YUM · Yum Brands Inc · Holdings

$151.60 +1.77 (+1.18%) At close · Oct 20

S&P 500 member Russell 1000 member Rebalance outlook locked

Market Cap

$41.40B

272.90M

Volume · Oct 20 2.52M Avg daily vol (3M) 2.39M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of YUM: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 1,435

Total Value: $39,386,081,459

Total Shares: 247,079,089

Showing 1–100 of 1,463 holdings by value · page 1 of 15

Institutional Ownership Trend

27 quarters

Superinvestors Holding YUM

All superinvestors →

Terry Smith $88,899,265 Thomas Gayner $39,199,750 Joel Greenblatt $17,417,706 Ray Dalio $2,543,212

Holder Concentration

Across 1,447 13F filers

Top Holder

10.6%

of institutional value

Top 5

38.4%

of institutional value

Top 10

55.2%

of institutional value

HHI

402

Broadly held

Who Holds YUM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,440 filers, like-for-like change +1.5%; actively managed books +2.2%; index-like books +0.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	31.7%	839	-3.7%	72	71
Exempt adviser	0.8%	5	+318.1%	2	5
Adviser	14.4%	23	+3.0%	1	0
Bank	20.8%	50	+4.6%	1	1
Insurer	0.4%	5	+0.6%	0	0
Broker-dealer	0.1%	1	+1.1%	0	1
Benefit plan	0.5%	9	-0.3%	0	0
Non-US	3.2%	17	-11.6%	1	2
Holding company	16.9%	14	+12.6%	1	0
Unknown	11.2%	477	-8.9%	36	37

Style	Share	Filers	Change	New	Exited
Index-like	40.6%	80	+0.3%	1	1
Systematic-like	2.2%	26	-32.5%	7	9
Concentrated	1.1%	358	-38.8%	38	34
Diversified active	56.1%	975	+5.8%	68	73
Unknown	0.0%	1	+50.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.1%	1,031	+0.1%	57	43
Medium turnover	12.8%	237	+29.8%	28	28
High turnover	2.9%	49	-35.4%	14	35
Unknown	17.1%	123	+0.1%	15	11
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.8%	134	+0.8%	27	27
Medium horizon	17.1%	278	+0.6%	25	38
Long horizon	65.9%	984	+3.5%	50	40
Unknown	1.3%	44	-42.9%	12	12
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.9%	560	-44.1%	66	67
$1B to $10B	3.7%	553	-5.4%	42	36
$10B to $100B	12.7%	241	-4.7%	6	13
$100B or more	82.6%	86	+3.8%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.2%	666	-0.8%	57	46
Pooled investment vehicles	3.5%	49	-32.1%	11	17
Registered funds and BDCs	21.3%	40	+3.1%	1	3
Pension and profit sharing plans	0.1%	7	+1.4%	0	0
Insurance companies	0.1%	10	-3.3%	0	0
Charitable organizations	0.0%	3	-2.9%	0	0
Governments and sovereign funds	0.4%	7	-8.1%	0	2
Corporations	0.0%	2	-5.4%	0	0
Other investment advisers	0.0%	10	-1.4%	1	0
Other	0.1%	3	-55.6%	0	0
Diversified	4.0%	38	-0.4%	2	3
Unknown	68.3%	605	+4.2%	42	46

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.7%	88	-14.4%	11	19
Private equity funds	0.5%	29	-11.8%	1	1
Venture capital funds	0.0%	2	+0.4%	0	0
Real estate funds	0.0%	11	+9.6%	0	0
Liquidity funds	0.1%	2	-14.9%	0	0
Securitized asset funds	0.9%	2	-0.5%	0	0
Other private funds	4.5%	56	+13.2%	2	2
Mixed private funds	0.6%	10	+4.3%	0	0
Private funds, type not stated	0.1%	14	+3.2%	2	6
No private funds	21.1%	629	-1.4%	58	48
Unknown	67.5%	597	+3.2%	40	41

