HASI · HA Sustainable Infrastructure Capital, Inc. · Holdings

$36.48 +0.81 (+2.27%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.58B

128.50M

Volume · Oct 21 782.62K Avg daily vol (3M) 1.02M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HASI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 411

Total Value: $5,161,801,496

Total Shares: 132,343,578

Showing 1–100 of 417 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 408 13F filers

Top Holder

16.1%

of institutional value

Top 5

38.9%

of institutional value

Top 10

55.0%

of institutional value

HHI

485

Broadly held

Who Holds HASI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 408 filers, like-for-like change +2.9%; actively managed books -1.0%; index-like books +9.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	30.3%	202	+7.5%	22	18
Exempt adviser	0.1%	3	+126.4%	3	1
Adviser	7.6%	7	-0.4%	0	0
Bank	13.1%	20	+7.8%	3	0
Insurer	0.6%	3	-14.8%	0	0
Broker-dealer	0.1%	2	+4.3%	1	0
Benefit plan	0.4%	6	+0.5%	1	0
Non-US	4.6%	9	-27.3%	0	1
Holding company	30.3%	10	-0.9%	1	0
Unknown	13.0%	146	+10.9%	16	11

Style	Share	Filers	Change	New	Exited
Index-like	40.8%	43	+9.4%	1	0
Systematic-like	1.0%	12	+66.1%	5	2
Concentrated	0.9%	53	+5.3%	12	8
Diversified active	57.3%	300	-1.8%	29	21
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	62.5%	263	+6.7%	18	18
Medium turnover	22.2%	79	-7.3%	10	7
High turnover	2.0%	28	+17.9%	11	6
Unknown	13.3%	38	+2.8%	8	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.5%	40	+3.3%	11	2
Medium horizon	24.8%	72	+4.3%	11	7
Long horizon	60.8%	280	+1.7%	20	17
Unknown	1.8%	16	+26.4%	5	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.9%	109	+0.9%	16	11
$1B to $10B	6.9%	121	+5.5%	23	12
$10B to $100B	12.2%	106	+0.5%	7	7
$100B or more	78.9%	72	+3.1%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.5%	137	-4.6%	14	9
Pooled investment vehicles	1.0%	14	+47.3%	6	2
Registered funds and BDCs	17.4%	25	+6.0%	1	2
Pension and profit sharing plans	0.0%	2	-36.9%	0	1
Insurance companies	0.1%	3	+13.2%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.2%	1	-11.6%	0	1
Corporations	0.0%	1	-4.7%	0	0
Other investment advisers	0.1%	6	-6.9%	0	1
Other	0.1%	2	-1.0%	1	1
Diversified	6.9%	10	+18.1%	0	1
Unknown	69.7%	206	+1.0%	25	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.6%	28	+30.0%	9	4
Private equity funds	1.7%	13	+5.2%	1	1
Venture capital funds	0.0%	2	0.0%	0	0
Real estate funds	0.0%	2	+100.9%	0	1
Liquidity funds	0.0%	1	+4.7%	0	0
Securitized asset funds	1.2%	1	+31354.1%	0	0
Other private funds	3.6%	18	+5.0%	1	2
Mixed private funds	3.5%	1	-0.2%	0	0
Private funds, type not stated	0.2%	3	+38.2%	2	0
No private funds	18.6%	136	+1.8%	12	11
Unknown	69.6%	203	+0.9%	22	12

Location	Share	Filers	Change	New	Exited
United States	83.3%	336	+3.8%	39	25
Outside the US	16.7%	72	-1.8%	8	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

408 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.980% of filers hold it in their top 10

Mar 31, 2026: 6

Holders above 5%

median weight 0.007%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 10.6%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

55.2%

of 13F shares, Herfindahl 0.049

Active holders

-1.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (6 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 17.1 quarters

