SpiderRock Advisors, LLC

Registered adviser

CIK

1703301

Location

CHICAGO, IL

Portfolio Value

Mid $6,264,860,432

Diversification

Diversified

Reports for

BlackRock, Inc.

Filing Date

Global Rank

#587 / 7,445 ▲ 77 · as of Sep 2024

Top Industry

Consumer Electronics 20.6%

Period ended 2 years ago

Filed Nov 1, 2024 · 1y

19 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 171992

Roster of Oct 1, 2026

Regulatory AUM

$9,834,015,630

Main clients

Individuals and high net worth (85% of AUM)

Private funds

0 funds

$0 gross assets

Private funds on Schedule D 7.B.(1)

As filed Dec 20, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$9,834,015,630	Individuals and high net worth (85%)
Apr 2025 to Mar 2026	$5,979,259,343	Other investment advisers (73%)
Apr 2024 to Mar 2025	$4,853,616,658	Other investment advisers (79%)
May 2023 to Mar 2024	$3,016,655,005	Other investment advisers (90%)
Apr 2023	$3,016,655,005	Other investment advisers (90%)
Apr 2022 to Mar 2023	$2,724,457,898	Other investment advisers (90%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.2%, 19.8 effective positions, active share 41.5% against the S&P 500 as of 2024-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: the S&P 500 as of 2024-09-30, active share 41.5%; sector active share 21.9% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

620 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

17.8%

−1.8 pts

Top 5

41.0%

−0.4 pts

Top 10

51.3%

−0.0 pts

HHI

519

Diversified−46

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Technology	40.3%	$2,524,227,545	90
Unclassified	13.6%	$851,425,811	136
Consumer Cyclical	9.3%	$582,582,610	49
Financial Services	8.3%	$520,885,647	92
Healthcare	7.4%	$464,379,478	56
Consumer Defensive	6.8%	$428,826,577	31
Industrials	5.3%	$332,618,263	70
Communication Services	4.0%	$250,671,236	20
Energy	2.1%	$130,593,349	28
Utilities	1.4%	$84,858,213	15
Basic Materials	1.3%	$79,755,666	19
Real Estate	0.2%	$14,036,037	14

