ATHENA CAPITAL ADVISORS LLC

CIK

1424480

Location

Lincoln, MA

Portfolio Value

Small $567,513,868

Diversification

Diversified

Files via

FRANKLIN RESOURCES INC

Filing Date

Global Rank

#1,791 / 5,422 ▼ 66 · as of Jun 2020

Top Industry

Diagnostics & Research 17.2%

Period ended 6 years ago

Filed Aug 11, 2020 · 6y

2 quarters · since Mar 2020

Portfolio Concentration

98 tracked positions · as of Jun 30, 2020 · Δ vs Mar 31, 2020

Top Position

10.2%

+0.2 pts

Top 5

43.4%

+0.7 pts

Top 10

59.6%

+1.7 pts

HHI

504

Diversified+16

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2020

Sector	% Portfolio	Value	Positions
Unclassified	37.9%	$215,062,097	23
Technology	20.9%	$118,445,946	19
Healthcare	15.1%	$85,878,273	12
Financial Services	10.4%	$59,207,943	15
Industrials	7.9%	$44,844,310	5
Communication Services	3.7%	$21,145,021	8
Consumer Cyclical	2.8%	$16,135,460	7
Real Estate	0.7%	$3,965,653	3
Consumer Defensive	0.4%	$2,327,439	5
Basic Materials	0.1%	$501,726	1

Last Quarter's Activity

Export CSV

Jun 30, 2020 vs Mar 31, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	+116,658	3,307,914	$56,201,458
VIG	Vanguard Dividend Appreciation ETF	+54,470	99,848	$8,878,854
GLDM	World Gold Trust	+32,439	92,111	$1,635,891
VEA	Vanguard FTSE Developed Markets ETF	+27,068	305,023	$11,831,842
VIGI	Vanguard International Dividend Appreciation ETF	+18,438	24,888	$1,669,487
VB	Vanguard Morningstar Small-Cap ETF	+12,686	30,937	$3,897,310
VEU	Vanguard FTSE All-World Ex-US ETF	+5,303	24,845	$1,050,734
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+5,160	64,114	$3,639,751
MDT	Medtronic plc	+4,164	88,212	$8,089,040
LRCX	Lam Research Corp	+3,500	18,500	$5,984,010
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	+3,386	203,662	$1,761,676
PGR	Progressive Corp/Oh/	+2,981	224,862	$18,013,694
CB	Chubb Ltd	+2,231	7,587	$960,665
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	+1,910	313,088	$4,420,802
AAPL	Apple Inc.	+1,897	65,623	$23,939,270
MSFT	Microsoft Corp	+1,709	89,717	$18,258,306
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	+1,073	18,145	$814,710
AMAT	Applied Materials Inc /De	+813	32,085	$1,939,538
EDV	Vanguard World Funds Extended Duration ETF	+748	9,796	$1,072,172
TMO	Thermo Fisher Scientific Inc.	+708	160,388	$58,114,987
MA	Mastercard Inc	+680	14,272	$4,220,230
INTC	Intel Corp	+634	124,483	$7,447,817
V	Visa Inc.	+600	3,329	$643,062
—		+550	28,359	$0
GLD	Spdr Gold Trust	+473	53,057	$8,880,150
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−252,891	565,972	$50,426,891
BTI	British American Tobacco p.l.c.	−132,792	14,241	$552,835
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	−95,076	31,578	$805,063
GLW	Corning Inc /Ny	−34,900	11,494	$297,694
VZ	Verizon Communications Inc	−31,978	6,098	$336,182
BNDC	FlexShares Core Select Bond Fund	−22,401	134,689	$3,722,803
JPM	Jpmorgan Chase & Co	−17,028	12,842	$1,207,918
JNJ	Johnson & Johnson	−12,678	92,206	$12,966,929
BAC	Bank Of America Corp /De/	−10,490	80,628	$1,914,915
CCI	Crown Castle Inc.	−10,417	2,402	$401,974
BKF	iShares MSCI BIC ETF	−9,023	30,019	$1,200,459
EMR	Emerson Electric Co	−7,856	26,104	$1,619,231
ETN	Eaton Corp plc	−3,017	138,368	$12,104,432
QCOM	Qualcomm Inc/De	−2,833	46,125	$4,207,061
ORCL	Oracle Corp	−2,080	79,492	$4,393,522
SEDG	Solaredge Technologies, Inc.	−1,190	108,578	$15,068,454
PEP	Pepsico Inc	−834	1,530	$202,357
AFK	VanEck Africa Index ETF	−811	111,254	$4,080,796
BRK-B	Berkshire Hathaway Inc	−741	5,990	$10,952,770
WMT	Walmart Inc.	−737	7,235	$866,609
NVDA	Nvidia Corp	−426	25,204	$9,575,302
CSCO	Cisco Systems, Inc.	−285	120,429	$5,616,808
PG	PROCTER & GAMBLE Co	−124	2,762	$330,252
SPY	Spdr S&P 500 ETF Trust	−119	184,402	$56,862,200
HD	Home Depot, Inc.	−55	44,636	$11,181,764
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
ASML	Asml Holding NV	2,451	$902,041
FNV	FRANCO NEVADA Corp	3,593	$501,726
INSM	INSMED Inc	15,000	$413,100
DIS	Walt Disney Co	2,959	$329,958
—		2,060	$281,581
IQV	Iqvia Holdings Inc.	1,678	$238,074
TMUS	T-Mobile US, Inc.	2,121	$220,902
GILD	Gilead Sciences, Inc.	2,809	$216,124
NFLX	Netflix Inc	453	$206,133
ZM	Zoom Communications, Inc.	808	$204,860
SPHR	Sphere Entertainment Co.	2,699	$202,424
No positions match the current search.