Under 1 year 15.1% 1 to 3 years 21.8% 3 years or more 63.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$32.05

estimated per share

Mar 31, 2026: $31.01

Quarter-end price

$39.05

implied by 13F values

Estimated gain or loss

+21.8%

price against the estimated cost

Estimated at a loss

12.6%

of costed 13F value

Estimated cost covers 15.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HASI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	AMAL Amalgamated Financial Corp.	6	0.203
2	FSLR First Solar, Inc.	17	0.142
3	CHGX Stance Sustainable Beta ETF	4	0.136
4	NXT Nextpower Inc.	12	0.130
5	CWEN Clearway Energy, Inc.	6	0.119
6	XIFR XPLR Infrastructure, LP	4	0.110
7	BEPC Brookfield Renewable Corp	6	0.106
8	VMI Valmont Industries Inc	8	0.098
9	ORA Ormat Technologies, Inc.	5	0.093
10	XYL Xylem Inc.	11	0.088

Shareholder Targets

13F filers that own its peers but not HASI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: AMAL, FSLR, CHGX, NXT, CWEN, XIFR, BEPC, VMI, ORA, XYL, GOOGL, AWK, AMAT, PG, AVGO, AAPL, NVDA, MSFT, GH, TTEK. 6,771 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$192,240,568,404 8 held	26.7%	AVGO, NVDA, GOOGL
2	Capital World Investors Adviser, Diversified active	$149,376,558,654 8 held	17.7%	AVGO, GOOGL, NVDA
3	Capital International Investors Adviser, Diversified active	$106,990,970,212 9 held	21.8%	AVGO, GOOGL, MSFT
4	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
5	Fisher Asset Management, LLC Adviser, Diversified active	$67,422,592,882 10 held	21.5%	NVDA, AAPL, GOOGL
6	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$48,403,107,009 10 held	28.8%	NVDA, GOOGL, AAPL
7	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$48,075,068,577 17 held	26.6%	NVDA, AAPL, GOOGL
8	SG Americas Securities, LLC Unknown, Diversified active	$47,289,285,701 18 held	27.7%	NVDA, GOOGL, MSFT
9	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$45,553,713,370 10 held	15.5%	NVDA, GOOGL, AAPL
10	Sumitomo Mitsui Trust Group, Inc. Bank, Index-like	$43,468,938,857 12 held	24.8%	NVDA, AAPL, GOOGL

Fund Ownership of HASI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 31.06% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.76%	+0.57 pp	6,114,728	73
Index ETFs	26.30%	+1.25 pp	33,792,351	79
Active ETFs	0.69%	-0.05 pp	885,147	9
Active funds	12.71%	+3.13 pp	16,325,902	105
Unclassified	0.14%	+0.13 pp	176,977	10
All registered funds	44.59%	+5.02 pp	57,295,105	276

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 205 Exempt adviser 3 Adviser 7 Bank 20 Insurer 3 Broker-dealer 2 Benefit plan 6 Non-US 9 Holding company 10 Unknown 146

Showing 100 of 417

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$834,012,124

16.16%

21,357,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	337,760	$13,189,528	1.6%	Sole
BlackRock Investment Management (Australia) Ltd	285	$11,129	0.0%	Sole
BlackRock Asset Management Canada Ltd	65,838	$2,570,973	0.3%	Sole
BLACKROCK (SINGAPORE) LTD.	68,663	$2,681,290	0.3%	Sole
BlackRock Asset Management North Asia Ltd	97,986	$3,826,353	0.5%	Sole
BlackRock Investment Management, LLC	1,357,876	$53,025,057	6.4%	Sole
BLACKROCK ADVISORS LLC	285,805	$11,160,685	1.3%	Sole
BlackRock Fund Advisors	13,806,315	$539,136,600	64.6%	Sole
BlackRock Institutional Trust Company, N.A.	4,002,023	$156,278,998	18.7%	Sole
BlackRock Fund Managers Ltd.	24,679	$963,714	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	462,504	$18,060,781	2.2%	Sole
BlackRock (Netherlands) B.V.	140,970	$5,504,878	0.7%	Sole
BlackRock Asset Management Ireland Ltd	456,897	$17,841,827	2.1%	Sole
BlackRock Life Ltd	2,123	$82,903	0.0%	Sole
BlackRock Asset Management Schweiz AG	21,056	$822,236	0.1%	Sole
Aperio Group, LLC	226,308	$8,837,327	1.1%	Sole
SpiderRock Advisors, LLC	457	$17,845	0.0%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$381,842,260