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
U	Unity Software Inc.	+2,474,997	6,472,847	$146,415,799
NVDA	Nvidia Corp	+701,321	1,795,470	$218,041,876
KVYO	Klaviyo, Inc.	+471,500	501,500	$17,743,070
KO	Coca Cola Co	+451,586	1,220,773	$87,724,747
MO	Altria Group, Inc.	+245,096	280,880	$14,336,115
AVGO	Broadcom Inc.	+233,978	253,158	$43,669,755
—		+201,721	264,038	$0
GOVZ	iShares 25+ Year Treasury STRIPS Bond ETF	+136,058	160,058	$1,890,284
SOFI	SoFi Technologies, Inc.	+124,500	251,246	$1,974,793
PGR	Progressive Corp	+123,308	133,690	$33,925,174
VZ	Verizon Communications Inc	+110,264	207,038	$9,298,076
PLTR	Palantir Technologies Inc.	+109,531	297,970	$11,084,484
AMZN	Amazon Com Inc	+107,131	696,712	$129,818,346
PAYX	Paychex Inc	+96,771	120,852	$16,217,129
MSFT	Microsoft Corp	+85,691	699,923	$301,176,866
IOT	Samsara Inc.	+82,734	230,734	$11,102,920
AAPL	Apple Inc.	+82,246	3,876,964	$903,332,612
AMD	Advanced Micro Devices Inc	+73,791	109,408	$17,951,664
MS	Morgan Stanley	+73,365	153,713	$16,023,043
ARCC	Ares Capital Corp	+71,403	134,314	$2,812,535
TJX	Tjx Companies Inc	+69,644	92,510	$10,873,625
BMY	Bristol Myers Squibb Co	+62,740	209,524	$10,840,771
XOM	ExxonMobil Holdings Corp	+54,199	533,357	$62,520,107
JPM	Jpmorgan Chase & Co	+51,791	200,974	$42,377,377
UPS	United Parcel Service Inc	+48,433	180,311	$24,583,601
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TFC	Truist Financial Corp	−357,336	181,232	$7,751,292
TMUS	T-Mobile US, Inc.	−77,325	59,887	$12,358,281
RITM	Rithm Capital Corp.	−53,432	277,748	$3,152,439
MGM	MGM Resorts International	−50,088	33,011	$1,290,399
INTC	Intel Corp	−36,778	134,638	$3,158,607
XYZ	Block, Inc.	−36,197	11,592	$778,170
NU	Nu Holdings Ltd.	−35,317	327,169	$4,465,856
HLT	Hilton Worldwide Holdings Inc.	−30,193	166,357	$38,345,288
COIN	Coinbase Global, Inc.	−27,923	144,653	$25,772,825
DVN	Devon Energy Corp	−27,469	5,150	$201,468
BAC	Bank Of America Corp	−24,634	223,651	$8,874,471
TOST	Toast, Inc.	−20,505	16,043	$454,177
BALL	BALL Corp	−18,477	64,833	$4,402,809
T	At&T Inc.	−18,113	82,611	$1,817,442
STBA	S&T Bancorp Inc	−17,000	57,375	$2,408,028
HLI	Houlihan Lokey, Inc.	−16,732	7,700	$1,216,754
PRU	Prudential Financial Inc	−16,153	9,619	$1,164,860
CSCO	Cisco Systems, Inc.	−15,644	195,391	$10,398,709
SO	Southern Co	−14,765	47,145	$4,251,536
EEM	iShares MSCI Emerging Markets ETF	−13,249	13,322	$610,946
FTNT	Fortinet, Inc.	−13,215	5,295	$410,627
MMM	3M Co	−10,602	38,203	$5,222,350
HPQ	Hp Inc	−10,569	6,973	$250,121
AI	C3.ai, Inc.	−10,000	13,750	$333,162
MKC	Mccormick & Co Inc	−9,956	48,260	$3,971,798
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
RDDT	Reddit, Inc.	52,866	$3,484,926
KKR	KKR & Co. Inc.	25,416	$3,318,821
SFM	Sprouts Farmers Market, Inc.	29,451	$3,251,684
BEN	Franklin Templeton Inc	135,772	$2,735,805
OSK	Oshkosh Corp	20,321	$2,036,367
NVR	Nvr Inc	200	$1,962,359
JEPI	JPMorgan Equity Premium Income ETF	32,522	$1,935,384
CGGO	Capital Group Global Growth Equity ETF	56,994	$1,718,369
CGUS	Capital Group Core Equity ETF	47,500	$1,628,300
FCX	Freeport-Mcmoran Inc	30,531	$1,524,107
WINN	Harbor Long-Term Growers ETF	56,223	$1,439,871
LOGI	Logitech International S.A.	15,948	$1,431,014
NVS	Novartis AG	11,226	$1,291,214
ORLY	O Reilly Automotive Inc	1,063	$1,224,150
—		26,176	$1,191,269
SMH	VanEck Semiconductor ETF	4,650	$1,141,342
BRZE	Braze, Inc.	34,691	$1,121,906
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	39,225	$1,059,075
VMC	Vulcan Materials CO	4,152	$1,039,785
RSP	Victory Portfolios II	5,401	$967,643
AWI	Armstrong World Industries Inc	7,336	$964,170
VHT	VANGUARD HEALTH CARE INDEX FUND	2,663	$751,498
GLDM	World Gold Trust	14,221	$741,340
MTUM	iShares MSCI USA Momentum Factor ETF	3,642	$738,451
RS	Reliance, Inc.	2,444	$706,829
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MTDR	Matador Resources Co	200,122	$11,927,271
JLL	Jones Lang Lasalle Inc	12,629	$2,592,481
DFAC	Dimensional U.S. Core Equity 2 ETF	59,513	$1,918,699
ENSG	Ensign Group, Inc	14,656	$1,812,800
INSM	INSMED Inc	15,703	$1,052,101
—		32,455	$998,315
SCHB	Schwab U.S. Broad Market ETF	15,482	$973,354
AFRM	Affirm Holdings, Inc.	24,471	$739,268
IYH	iShares U.S. Healthcare ETF	11,325	$693,882
IHF	iShares U.S. Healthcare Providers ETF	12,370	$648,435
IUSG	iShares Core S&P U.S. Growth ETF	4,900	$624,652
PATK	Patrick Industries Inc	5,581	$605,817
ACWI	iShares MSCI ACWI ETF	3,990	$448,476
WYNN	Wynn Resorts Ltd	4,723	$422,708
C	Citigroup Inc	5,651	$358,612
PDI	PIMCO Dynamic Income Fund	18,887	$355,264
RRC	Range Resources Corp	10,000	$335,300
AWK	American Water Works Company, Inc.	2,596	$335,299
INGR	Ingredion Inc	2,800	$321,160
SCHF	Schwab International Equity ETF	7,141	$274,357
LNC	Lincoln National Corp	8,057	$250,572
AAAU	Goldman Sachs Physical Gold ETF	10,656	$245,194
EXTR	Extreme Networks Inc	18,153	$244,157
COF	Capital One Financial Corp	1,759	$243,533
CBT	Cabot Corp	2,500	$229,725
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

