BABA · Alibaba Group Holding Ltd · Holdings

$107.57 +0.57 (+0.53%)

Market Cap

$267.88B

2.49B

Volume · Oct 7 7.19M Avg daily vol (3M) 10.9M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 1,248

Total Value: $35,718,868,456

Total Shares: 374,378,844

Showing 1–100 of 1,382 holdings by value · page 1 of 14

Institutional Ownership Trend

28 quarters

Superinvestors Holding BABA

All superinvestors →

David Tepper $191,960,000 Francis Chou $4,021,562 Bill Nygren $1,479,339 Tweedy Browne $380,080

Holder Concentration

Across 1,245 13F filers

Top Holder

8.7%

of institutional value

Top 5

29.3%

of institutional value

Top 10

43.1%

of institutional value

HHI

261

Broadly held

Showing 100 of 1,382

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRIMECAP MANAGEMENT CO/CA/

$1,786,313,149

5.00%

18,611,306

JANE STREET GROUP, LLC

$1,773,614,420

4.97%

18,479,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,708,300	$1,699,642,634	95.8%	Defined
Jane Street Global Trading, LLC	770,700	$73,971,786	4.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,426,042,046

3.99%

14,857,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	631,400	$60,601,772	4.2%	Other
SUSQUEHANNA SECURITIES, LLC	14,226,300	$1,365,440,274	95.8%	Other

JANE STREET GROUP, LLC

$1,251,454,426

3.50%

13,038,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	13,038,700	$1,251,454,426	100.0%	Defined

UBS Group AG

$1,014,050,962

2.84%

10,565,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	848,879	$81,475,406	8.0%	Defined
UBS AG	5,606,546	$538,116,284	53.1%	Defined
UBS Switzerland AG	3,701,749	$355,293,868	35.0%	Defined
UBS Europe SE	272,630	$26,167,027	2.6%	Defined
UBS Bank (Canada)	58,722	$5,636,137	0.6%	Defined
UBS Securities LLC	17,824	$1,710,747	0.2%	Defined
UBS Brasil Administradora de Valores Mobiliarios Ltda	1,524	$146,273	0.0%	Defined
UBS (Monaco) S.A.	11,093	$1,064,706	0.1%	Defined
UBS SuMi TRUST Wealth Management Co., Ltd.	43,265	$4,152,574	0.4%	Defined
Held directly	3,000	$287,940	0.0%	Defined

Dodge & Cox

$955,765,960

2.68%

9,957,970

CITADEL ADVISORS LLC

$950,931,448

2.66%

9,907,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,906,800	$950,854,664	100.0%	Defined
Held directly	800	$76,784	0.0%	Defined

HSBC HOLDINGS PLC

$922,160,959

2.58%

9,607,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	848	$81,391	0.0%	Defined
HSBC International Trustee Ltd.	5,873,921	$563,778,937	61.1%	Defined
HSBC Global Asset Management (UK) Ltd	185,662	$17,819,838	1.9%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	36,022	$3,457,391	0.4%	Defined
Hang Seng Investment Management Ltd	29,310	$2,813,173	0.3%	Defined
HSBC BANK PLC	3,478,724	$333,887,929	36.2%	Defined
HSBC SECURITIES USA INC	18	$1,727	0.0%	Defined
Held directly	3,340	$320,573	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$776,161,466

2.17%

8,086,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	176,400	$16,930,872	2.2%	Other
SUSQUEHANNA SECURITIES, LLC	7,910,300	$759,230,594	97.8%	Other

MORGAN STANLEY

$712,124,273

1.99%

7,419,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	620,581	$59,563,364	8.4%	Defined
MORGAN STANLEY & CO. LLC	1,318,305	$126,530,913	17.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,139,764	$205,374,548	28.8%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	5,551	$532,784	0.1%	Defined
Morgan Stanley Investment Management LTD	19,031	$1,826,595	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,294,625	$220,238,106	30.9%	Defined
Morgan Stanley Wealth Management Australia Pty Ltd	2,271	$217,970	0.0%	Defined
Morgan Stanley Bank Asia Ltd	3,842	$368,755	0.1%	Defined
Morgan Stanley Bank, N.A.	23,124	$2,219,441	0.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	794,536	$76,259,564	10.7%	Defined
EATON VANCE MANAGEMENT	13,484	$1,294,194	0.2%	Defined
Calvert Research & Management	13,939	$1,337,865	0.2%	Defined
BOSTON MANAGEMENT & RESEARCH	170,454	$16,360,174	2.3%	Defined