7.40%

9,778,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	7,116,617	$277,903,893	72.8%	Defined
Wellington Managment Canada LLC	364,282	$14,225,212	3.7%	Defined
Wellington Management Hong Kong Ltd	51,473	$2,010,020	0.5%	Defined
Wellington Management Singapore Pte. Ltd.	168,580	$6,583,049	1.7%	Defined
Wellington Management International Ltd	443,752	$17,328,515	4.5%	Defined
Wellington Trust Company, NA joint	1,434,901	$56,032,884	14.7%	Defined
Wellington Management Australia Pty Ltd	104,588	$4,084,161	1.1%	Defined
Wellington Management Europe GmbH	94,098	$3,674,526	1.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$308,703,878

5.98%

7,905,349

T. Rowe Price Investment Management, Inc.

$260,403,714

5.04%

6,668,469

VANGUARD CAPITAL MANAGEMENT LLC

$225,469,233

4.37%

5,773,860

STATE STREET CORP

$223,902,312

4.34%

5,733,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,733,734	$223,902,312	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$178,242,436

3.45%

4,564,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	4,564,467	$178,242,436	100.0%	Defined

JPMORGAN CHASE & CO

$174,782,252

3.39%

4,475,858

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	17,606	$687,514	0.4%	Other
JPMorgan Chase Bank, N.A.	1,078,513	$42,115,932	24.1%	Defined
J.P. Morgan Investment Management Inc.	537,293	$20,981,291	12.0%	Defined
J.P. Morgan Securities LLC	2,681,279	$104,703,944	59.9%	Defined
JPMorgan Asset Management (UK) Ltd	161,167	$6,293,571	3.6%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$144,388,584

2.80%

3,697,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	478,079	$18,668,984	12.9%	Defined
Held directly	3,219,452	$125,719,600	87.1%	Defined

Invesco Ltd.

$111,298,161

2.16%

2,850,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	49,667	$1,939,496	1.7%	Defined
Invesco Trust Co joint	51,433	$2,008,458	1.8%	Defined
Invesco Capital Management LLC	2,749,045	$107,350,207	96.5%	Defined

Amundi

$93,290,370

1.81%

2,388,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	2,388,998	$93,290,370	100.0%	Defined

MORGAN STANLEY

$90,992,080

1.76%

2,330,143

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,042	$79,740	0.1%	Defined
MORGAN STANLEY & CO. LLC	545,397	$21,297,752	23.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	286,196	$11,175,953	12.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	893,232	$34,880,709	38.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	577,907	$22,567,267	24.8%	Defined
Calvert Research & Management	25,369	$990,659	1.1%	Defined

FMR LLC

$79,909,927

1.55%

2,046,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,248,883	$48,768,881	61.0%	Defined
STRATEGIC ADVISERS LLC	8,252	$322,240	0.4%	Defined
Fidelity Institutional Asset Management Trust Co	665,420	$25,984,651	32.5%	Defined
FIAM LLC	123,794	$4,834,155	6.0%	Defined

NORTHERN TRUST CORP

$70,067,918

1.36%

1,794,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,511,063	$59,007,008	84.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	220,531	$8,611,734	12.3%	Defined
MASON STREET ADVISORS, LLC joint	42,694	$1,667,200	2.4%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	20,025	$781,976	1.1%	Other
Green Century Capital Management, Inc. joint	0	$0	0.0%	Other

NORGES BANK

$67,827,194

1.31%

1,736,932

Rockefeller Capital Management L.P.