620 tracked positions · $6,264,860,432 total · filing declares 818 positions · $6,285,410,522 · as of Sep 30, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 620 positions by value · page 1 of 13

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. PUT + SHARES Technology	Added	4,783,264	+157,746	$1,114,500,512	+14.4%	3	$183.51	17.79%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Added	1,024,565	+304,019	$587,854,414	+49.9%	3	$501.93	9.38%
MSFT	Microsoft Corp PUT + SHARES Technology	Added	902,823	+117,091	$388,484,736	+10.6%	3	$409.49	6.20%
NVDA	Nvidia Corp PUT + SHARES Technology	Added	2,554,070	+973,621	$310,166,260	+58.9%	3	unpriced	4.95%
COST	Costco Wholesale Corp PUT + SHARES Consumer Defensive	Added	191,975	+21,169	$170,189,677	+17.2%	3	$734.37	2.72%
U	Unity Software Inc. PUT + SHARES Technology	Added	6,501,947	+2,474,997	$147,074,041	+124.6%	3	$22.04	2.35%
AMZN	Amazon Com Inc PUT + SHARES Consumer Cyclical	Added	754,712	+132,431	$140,625,486	+16.9%	3	$176.53	2.24%
KO	Coca Cola Co PUT + SHARES Consumer Defensive	Added	1,739,273	+845,086	$124,984,157	+119.6%	3	$63.37	2.00%
LLY	ELI LILLY & Co PUT + SHARES Healthcare	Added	126,968	+12,831	$112,486,029	+8.9%	3	$733.94	1.80%
XOM	ExxonMobil Holdings Corp PUT + SHARES Energy	Added	631,657	+95,899	$74,042,833	+20.1%	3	$107.64	1.18%
BYD	Boyd Gaming Corp PUT + SHARES Consumer Cyclical	Held	1,000,500	0	$64,682,325	+17.3%	3	$63.75	1.03%
GOOG	Alphabet Inc. PUT + SHARES Communication Services	Added	377,100	+51,670	$63,047,349	+5.6%	3	$152.51	1.01%
NEE	Nextera Energy Inc PUT + SHARES Utilities	Added	745,800	+37,884	$63,042,474	+25.8%	3	$59.29	1.01%
ABBV	AbbVie Inc. PUT + SHARES Healthcare	Added	310,418	+47,954	$61,301,346	+36.2%	3	$174.67	0.98%
CAVA	Cava Group, Inc. Consumer Cyclical	Added	479,319	+39,319	$59,363,658	+45.5%	2	$79.20	0.95%
UNH	Unitedhealth Group Inc PUT + SHARES Healthcare	Added	100,412	+10,230	$58,708,888	+27.8%	3	$513.05	0.94%
AVGO	Broadcom Inc. PUT + SHARES Technology	Added	337,758	+312,078	$58,263,255	+41.3%	3	unpriced	0.93%
TSLA	Tesla, Inc. PUT + SHARES Consumer Cyclical	Added	221,096	+39,583	$57,845,346	+61.0%	3	$193.74	0.92%
HLT	Hilton Worldwide Holdings Inc. PUT + SHARES Consumer Cyclical	Reduced	232,157	-49,293	$53,512,188	−12.9%	3	$199.60	0.85%
GOOGL	Alphabet Inc. PUT + SHARES Communication Services	Reduced	312,485	-3,359	$51,825,637	−9.9%	3	$143.43	0.83%
BRK-B	Berkshire Hathaway Inc PUT + SHARES Financial Services	Added	108,209	+20,502	$49,804,274	+39.6%	3	$401.61	0.79%
META	Meta Platforms, Inc. PUT + SHARES Communication Services	Reduced	85,064	-1,802	$48,694,036	+11.2%	3	$448.78	0.78%
JPM	Jpmorgan Chase & Co PUT + SHARES Financial Services	Added	224,674	+56,891	$47,374,759	+39.6%	3	$188.22	0.76%
SHW	Sherwin Williams Co PUT + SHARES Basic Materials	Reduced	118,949	-219	$45,399,264	+27.7%	3	$315.05	0.72%