CITADEL ADVISORS LLC

$674,825,782

1.89%

7,030,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,030,900	$674,825,782	100.0%	Defined

GOLDMAN SACHS GROUP INC

$658,083,605

1.84%

6,856,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	4,148,664	$398,188,770	60.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,255,546	$120,507,305	18.3%	Defined
GOLDMAN SACHS INTERNATIONAL	1,437,238	$137,946,103	21.0%	Defined
GOLDMAN SACHS BANK AG	15,018	$1,441,427	0.2%	Defined

SIH Partners, LLLP

$623,870,000

1.75%

6,500,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna Pacific Pty Ltd	6,500,000	$623,870,000	100.0%	Other

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$582,482,267

1.63%

6,068,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	46,254	$4,439,458	0.8%	Defined
UBS Asset Management Trust Company	237,919	$22,835,465	3.9%	Defined
UBS Asset Management Switzerland AG	2,348,449	$225,404,134	38.7%	Defined
UBS Asset Management (UK) Ltd.	413,340	$39,672,372	6.8%	Defined
Held directly	3,022,826	$290,130,838	49.8%	Other

Fisher Asset Management, LLC

$489,154,199

1.37%

5,096,418

BANK OF AMERICA CORP /DE/

$462,569,464

1.30%

4,819,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	551,964	$52,977,504	11.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,327,605	$127,423,527	27.5%	Defined
BOFA SECURITIES, INC.	136,961	$13,145,516	2.8%	Defined
MERRILL LYNCH INTERNATIONAL	1,592,437	$152,842,103	33.0%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,210,469	$116,180,814	25.1%	Defined

BARCLAYS PLC

$448,831,271

1.26%

4,676,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	4,373,203	$419,740,023	93.5%	Defined
BARCLAYS CAPITAL INC.	146,615	$14,072,107	3.1%	Defined
BARCLAYS CAPITAL SECURITIES LTD	86,578	$8,309,756	1.9%	Defined
Barclays Bank (Suisse) SA	68,118	$6,537,965	1.5%	Defined
Barclays Investment Solutions Ltd	1,786	$171,420	0.0%	Defined

BARCLAYS PLC

$443,917,098

1.24%

4,625,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	4,245,100	$407,444,698	91.8%	Defined
BARCLAYS CAPITAL INC.	380,000	$36,472,400	8.2%	Defined

JPMORGAN CHASE & CO

$424,077,352

1.19%

4,418,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	185	$17,755	0.0%	Other
JPMorgan Chase Bank, N.A.	812	$77,935	0.0%	Defined
J.P. Morgan Investment Management Inc.	1,723,285	$165,400,894	39.0%	Defined
J.P. Morgan Securities LLC	1,398,708	$134,247,992	31.7%	Defined
J.P. Morgan Securities plc	610,333	$58,579,761	13.8%	Defined
JPMorgan Asset Management (UK) Ltd	505,106	$48,480,073	11.4%	Defined
JPMorgan Asset Management (Canada) Inc.	146,696	$14,079,882	3.3%	Defined
JPMorgan Asset Management (Taiwan) Ltd	1,979	$189,944	0.0%	Defined
55I, LLC	1,579	$151,551	0.0%	Other
J.P. Morgan SE	29,710	$2,851,565	0.7%	Defined

NORGES BANK

$414,487,422

1.16%

4,318,477

CITIGROUP INC

$373,416,139

1.05%

3,890,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	517,388	$49,658,900	13.3%	Defined
Citigroup Financial Products Inc. joint	3,373,174	$323,757,239	86.7%	Defined