$65,922,098

1.28%

1,688,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	1,509,797	$58,957,572	89.4%	Defined
ROCKEFELLER TRUST COMPANY, N.A. joint	2,535	$98,991	0.2%	Defined
Rockefeller Trust Co (Delaware)	15,936	$622,300	0.9%	Defined
ROCKEFELLER FINANCIAL LLC	159,878	$6,243,235	9.5%	Defined

GOLDMAN SACHS GROUP INC

$65,726,186

1.27%

1,683,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,532,570	$59,846,858	91.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	141,663	$5,531,940	8.4%	Defined
GOLDMAN SACHS INTERNATIONAL	8,896	$347,388	0.5%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$64,932,652

1.26%

1,662,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	1,530,200	$59,754,310	92.0%	Sole
Schroder Investment Management North America Limited	118,866	$4,641,717	7.1%	Sole
Schroder Wealth Management (US) Limited	13,742	$536,625	0.8%	Sole

Erste Asset Management GmbH

$62,918,062

1.22%

1,611,218

Swedbank AB

$62,152,682

1.20%

1,591,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	1,591,618	$62,152,682	100.0%	Defined

NEUMEIER POMA INVESTMENT COUNSEL LLC

$60,865,790

1.18%

1,558,663

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$59,940,146

1.16%

1,534,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	4,880	$190,564	0.3%	Defined
UBS Asset Management Switzerland AG	201,782	$7,879,587	13.1%	Defined
UBS Asset Management (UK) Ltd.	134,709	$5,260,385	8.8%	Defined
Held directly	1,193,588	$46,609,610	77.8%	Defined

Bank of New York Mellon Corp

$51,175,723

0.99%

1,310,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	2,240	$87,471	0.2%	Defined
Mellon Investments Corporation joint	881,375	$34,417,693	67.3%	Defined
BNY Mellon Investment Adviser, Inc.	103,251	$4,031,951	7.9%	Defined
The Bank of New York Mellon	245,379	$9,582,049	18.7%	Defined
BNY Mellon, NA joint	78,271	$3,056,481	6.0%	Defined
Held directly	2	$78	0.0%	Defined

Hood River Capital Management LLC

$50,816,077

0.98%

1,301,308

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$47,637,797

0.92%

1,219,918

BANK OF AMERICA CORP /DE/

$47,222,615

0.91%

1,209,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	478,311	$18,678,044	39.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	447,189	$17,462,730	37.0%	Defined
BOFA SECURITIES, INC.	8,619	$336,571	0.7%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	275,167	$10,745,270	22.8%	Defined

DEUTSCHE BANK AG\

$41,130,309

0.80%

1,053,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	131,573	$5,137,925	12.5%	Defined
DWS International GmbH	1,588	$62,011	0.2%	Defined
Held directly	920,112	$35,930,373	87.4%	Sole

UBS Group AG

$40,642,380

0.79%

1,040,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	557,590	$21,773,889	53.6%	Defined
UBS AG	477,486	$18,645,828	45.9%	Defined
UBS Switzerland AG	5,702	$222,663	0.5%	Defined

Handelsbanken Fonder AB

$35,881,873

0.70%

918,870

STOREBRAND ASSET MANAGEMENT AS

$35,222,592

0.68%

901,987

Mizuho Markets Cayman LP

$35,145,000

0.68%

900,000

VANGUARD FIDUCIARY TRUST CO

$33,252,324

0.64%

851,532

Aristotle Capital Boston, LLC

$33,107,331

0.64%

847,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARISTOTLE INVESTMENT SERVICES, LLC	847,819	$33,107,331	100.0%	Sole

Tidal Investments LLC

$30,627,539

0.59%

784,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	14,821	$578,760	1.9%	Defined
Held directly	769,495	$30,048,779	98.1%	Sole

Baird Financial Group, Inc.

$27,263,968

0.53%

698,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	697,381	$27,232,728	99.9%	Defined
BAIRD TRUST Co	800	$31,240	0.1%	Defined

ROYAL BANK OF CANADA

$26,678,723

0.52%

683,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,924	$153,232	0.6%	Defined
RBC Capital Markets, LLC	60,240	$2,352,372	8.8%	Defined
RBC Dominion Securities Inc.	624	$24,367	0.1%	Defined
RBC Private Counsel (USA) Inc.	95	$3,709	0.0%	Defined
RBC Trust Co (Delaware) Ltd	3,408	$133,082	0.5%	Defined
RBC Rochdale, LLC	88	$3,436	0.0%	Defined
Held directly	614,815	$24,008,525	90.0%	Sole