Location	Share	Filers	Change	New	Exited
United States	86.1%	1,250	+0.7%	96	102
Outside the US	13.9%	190	+7.6%	18	14
Unknown	0.0%	0	-100.0%	0	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 18 holders with no observed 2026-03-31 13F and 21 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

1,440 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.278% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.029%

Mar 31, 2026: 3

Crowding

10.2%

of shares outstanding, 31st percentile

Mar 31, 2026: 10.9%

Private-fund advisers

10.1%

of shares outstanding

Institutional ownership

88.6%

88.7% of the estimated free float

Top 10 holders

56.1%

of 13F shares, Herfindahl 0.041

Active holders

+2.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (6 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 18.3 quarters

Under 1 year 18.0% 1 to 3 years 15.3% 3 years or more 66.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$147.97

estimated per share

Mar 31, 2026: $146.74

Quarter-end price

$159.85

implied by 13F values

Estimated gain or loss

+8.0%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 7.62% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies YUM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PEP Pepsico Inc	243	0.249
2	KO Coca Cola Co	251	0.241
3	V Visa Inc.	295	0.241
4	MCD Mcdonalds Corp	232	0.235
5	PG PROCTER & GAMBLE Co	262	0.234
6	HD Home Depot, Inc.	266	0.233
7	MSFT Microsoft Corp	341	0.233
8	JNJ Johnson & Johnson	291	0.232
9	META Meta Platforms, Inc.	302	0.231
10	GOOGL Alphabet Inc.	339	0.230

Shareholder Targets

13F filers that own its peers but not YUM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PEP, KO, V, MCD, PG, HD, MSFT, JNJ, META, GOOGL, ABBV, LLY, JPM, AAPL, CSCO, AMZN, MA, COST, NVDA, WMT. 5,831 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Berkshire Hathaway Inc Insurer, Concentrated	$136,222,385,302 3 held	45.5%	AAPL, GOOGL, KO
2	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
3	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$69,633,417,520 17 held	41.4%	NVDA, GOOGL, AAPL
4	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$62,661,630,594 19 held	21.3%	NVDA, GOOGL, AAPL
5	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$54,635,743,371 20 held	24.1%	GOOGL, MSFT, AMZN
6	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$48,268,335,214 13 held	33.0%	LLY, JNJ, AAPL
7	Sanders Capital, LLC Registered adviser, Concentrated	$41,633,692,121 12 held	41.7%	GOOGL, AMZN, META
8	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$31,565,668,326 14 held	18.7%	LLY, GOOGL, NVDA
9	MASTERCARD FOUNDATION ASSET MANAGEMENT CORP Unknown, Unknown	$30,994,616,726 1 held	96.7%	MA
10	Clearbridge Investments, LLC Registered adviser, Diversified active	$30,133,209,594 20 held	25.1%	NVDA, GOOGL, AAPL

Fund Ownership of YUM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 21.93% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.79%	+0.06 pp	13,070,937	156
Index ETFs	17.14%	+0.31 pp	46,777,984	200
Active ETFs	2.26%	-0.16 pp	6,158,707	67
Active funds	16.14%	+6.06 pp	44,038,229	329
Unclassified	1.47%	+0.26 pp	4,023,483	39
All registered funds	41.80%	+6.52 pp	114,069,340	791

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 828 Exempt adviser 5 Adviser 24 Bank 50 Insurer 5 Broker-dealer 2 Benefit plan 9 Non-US 17 Holding company 14 Unknown 481