PGR	Progressive Corp PUT + SHARES Financial Services	Added	176,790	+163,808	$44,862,230	+1563.7%	3	$228.85	0.72%
CDNS	Cadence Design Systems Inc PUT + SHARES Technology	Added	152,878	+72,325	$41,434,524	+67.1%	3	$290.99	0.66%
HD	Home Depot, Inc. PUT + SHARES Consumer Cyclical	Added	100,632	+13,724	$40,776,086	+36.3%	3	$359.72	0.65%
COIN	Coinbase Global, Inc. PUT + SHARES Financial Services	Reduced	221,353	-77,523	$39,438,464	−40.6%	3	$181.79	0.63%
NET	Cloudflare, Inc. Technology	Added	398,954	+170	$32,271,389	−2.3%	3	$90.54	0.52%
AMGN	Amgen Inc PUT + SHARES Healthcare	Reduced	98,996	-3,427	$31,897,501	−0.3%	3	$292.78	0.51%
UPS	United Parcel Service Inc PUT + SHARES Industrials	Added	227,911	+83,833	$31,073,385	+57.6%	3	$143.84	0.50%
ACN	Accenture plc PUT + SHARES Technology	Added	81,521	+10,075	$28,816,043	+32.9%	3	$350.56	0.46%
BX	Blackstone Inc. PUT + SHARES Financial Services	Added	185,838	+16,184	$28,457,372	+35.5%	3	$126.24	0.45%
ABT	Abbott Laboratories PUT + SHARES Healthcare	Added	247,440	+18,184	$28,210,634	+18.4%	3	$112.41	0.45%
QQQ	Invesco Qqq Trust, Series 1 CALL + SHARES	Added	55,774	+778	$27,221,616	+3.3%	3	$433.03	0.43%
EFA	iShares MSCI EAFE ETF PUT CALL + SHARES	Added	324,743	+43,965	$27,158,257	+23.5%	3	unpriced	0.43%
JNJ	Johnson & Johnson PUT + SHARES Healthcare	Added	153,737	+17,041	$24,914,618	+24.7%	3	$159.18	0.40%
IVV	iShares Core S&P 500 ETF PUT + SHARES	Added	40,707	+13,183	$23,480,611	+55.9%	3	unpriced	0.37%
AFL	Aflac Inc PUT + SHARES Financial Services	Added	202,517	+37,598	$22,641,400	+53.7%	3	$84.68	0.36%
CG	Carlyle Group Inc. Financial Services	Held	500,040	0	$21,531,722	+7.2%	3	$43.22	0.34%
MO	Altria Group, Inc. PUT + SHARES Consumer Defensive	Added	412,780	+356,796	$21,068,291	+726.2%	3	$49.39	0.34%
CVX	Chevron Corp PUT + SHARES Energy	Added	140,739	+8,556	$20,726,632	+0.2%	3	$151.03	0.33%
CAT	Caterpillar Inc PUT + SHARES Industrials	Added	52,785	+6,188	$20,645,269	+33.0%	3	$326.59	0.33%
DASH	DoorDash, Inc. Consumer Cyclical	Reduced	143,161	-7,494	$20,433,369	+24.7%	3	$117.80	0.33%
MS	Morgan Stanley PUT + SHARES Financial Services	Added	193,513	+83,365	$20,171,795	+88.4%	3	$95.13	0.32%
PG	PROCTER & GAMBLE Co PUT + SHARES Consumer Defensive	Added	115,878	+22,428	$20,070,069	+30.2%	3	$160.75	0.32%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	70,609	-7,077	$19,993,644	−3.8%	3	unpriced	0.32%
ORCL	Oracle Corp PUT + SHARES Technology	Added	116,640	+50,003	$19,875,456	+111.2%	3	$128.20	0.32%
YUM	Yum Brands Inc PUT + SHARES Consumer Cyclical	Added	136,477	+301	$19,067,201	+5.7%	3	$133.53	0.30%
AMD	Advanced Micro Devices Inc PUT + SHARES Technology	Added	115,708	+73,791	$18,985,368	+179.2%	3	$155.64	0.30%

Showing the top 50 of 620 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.