Triodos Investment Management BV

$26,358,750

0.51%

675,000

Border to Coast Pensions Partnership Ltd

$25,074,000

0.49%

700,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	700,000	$25,074,000	100.0%	Sole

PRINCIPAL FINANCIAL GROUP INC

$24,120,716

0.47%

617,688

Universal- Beteiligungs- und Servicegesellschaft mbH

$23,065,429

0.45%

590,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	590,664	$23,065,429	100.0%	Defined

BESSEMER GROUP INC

$22,151,030

0.43%

567,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST CO	13,559	$529,478	2.4%	Defined
BESSEMER TRUST Co NATIONAL ASSOCIATION	433,187	$16,915,952	76.4%	Defined
Bessemer Trust CO of Delaware, N.A.	55,936	$2,184,300	9.9%	Defined
BESSEMER TRUST Co OF FLORIDA	61,895	$2,416,999	10.9%	Defined
Bessemer Trust Co of Nevada, National Association	2,671	$104,301	0.5%	Defined

VICTORY CAPITAL MANAGEMENT INC

$18,182,812

0.35%

465,629

ABN AMRO Bank N.V.

$17,878,691

0.35%

457,841

FIRST TRUST ADVISORS LP

$17,561,878

0.34%

449,728

Public Sector Pension Investment Board

$17,144,512

0.33%

439,040

Nuveen, LLC

$16,992,137

0.33%

435,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	25,520	$996,555	5.9%	Defined
TEACHERS ADVISORS, LLC joint	409,618	$15,995,582	94.1%	Defined

CITIGROUP INC

$15,292,954

0.30%

391,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank (Switzerland) AG joint	1,374	$53,654	0.4%	Defined
Citibank, N.A. joint	102,530	$4,003,796	26.2%	Defined
Citigroup Financial Products Inc. joint	287,721	$11,235,504	73.5%	Defined

Rathbones Group PLC

$15,027,923

0.29%

384,838

Robeco Institutional Asset Management B.V.

$14,165,090

0.27%

395,452

LBP AM SA

$14,053,157

0.27%

359,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
La Financiere De L'echiquier	359,876	$14,053,157	100.0%	Defined

NEUBERGER BERMAN GROUP LLC

$13,922,496

0.27%

356,530

CREDIT AGRICOLE S A

$13,028,211

0.25%

333,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	333,629	$13,028,211	100.0%	Defined

Boston Common Asset Management, LLC

$12,857,517

0.25%

358,948

Squarepoint Ops LLC

$12,835,422

0.25%

328,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	328,692	$12,835,422	100.0%	Defined

SEI INVESTMENTS CO

$12,587,571

0.24%

322,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	2,274	$88,799	0.7%	Sole
SEI TRUST CO	320,071	$12,498,772	99.3%	Sole

RHUMBLINE ADVISERS

$12,524,116

0.24%

320,720

Raiffeisen Bank International AG

$12,172,275

0.24%

311,710

ABN AMRO INVESTMENT SOLUTIONS

$12,059,811

0.23%

308,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ABN AMRO Bank N.V.	251,020	$9,802,331	81.3%	Defined
Boston Common Asset Management, LLC	57,810	$2,257,480	18.7%	Other

Balyasny Asset Management L.P.

$11,914,194

0.23%

305,101

STATE OF WISCONSIN INVESTMENT BOARD

$11,729,878

0.23%

300,381

Legal & General Group Plc

$11,476,051

0.22%

293,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	195,919	$7,650,636	66.7%	Defined
Legal & General Investment Management Ltd joint	97,962	$3,825,415	33.3%	Defined

OPPENHEIMER & CO INC

$10,704,893

0.21%

274,133

Union Bancaire Privee, UBP SA

$10,546,858

0.20%

270,086

Swiss National Bank

$10,013,747

0.19%

256,434

VAN ECK ASSOCIATES CORP

$9,928,111

0.19%

254,241

ENVESTNET ASSET MANAGEMENT INC

$9,485,947

0.18%

242,918

Groupe la Francaise

$9,419,172

0.18%

241,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel joint	241,208	$9,419,172	100.0%	Defined