Showing 100 of 1,463

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$4,186,811,241

10.63%

26,190,487

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	706,099	$112,876,986	2.7%	Sole
BlackRock Investment Management (Australia) Ltd	183,174	$29,282,195	0.7%	Sole
BlackRock Asset Management Canada Ltd	305,240	$48,795,666	1.2%	Sole
BLACKROCK (SINGAPORE) LTD.	22,103	$3,533,385	0.1%	Sole
BlackRock Asset Management North Asia Ltd	46,544	$7,440,523	0.2%	Sole
BlackRock Investment Management, LLC	388,164	$62,051,897	1.5%	Sole
BLACKROCK ADVISORS LLC	120,223	$19,218,848	0.5%	Sole
BlackRock Fund Advisors	10,895,611	$1,741,772,374	41.6%	Sole
BlackRock Institutional Trust Company, N.A.	5,982,093	$956,297,386	22.8%	Sole
BlackRock Japan Co. Ltd	288,393	$46,102,504	1.1%	Sole
BlackRock Fund Managers Ltd.	2,884,157	$461,061,338	11.0%	Sole
BlackRock Investment Management (UK) Ltd.	606,679	$96,983,704	2.3%	Sole
BlackRock (Netherlands) B.V.	746,083	$119,268,828	2.8%	Sole
BlackRock Asset Management Ireland Ltd	2,245,102	$358,902,005	8.6%	Sole
BlackRock Advisors (UK) Ltd	14,012	$2,239,958	0.1%	Sole
BlackRock (Luxembourg) S.A.	21,967	$3,511,644	0.1%	Sole
BlackRock Life Ltd	66,996	$10,709,980	0.3%	Sole
BlackRock Asset Management Schweiz AG	10,274	$1,642,401	0.0%	Sole
Aperio Group, LLC	601,321	$96,127,175	2.3%	Sole
SpiderRock Advisors, LLC	56,252	$8,992,444	0.2%	Sole

JPMORGAN CHASE & CO

$3,200,021,359

8.12%

20,017,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	4,412	$705,301	0.0%	Other
JPMorgan Chase Bank, N.A.	800,840	$128,022,280	4.0%	Other
J.P. Morgan Investment Management Inc.	15,686,083	$2,507,577,227	78.4%	Other
J.P. Morgan Securities LLC	112,897	$18,047,714	0.6%	Defined
J.P. Morgan Securities plc	51,814	$8,282,986	0.3%	Defined
JPMorgan Asset Management (UK) Ltd	2,492,989	$398,529,221	12.5%	Defined
JPMorgan Asset Management (Canada) Inc.	331,682	$53,022,684	1.7%	Defined
J.P. Morgan (Suisse) SA	1,819	$290,785	0.0%	Other
JPMorgan Asset Management (Asia Pacific) Ltd	223,305	$35,697,537	1.1%	Defined
JPMorgan Asset Management (Japan) Ltd	246,119	$39,344,583	1.2%	Defined
JPMorgan Asset Management (Taiwan) Ltd	7,246	$1,158,345	0.0%	Defined
55I, LLC	2,541	$406,203	0.0%	Other
J.P. Morgan SE	10,499	$1,678,370	0.1%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	45,403	$7,258,123	0.2%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$2,877,553,855

7.31%

18,000,462

Capital International Investors

$2,711,417,112

6.88%

16,961,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	16,961,198	$2,711,417,112	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,237,521,094

5.68%

13,996,754

STATE STREET CORP

$2,107,881,828

5.35%

13,185,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET BANK AND TRUST COMPANY joint	13,185,799	$2,107,881,828	100.0%	Defined

T. Rowe Price Investment Management, Inc.

$1,642,229,630

4.17%

10,272,924

GEODE CAPITAL MANAGEMENT, LLC

$1,338,308,433

3.40%

8,371,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	911,715	$145,746,759	10.9%	Defined
Held directly	7,460,038	$1,192,561,674	89.1%	Defined

NORGES BANK

$802,821,236

2.04%

5,022,027

Invesco Ltd.

$774,685,705

1.97%

4,846,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,580,826	$412,570,841	53.3%	Defined
Invesco Canada Ltd. joint	1,429	$228,439	0.0%	Defined
Invesco Trust Co joint	113,050	$18,072,173	2.3%	Defined
Invesco Hong Kong Limited joint	4,402	$703,703	0.1%	Defined
Invesco Asset Management Limited joint	39,782	$6,359,549	0.8%	Defined
Invesco Management S.A. joint	196,129	$31,353,181	4.0%	Defined
Invesco Asset Management (Japan) Limited joint	8,336	$1,332,592	0.2%	Defined
Invesco Australia Ltd joint	100	$15,986	0.0%	Defined
Invesco Investment Advisers LLC	1,722	$275,278	0.0%	Defined
Invesco Capital Management LLC	1,890,165	$302,161,776	39.0%	Defined
Invesco Asset Management Singapore Ltd joint	1,372	$219,327	0.0%	Defined
Invesco Managed Accounts, LLC	8,713	$1,392,860	0.2%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$740,461,928