Sold Out

Positions the filer fully exited

18 positions

Ticker	Company	Shares	Value
BMY	Bristol Myers Squibb Co	50,706	$2,826,352
MO	Altria Group, Inc.	58,200	$2,250,594
CVS	CVS HEALTH Corp	26,541	$1,574,677
DUK	Duke Energy CORP	18,900	$1,528,632
UPS	United Parcel Service Inc	16,160	$1,509,667
T	At&T Inc.	46,371	$1,351,713
GS	Goldman Sachs Group Inc	5,015	$775,268
DBC	Invesco DB Commodity Index Tracking Fund	46,781	$526,286
VOD	Vodafone Group Public Ltd Co	30,644	$421,967
PFG	Principal Financial Group Inc	10,520	$329,696
BAB	Invesco Taxable Municipal Bond ETF	12,500	$328,625
CWI	State Street SPDR MSCI ACWI ex-US ETF	10,000	$269,400
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	8,300	$223,768
AWP	abrdn Global Premier Properties Fund	32,872	$139,377
NMRK	Newmark Group, Inc.	28,400	$120,700
BGY	BlackRock Enhanced International Dividend Trust	18,590	$83,655
FNDA	Schwab Fundamental U.S. Small Company ETF	130,000	$0
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	10,017	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

98 tracked positions · $567,513,868 total · filing declares 134 positions · $609,973,000 · as of Jun 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 98 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	160,388	+708	$58,114,987	+28.3%	10.24%
SPY	Spdr S&P 500 ETF Trust	Reduced	184,402	-119	$56,862,200	+19.6%	10.02%
IAU	Ishares Gold Trust	Added	3,307,914	+116,658	$56,201,458	+16.9%	9.90%
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Reduced	565,972	-252,891	$50,426,891	+3.4%	8.89%
NDSN	Nordson Corp Industrials	Held	129,382	0	$24,545,059	+40.5%	4.33%
AAPL	Apple Inc. Technology	Added	65,623	+1,897	$23,939,270	+47.7%	4.22%
MSFT	Microsoft Corp Technology	Added	89,717	+1,709	$18,258,306	+31.5%	3.22%
PGR	Progressive Corp/Oh/ Financial Services	Added	224,862	+2,981	$18,013,694	+9.9%	3.17%
GOOGL	Alphabet Inc. Communication Services	Added	24,888	+93	$16,921,590	+21.7%	2.98%
SEDG	Solaredge Technologies, Inc. Technology	Reduced	108,578	-1,190	$15,068,454	+67.7%	2.66%
JNJ	Johnson & Johnson Healthcare	Reduced	92,206	-12,678	$12,966,929	−5.7%	2.28%
ETN	Eaton Corp plc Industrials	Reduced	138,368	-3,017	$12,104,432	+10.2%	2.13%
VEA	Vanguard FTSE Developed Markets ETF	Added	305,023	+27,068	$11,831,842	+27.7%	2.08%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	44,636	-55	$11,181,764	+34.0%	1.97%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,990	-741	$10,952,770	−7.4%	1.93%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Held	89,390	0	$9,597,804	+24.2%	1.69%
NVDA	Nvidia Corp Technology	Reduced	25,204	-426	$9,575,302	+41.7%	1.69%
SAP	Sap SE Technology	Held	65,500	0	$9,170,000	+26.7%	1.62%
