	$19,128,664	19.0%	Defined
Russell Investments Trust Company joint	14,750	$7,512,321	7.5%	Other

YACKTMAN ASSET MANAGEMENT LP

$100,599,420

0.16%

197,521

Tidal Investments LLC

$98,508,192

0.16%

193,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	157	$79,961	0.1%	Defined
Fundstrat Capital LLC	179,998	$91,674,781	93.1%	Defined
Held directly	13,260	$6,753,450	6.9%	Sole

Quantinno Capital Management LP

$97,059,716

0.16%

190,571

COMMERCE BANK

$88,567,480

0.15%

173,897

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COMMERCE BANCSHARES INC /MO/	173,897	$88,567,480	100.0%	Sole

PRINCIPAL FINANCIAL GROUP INC

$87,046,171

0.14%

170,910

Squarepoint Ops LLC

$84,530,180

0.14%

165,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	165,970	$84,530,180	100.0%	Defined

NEUBERGER BERMAN GROUP LLC

$83,604,255

0.14%

164,152

AGF MANAGEMENT LTD

$83,410,207

0.14%

163,771

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AGF INVESTMENTS INC.	159,962	$81,470,246	97.7%	Sole
AGF Investments LLC	3,809	$1,939,961	2.3%	Sole

PNC FINANCIAL SERVICES GROUP, INC.

$82,440,478

0.13%

161,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	155,696	$79,297,528	96.2%	Defined
PNC Delaware Trust Company	2,719	$1,384,813	1.7%	Defined
PNC Ohio Trust Company	793	$403,882	0.5%	Defined
PNC Wealth Management LLC	2,659	$1,354,255	1.6%	Defined

Focused Investors LLC

$81,642,393

0.13%

160,300

Fisher Asset Management, LLC

$81,355,651

0.13%

159,737

Homestead Advisers Corp

$80,721,560

0.13%

158,492

CITADEL ADVISORS LLC

$77,058,603

0.13%

151,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	147,900	$75,326,949	97.8%	Defined
Held directly	3,400	$1,731,654	2.2%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$74,508,487

0.12%

146,293

ROYAL LONDON ASSET MANAGEMENT LTD

$72,812,485

0.12%

142,963

JANE STREET GROUP, LLC

$71,710,848

0.12%

140,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	140,800	$71,710,848	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$70,277,649

0.12%

137,986

Eurizon Capital SGR S.p.A.

$69,104,199

0.11%

135,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	135,682	$69,104,199	100.0%	Other

JANE STREET GROUP, LLC

$65,751,921

0.11%

129,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	129,100	$65,751,921	100.0%	Defined

Retirement Systems of Alabama

$65,502,359

0.11%

128,610

US BANCORP \DE\

$64,638,568

0.11%

126,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	123,877	$63,091,794	97.6%	Defined
U.S. BANCORP ASSET MANAGEMENT INC	2,288	$1,165,301	1.8%	Defined
U.S. BANCORP ADVISORS, LLC	749	$381,473	0.6%	Defined

Defiance ETFs, LLC

$62,771,948

0.10%

123,249

Key facts CIK 1133421 CUSIP 666807102 13F (30d) 1152 filings 1098 filers Visit website Investor relations