1.88%

4,631,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	4,549,078	$727,215,609	98.2%	Defined
Wellington Management International Ltd	55,828	$8,924,664	1.2%	Defined
Wellington Trust Company, NA joint	27,034	$4,321,655	0.6%	Defined

MORGAN STANLEY

$702,965,319

1.78%

4,397,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,851	$775,480	0.1%	Defined
MORGAN STANLEY & CO. LLC	255,403	$40,828,723	5.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	790,450	$126,361,337	18.0%	Defined
MORGAN STANLEY AIP GP LP	968	$154,743	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	12,526	$2,002,406	0.3%	Defined
Morgan Stanley Investment Management LTD	4,789	$765,569	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,007,345	$161,034,171	22.9%	Defined
Morgan Stanley Wealth Management Australia Pty Ltd	1,731	$276,717	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,888,195	$301,846,852	42.9%	Defined
EATON VANCE MANAGEMENT	83,492	$13,347,031	1.9%	Defined
Calvert Research & Management	67,592	$10,805,256	1.5%	Defined
BOSTON MANAGEMENT & RESEARCH	280,039	$44,767,034	6.4%	Defined

BANK OF AMERICA CORP /DE/

$638,589,382

1.62%

3,994,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,090,206	$334,140,331	52.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	266,621	$42,622,033	6.7%	Defined
BOFA SECURITIES, INC.	106,154	$16,969,778	2.7%	Defined
MERRILL LYNCH INTERNATIONAL	26,209	$4,189,770	0.7%	Defined
U.S. TRUST Co OF DELAWARE	9,510	$1,520,268	0.2%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,495,979	$239,147,202	37.4%	Defined

LOOMIS SAYLES & CO L P

$587,239,475

1.49%

3,673,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	470,057	$75,143,312	12.8%	Defined
Held directly	3,203,404	$512,096,163	87.2%	Defined

NORTHERN TRUST CORP

$494,955,491

1.26%

3,096,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,521,398	$403,070,683	81.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	383,117	$61,245,083	12.4%	Defined
NT Global Advisors, Inc	1,105	$176,645	0.0%	Defined
Northern Trust Asset Management Australia Pty Ltd	40,005	$6,395,199	1.3%	Defined
Northern Trust Co of Hong Kong Ltd	30,158	$4,821,057	1.0%	Defined
STATE FARM INVESTMENT MANAGEMENT CORP joint	108,000	$17,264,880	3.5%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	12,398	$1,981,944	0.4%	Other
Green Century Capital Management, Inc. joint	0	$0	0.0%	Other

PRICE T ROWE ASSOCIATES INC /MD/

$463,055,430

1.18%

2,896,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	408,215	$65,257,249	14.1%	Defined
Held directly	2,488,416	$397,798,181	85.9%	Sole

UBS Group AG

$409,731,089

1.04%

2,563,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,316,934	$210,525,069	51.4%	Defined
UBS AG	1,229,962	$196,621,725	48.0%	Defined
UBS Switzerland AG	14,708	$2,351,220	0.6%	Defined
UBS Securities LLC	1,458	$233,075	0.1%	Defined

FMR LLC

$400,814,897

1.02%

2,507,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,214,607	$194,167,075	48.4%	Defined
FIDELITY MANAGEMENT TRUST CO	246,922	$39,472,950	9.8%	Defined
STRATEGIC ADVISERS LLC	582,533	$93,123,725	23.2%	Defined
Fidelity Institutional Asset Management Trust Co	13,653	$2,182,568	0.5%	Defined
FIAM LLC	448,527	$71,701,526	17.9%	Defined
Fidelity Diversifying Solutions LLC	1,045	$167,053	0.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$343,106,555