GLD	Spdr Gold Trust	Added	53,057	+473	$8,880,150	+14.1%	1.56%
VIG	Vanguard Dividend Appreciation ETF	Added	99,848	+54,470	$8,878,854	+118.1%	1.56%
MDT	Medtronic plc Healthcare	Added	88,212	+4,164	$8,089,040	+6.7%	1.43%
INTC	Intel Corp Technology	Added	124,483	+634	$7,447,817	+11.1%	1.31%
LRCX	Lam Research Corp Technology	Added	18,500	+3,500	$5,984,010	+66.2%	1.05%
CSCO	Cisco Systems, Inc. Technology	Reduced	120,429	-285	$5,616,808	+18.4%	0.99%
MMM	3M Co Industrials	Held	34,591	0	$5,395,849	+14.3%	0.95%
ACLS	Axcelis Technologies Inc Technology	Held	177,350	0	$4,939,197	+52.1%	0.87%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Added	313,088	+1,910	$4,420,802	+17.8%	0.78%
ORCL	Oracle Corp Technology	Reduced	79,492	-2,080	$4,393,522	+11.4%	0.77%
MA	Mastercard Inc Financial Services	Added	14,272	+680	$4,220,230	+28.5%	0.74%
QCOM	Qualcomm Inc/De Technology	Reduced	46,125	-2,833	$4,207,061	+27.0%	0.74%
AFK	VanEck Africa Index ETF	Reduced	111,254	-811	$4,080,796	+58.0%	0.72%
VB	Vanguard Morningstar Small-Cap ETF	Added	30,937	+12,686	$3,897,310	+96.8%	0.69%
BNDC	FlexShares Core Select Bond Fund	Reduced	134,689	-22,401	$3,722,803	+5.2%	0.66%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	64,114	+5,160	$3,639,751	+29.2%	0.64%
AMT	American Tower Corp /Ma/ Real Estate	Added	11,617	+365	$3,003,459	+22.6%	0.53%
META	Meta Platforms, Inc. Communication Services	Added	11,148	+16	$2,531,376	+36.3%	0.45%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Held	118,200	0	$1,997,580	+15.6%	0.35%
AMAT	Applied Materials Inc /De Technology	Added	32,085	+813	$1,939,538	+35.4%	0.34%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	80,628	-10,490	$1,914,915	−1.0%	0.34%
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Financial Services	Added	203,662	+3,386	$1,761,676	+17.9%	0.31%
AMGN	Amgen Inc Healthcare	Held	7,197	0	$1,697,484	+16.3%	0.30%
HASI	HA Sustainable Infrastructure Capital, Inc. Financial Services	Held	58,664	0	$1,669,577	+39.4%	0.29%
VIGI	Vanguard International Dividend Appreciation ETF	Added	24,888	+18,438	$1,669,487	+265.8%	0.29%
GLDM	World Gold Trust	Added	92,111	+32,439	$1,635,891	+74.4%	0.29%
EMR	Emerson Electric Co Industrials	Reduced	26,104	-7,856	$1,619,231	+0.1%	0.29%
FNF	Fidelity National Financial, Inc. Financial Services	Held	52,812	0	$1,619,215	+23.2%	0.29%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	7,128	+400	$1,537,509	+17.5%	0.27%
CDW	CDW Corp Technology	Held	12,797	0	$1,486,755	+24.6%	0.26%
DHR	Danaher Corp /De/ Healthcare	Added	7,718	+92	$1,364,774	+29.3%	0.24%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	3,892	0	$1,262,915	+23.4%	0.22%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.