WELLS FARGO & COMPANY/MN

$8,965,370

0.17%

229,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	112,333	$4,386,603	48.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	65,410	$2,554,260	28.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	51,791	$2,022,438	22.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	53	$2,069	0.0%	Defined

AGF MANAGEMENT LTD

$8,771,371

0.17%

224,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AGF INVESTMENTS INC.	209,394	$8,176,835	93.2%	Sole
AGF Investments LLC	15,225	$594,536	6.8%	Sole

PFG Investments, LLC

$8,724,004

0.17%

223,406

EDENTREE ASSET MANAGEMENT Ltd

$8,641,765

0.17%

221,300

AMERIPRISE FINANCIAL INC

$8,574,403

0.17%

219,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	211,666	$8,265,557	96.4%	Defined
Ameriprise Financial Services, LLC	7,909	$308,846	3.6%	Defined

DANSKE BANK A/S

$8,449,951

0.16%

216,388

D. E. Shaw & Co., Inc.

$7,971,627

0.15%

204,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	204,139	$7,971,627	100.0%	Defined

Waverly Advisors, LLC

$7,739,046

0.15%

198,183

ProShare Advisors LLC

$7,691,405

0.15%

196,963

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,618,655

0.15%

195,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	195,100	$7,618,655	100.0%	Other

NATURAL INVESTMENTS, LLC

$7,546,724

0.15%

193,258

Capital Innovations LLC

$7,339,798

0.14%

187,959

Pier Capital, LLC

$7,257,833

0.14%

185,860

PRICE T ROWE ASSOCIATES INC /MD/

$7,110,691

0.14%

182,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	167,217	$6,529,823	91.8%	Defined
Held directly	14,875	$580,868	8.2%	Sole

ALPS ADVISORS INC

$7,011,193

0.14%

179,544

NIA IMPACT ADVISORS, LLC

$6,971,947

0.14%

178,539

Avalon Trust Co

$6,942,387

0.13%

177,782

TUDOR INVESTMENT CORP ET AL

$6,712,695

0.13%

171,900

California Public Employees Retirement System

$6,541,577

0.13%

167,518

Clean Yield Group

$6,536,852

0.13%

167,397

FRANKLIN RESOURCES INC

$6,414,820

0.12%

164,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	83	$3,241	0.1%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,457	$56,895	0.9%	Defined
FRANKLIN ADVISERS INC	30,547	$1,192,860	18.6%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	132,185	$5,161,824	80.5%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$6,348,007

0.12%

162,561

RAYMOND JAMES FINANCIAL INC

$6,324,654

0.12%

161,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	155,093	$6,056,381	95.8%	Defined
Raymond James Financial Services Advisors, Inc.	6,870	$268,273	4.2%	Defined

AMERICAN CENTURY COMPANIES INC

$6,306,418

0.12%

161,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	161,496	$6,306,418	100.0%	Defined

DekaBank Deutsche Girozentrale

$6,130,264

0.12%

156,985

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	16,985	$663,264	10.8%	Defined
Deka Vermoegensmanagement GmbH	140,000	$5,467,000	89.2%	Defined

SFE Investment Counsel

$6,043,338

0.12%

154,759

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$5,761,437

0.11%

147,540

LPL Financial LLC

$5,667,365

0.11%

145,131

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$5,481,838

0.11%

140,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	2,325	$90,791	1.7%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	138,055	$5,391,047	98.3%	Defined

Man Group plc

$5,252,303

0.10%

134,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG LLC	134,502	$5,252,303	100.0%	Defined

PDT Partners, LLC

$5,156,122

0.10%

132,039

PRUDENTIAL FINANCIAL INC

$5,155,576

0.10%

132,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	132,025	$5,155,576	100.0%	Defined

Castlefield Investment Partners LLP

$4,910,225

0.10%

125,742

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Key facts CIK 1561894 CUSIP 41068X100 13F (30d) 55 filings 52 filers Visit website Investor relations