0.87%

2,146,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	532,205	$85,078,291	24.8%	Defined
UBS Asset Management Switzerland AG	611,835	$97,807,942	28.5%	Defined
UBS Asset Management (UK) Ltd.	611,382	$97,735,525	28.5%	Defined
UBS Asset Management Life Ltd.	10,983	$1,755,742	0.5%	Defined
Held directly	379,889	$60,729,055	17.7%	Defined

CITADEL ADVISORS LLC

$334,714,387

0.85%

2,093,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,954	$472,226	0.1%	Defined
Held directly	2,090,843	$334,242,161	99.9%	Defined

Legal & General Group Plc

$297,591,378

0.76%

1,861,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	767,708	$122,725,800	41.2%	Defined
Legal & General Investment Management Ltd joint	1,093,867	$174,865,578	58.8%	Defined

STIFEL FINANCIAL CORP

$291,817,873

0.74%

1,825,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	847,001	$135,401,579	46.4%	Defined
Stifel Independent Advisors, LLC	1,774	$283,591	0.1%	Defined
1919 Investment Counsel, LLC	62,741	$10,029,776	3.4%	Defined
Stifel Trust Company, N.A.	9,247	$1,478,225	0.5%	Defined
Washington Crossing Advisers LLC	904,426	$144,581,540	49.5%	Defined
Held directly	270	$43,162	0.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$284,120,616

0.72%

1,777,309

Bank of New York Mellon Corp

$279,431,752

0.71%

1,747,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	14,582	$2,331,077	0.8%	Defined
Mellon Investments Corporation joint	838,277	$134,006,958	48.0%	Other
BNY Mellon Investment Adviser, Inc.	18,115	$2,895,863	1.0%	Defined
The Bank of New York Mellon	516,836	$82,621,402	29.6%	Defined
BNY Mellon, NA joint	338,684	$54,142,022	19.4%	Defined
BNY Mellon Advisors, Inc. joint	10,036	$1,604,354	0.6%	Other
Newton Investment Management North America, LLC joint	11,446	$1,829,757	0.7%	Defined
Held directly	2	$319	0.0%	Defined

GOLDMAN SACHS GROUP INC

$255,558,748

0.65%

1,598,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	495,240	$79,169,066	31.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,087,899	$173,911,534	68.1%	Defined
GOLDMAN SACHS INTERNATIONAL	3,919	$626,491	0.2%	Defined
GOLDMAN SACHS WEALTH SERVICES, L.P.	1,524	$243,626	0.1%	Defined
Goldman Sachs Trust Company, N.A.	10,059	$1,608,031	0.6%	Defined

UBS Group AG

$250,628,508

0.64%

1,567,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,567,800	$250,628,508	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$249,088,097

0.63%

1,558,164

Boston Partners

$243,774,988

0.62%

1,524,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robeco Institutional Asset Management B.V.	38,853	$6,211,040	2.5%	Other
Boston Partners Trust Co	88,648	$14,171,269	5.8%	Defined
Held directly	1,397,427	$223,392,679	91.6%	Defined

ALLIANCEBERNSTEIN L.P.

$235,689,591

0.60%

1,474,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,474,350	$235,689,591	100.0%	Defined

TD Asset Management Inc

$215,811,959

0.55%

1,350,006

Point72 Asset Management, L.P.

$209,374,876

0.53%

1,309,739

Sustainable Growth Advisers, LP

$206,732,750

0.52%

1,516,303

Capital Research Global Investors

$197,134,076

0.50%

1,233,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	1,233,167	$197,134,076	100.0%	Defined

DEUTSCHE BANK AG\

$196,240,296

0.50%

1,227,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	162	$25,897	0.0%	Defined
DWS Investment GmbH	82,894	$13,251,434	6.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	39,742	$6,353,156	3.2%	Defined
Deutsche Bank Trust Co Delaware	1,000	$159,860	0.1%	Other
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	5,370	$858,448	0.4%	Defined
DWS Investments UK Ltd	916,610	$146,529,274	74.7%	Defined
DBX Advisors LLC	45,425	$7,261,640	3.7%	Defined
DWS Investments Hong Kong Ltd	13,611	$2,175,854	1.1%	Defined
DWS International GmbH	122,762	$19,624,733	10.0%	Defined

Amundi

$179,756,493

0.46%

1,124,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,124,462	$179,756,493	100.0%	Defined

JANE STREET GROUP, LLC

$174,439,232

0.44%

1,091,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	943,200	$150,779,952	86.4%	Defined
Jane Street Global Trading, LLC	148,000	$23,659,280	13.6%	Defined

DIMENSIONAL FUND ADVISORS LP

$168,630,237

0.43%

1,054,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	12,694	$2,029,262	1.2%	Defined
DFA Australia Ltd.	92,746	$14,826,375	8.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	3,949	$631,287	0.4%	Defined
Dimensional Ireland Ltd	78,504	$12,549,649	7.4%	Defined
Held directly	866,969	$138,593,664	82.2%	Sole

Ilex Capital Partners (UK) LLP

$162,442,538

0.41%

1,016,155

BARCLAYS PLC

$162,135,126

0.41%

1,014,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	801,342	$128,102,532	79.0%	Defined
BARCLAYS CAPITAL INC.	4,254	$680,044	0.4%	Defined
BARCLAYS CAPITAL SECURITIES LTD	208,636	$33,352,550	20.6%	Defined

USS Investment Management Ltd

$138,185,062

0.35%

864,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
USS Investment Management Ltd	864,413	$138,185,062	100.0%	Sole

Epoch Investment Partners, Inc.

$135,109,515

0.34%

845,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	10,310	$1,648,156	1.2%	Defined
TORONTO DOMINION BANK	834,864	$133,461,359	98.8%	Defined

CITIGROUP INC

$127,567,159

0.32%

797,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	159	$25,417	0.0%	Defined
Citigroup Financial Products Inc. joint	797,834	$127,541,742	100.0%	Defined

Swiss National Bank

$124,626,856

0.32%

779,600

WELLS FARGO & COMPANY/MN

$109,079,350

0.28%

682,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	104,885	$16,766,916	15.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	184,449	$29,486,017	27.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	358,321	$57,281,195	52.5%	Defined
WELLS FARGO DELAWARE TRUST CO, N.A.	3,693	$590,362	0.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	30,995	$4,954,860	4.5%	Defined

Sumitomo Mitsui Trust Group, Inc.

$106,949,697

0.27%

669,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUMITOMO MITSUI TRUST BANK Ltd joint	669,021	$106,949,697	100.0%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$106,785,520

0.27%

667,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	667,994	$106,785,520	100.0%	Defined

Nuveen, LLC

$106,146,238

0.27%

663,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	45,992	$7,352,280	6.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	128,351	$20,518,190	19.3%	Defined
TEACHERS ADVISORS, LLC joint	489,652	$78,275,768	73.7%	Defined

DekaBank Deutsche Girozentrale

$101,727,710

0.26%

636,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	241,570	$38,617,380	38.0%	Defined
Deka Vermoegensmanagement GmbH	394,785	$63,110,330	62.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$99,736,014

0.25%

623,896

VIRGINIA RETIREMENT SYSTEMS ET Al

$99,621,235

0.25%

623,178

BNP PARIBAS ARBITRAGE, SA

$99,610,204

0.25%

623,109

Capital World Investors

$98,381,360

0.25%

615,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	615,422	$98,381,360	100.0%	Defined

Alyeska Investment Group, L.P.

$96,243,713

0.24%

602,050

ROYAL BANK OF CANADA

$95,732,956

0.24%

598,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	142,078	$22,712,589	23.7%	Defined
RBC CMA LTD.	1,105	$176,645	0.2%	Defined
RBC Capital Markets, LLC	249,672	$39,912,565	41.7%	Defined
RBC Dominion Securities Inc.	24,457	$3,909,696	4.1%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	1,500	$239,790	0.3%	Defined
RBC Private Counsel (USA) Inc.	680	$108,704	0.1%	Defined
RBC Trust Co (Delaware) Ltd	1,962	$313,645	0.3%	Defined
CITY NATIONAL BANK	2,697	$431,142	0.5%	Defined
RBC Rochdale, LLC	11,930	$1,907,129	2.0%	Defined
RBC Europe Ltd	1,150	$183,839	0.2%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	550	$87,923	0.1%	Defined
Held directly	161,074	$25,749,289	26.9%	Sole

Vanguard Global Advisers, LLC

$95,083,608

0.24%

594,793

AMF Tjanstepension AB

$92,569,650

0.24%

579,067

RHUMBLINE ADVISERS

$90,018,125

0.23%

563,106

Fundsmith LLP

$88,899,265

0.23%

556,107

NEUBERGER BERMAN GROUP LLC

$88,184,530

0.22%

551,636

RAYMOND JAMES FINANCIAL INC

$86,768,009

0.22%

542,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	463,740	$74,133,476	85.4%	Defined
Raymond James Financial Services Advisors, Inc.	66,086	$10,564,507	12.2%	Defined
EAGLE ASSET MANAGEMENT INC	1,617	$258,493	0.3%	Defined
RAYMOND JAMES TRUST N.A.	11,332	$1,811,533	2.1%	Defined

Russell Investments Group, Ltd.

$85,125,447

0.22%

532,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	14,120	$2,257,223	2.7%	Defined
Russell Investment Management, LLC	401,227	$64,140,148	75.3%	Defined
Russell Investments Canada Limited	4,977	$795,623	0.9%	Defined
Russell Investments Capital, LLC	7,489	$1,197,191	1.4%	Defined
Russell Investments Implementation Services, LLC	48,600	$7,769,196	9.1%	Defined
Russell Investments Limited joint	48,992	$7,831,860	9.2%	Other
Russell Investments Trust Company	7,095	$1,134,206	1.3%	Defined

HSBC HOLDINGS PLC

$84,352,525

0.21%

527,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	79,863	$12,766,899	15.1%	Defined
HSBC Global Asset Management (UK) Ltd	341,271	$54,555,582	64.7%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	5,244	$838,305	1.0%	Defined
Hang Seng Investment Management Ltd	1,897	$303,254	0.4%	Defined
HSBC BANK PLC	99,084	$15,839,568	18.8%	Defined
HSBC SECURITIES USA INC	306	$48,917	0.1%	Defined

BRISTOL JOHN W & CO INC /NY/

$84,284,745

0.21%

527,241

California Public Employees Retirement System

$83,229,670

0.21%

520,641

MARSHALL WACE, LLP

$79,930,000

0.20%

500,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	500,000	$79,930,000	100.0%	Other

FEDERATED HERMES, INC.

$79,741,683

0.20%

498,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	1,540	$246,184	0.3%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	78,865	$12,607,358	15.8%	Defined
FEDERATED MDTA LLC	406,547	$64,990,603	81.5%	Defined
HERMES INVESTMENT MANAGEMENT LTD	11,870	$1,897,538	2.4%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$79,338,518

0.20%

496,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	496,300	$79,338,518	100.0%	Other

Camrose Capital Investment Partners LLP

$76,909,125

0.20%

481,103

National Pension Service

$75,167,131

0.19%

470,206

ALKEON CAPITAL MANAGEMENT LLC

$74,431,295

0.19%

465,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OPPENHEIMER ASSET MANAGEMENT INC.	78,799	$12,596,808	16.9%	Other
Held directly	386,804	$61,834,487	83.1%	Sole

Capital International, Inc./CA/

$72,730,864

0.18%

454,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	454,966	$72,730,864	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$70,142,091

0.18%

438,772

NATIXIS ADVISORS, LLC

$68,686,086

0.17%

429,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Loomis, Sayles & Company, L.P.	14,998	$2,397,580	3.5%	Other
Natixis Investment Managers, L.P.	414,666	$66,288,506	96.5%	Defined

Paralel Advisors LLC

$67,940,500

0.17%

425,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SRH ADVISORS, LLC	425,000	$67,940,500	100.0%	Other

Retirement Systems of Alabama

$67,683,445

0.17%

423,392

TORONTO DOMINION BANK

$65,075,968

0.17%

407,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Canada Trust Co	212	$33,890	0.1%	Defined
Held directly	406,869	$65,042,078	99.9%	Sole

FIRST TRUST ADVISORS LP

$60,980,674

0.15%

381,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	3,002	$479,899	0.8%	Other
Held directly	378,461	$60,500,775	99.2%	Sole

ADAGE CAPITAL PARTNERS GP, L.L.C.

$60,363,455

0.15%

377,602

Assenagon Asset Management S.A.

$57,881,647

0.15%

424,539

Magellan Asset Management Ltd

$57,362,084

0.15%

358,827

BANK OF MONTREAL /CAN/

$54,808,798

0.14%

342,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	174,350	$27,871,591	50.9%	Defined
BMO Bank N.A.	58,404	$9,336,463	17.0%	Defined
BMO Delaware Trust Co	203	$32,451	0.1%	Defined
BMO Family Office, LLC	9,135	$1,460,321	2.7%	Defined
BMO NESBITT BURNS INC.	2,703	$432,101	0.8%	Defined
Stoker Ostler Wealth Advisors, Inc.	1,042	$166,574	0.3%	Defined
Held directly	97,018	$15,509,297	28.3%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$54,695,779

0.14%

342,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	342,148	$54,695,779	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$54,469,737

0.14%

340,734

Freestone Grove Partners LP

$53,502,424

0.14%

334,683

PRINCIPAL FINANCIAL GROUP INC

$52,487,152

0.13%

328,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 134	2	$319	0.0%	Defined
Held directly	328,330	$52,486,833	100.0%	Defined

FORT WASHINGTON INVESTMENT ADVISORS INC /OH/

$48,048,397

0.12%

352,416

AQR CAPITAL MANAGEMENT LLC

$47,249,818

0.12%

295,570

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	26	$4,156	0.0%	Other
Arax Advisory Partners	427	$68,260	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	831	$132,843	0.3%	Other
Stokes Family Office, LLC	16	$2,557	0.0%	Other
Held directly	294,270	$47,042,002	99.6%	Defined

MANE GLOBAL CAPITAL MANAGEMENT LP

$47,033,529

0.12%

294,217

RENAISSANCE TECHNOLOGIES LLC

$46,615,176

0.12%

291,600

Quantinno Capital Management LP

$44,283,138

0.11%

277,012

VICTORY CAPITAL MANAGEMENT INC

$43,857,271

0.11%

274,348

ANCHOR CAPITAL ADVISORS LLC

$43,593,502

0.11%

272,698

LPL Financial LLC

$43,289,128

0.11%

270,794

APG Asset Management N.V.

$43,003,459

0.11%

269,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STICHTING PENSIOENFONDS ABP joint	269,007	$43,003,459	100.0%	Defined

PFA Pension, Forsikringsaktieselskab

$42,049,734

0.11%

263,041

FIFTH THIRD BANCORP

$40,547,849

0.10%

253,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	253,646	$40,547,849	100.0%	Defined

Markel Group Inc.

$39,199,750

0.10%

245,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Markel-Gayner Asset Management LLC	245,213	$39,199,750	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$38,631,123

0.10%

241,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	232,594	$37,182,475	96.3%	Defined
PNC Delaware Trust Company	2,283	$364,958	0.9%	Defined
PNC Ohio Trust Company	2,445	$390,857	1.0%	Defined
PNC Wealth Management LLC	4,334	$692,833	1.8%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$38,538,089

0.10%

241,074

AVIVA PLC

$38,490,451

0.10%

240,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	240,776	$38,490,451	100.0%	Defined

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Key facts CIK 1041061 CUSIP 988498101 13F (30d) 268 filings 258 filers Visit website Investor relations