FMR LLC

$354,156,600

0.99%

3,689,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,321,107	$222,779,849	62.9%	Defined
STRATEGIC ADVISERS LLC	241,222	$23,152,487	6.5%	Defined
Fidelity Institutional Asset Management Trust Co	38,942	$3,737,653	1.1%	Defined
FIAM LLC	1,088,482	$104,472,502	29.5%	Defined
Fidelity Diversifying Solutions LLC	147	$14,109	0.0%	Defined

Capula Management Ltd

$336,189,146

0.94%

3,502,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capula Investment Management LLP	1,684,500	$161,678,310	48.1%	Defined
CAPULA INVESTMENT MANAGEMENT ASIA Ltd	150,000	$14,397,000	4.3%	Defined
Capula Investment Management Singapore Pte. Ltd	1,668,200	$160,113,836	47.6%	Defined

BlackRock, Inc.

$332,790,104

0.93%

3,467,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	10,171	$976,212	0.3%	Sole
BlackRock Investment Management (Australia) Ltd	630	$60,467	0.0%	Sole
BlackRock Asset Management Canada Ltd	825	$79,183	0.0%	Sole
BlackRock Asset Management North Asia Ltd	104,288	$10,009,562	3.0%	Sole
BlackRock Investment Management, LLC	276,719	$26,559,489	8.0%	Sole
BLACKROCK ADVISORS LLC	188,719	$18,113,249	5.4%	Sole
BlackRock Institutional Trust Company, N.A.	1,426,350	$136,901,073	41.1%	Sole
BlackRock Fund Managers Ltd.	5,442	$522,323	0.2%	Sole
BlackRock Asset Management Ireland Ltd	254	$24,378	0.0%	Sole
BlackRock Advisors (UK) Ltd	40,563	$3,893,236	1.2%	Sole
BlackRock Asset Management Deutschland AG	38,333	$3,679,201	1.1%	Sole
BlackRock (Luxembourg) S.A.	85,524	$8,208,593	2.5%	Sole
Aperio Group, LLC	1,286,821	$123,509,079	37.1%	Sole
SpiderRock Advisors, LLC	2,647	$254,059	0.1%	Sole

Capula Management Ltd

$320,909,992

0.90%

3,343,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capula Investment Management LLP	1,680,897	$161,332,494	50.3%	Defined
CAPULA INVESTMENT MANAGEMENT ASIA Ltd	1	$95	0.0%	Defined
Capula Investment Management Singapore Pte. Ltd	1,662,611	$159,577,403	49.7%	Defined

UBS Group AG

$291,163,680

0.82%

3,033,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	3,033,587	$291,163,680	100.0%	Defined

Discerene Group LP

$262,762,334

0.74%

2,737,678

ROYAL BANK OF CANADA

$261,799,937

0.73%

2,727,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	584,266	$56,077,850	21.4%	Defined
RBC Dominion Securities Inc.	580,539	$55,720,133	21.3%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	116	$11,133	0.0%	Defined
RBC Private Counsel (USA) Inc.	34,334	$3,295,377	1.3%	Defined
RBC Trust Co (Delaware) Ltd	1,454	$139,554	0.1%	Defined
RBC GLOBAL ASSET MANAGEMENT (UK) Ltd	806,946	$77,450,677	29.6%	Defined
Royal Bank of Canada (Channel Islands) Ltd	21,674	$2,080,270	0.8%	Defined
CITY NATIONAL BANK	168	$16,124	0.0%	Defined
RBC Rochdale, LLC	791	$75,920	0.0%	Defined
RBC Europe Ltd	15,799	$1,516,388	0.6%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	1,104	$105,961	0.0%	Defined
Held directly	680,460	$65,310,550	24.9%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$256,006,014

0.72%

2,667,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	2,236,946	$214,702,077	83.9%	Defined
Held directly	430,339	$41,303,937	16.1%	Sole

Capital World Investors

$251,960,553

0.71%

2,625,136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	2,625,136	$251,960,553	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$229,594,909

0.64%

2,392,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,392,112	$229,594,909	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$220,989,151

0.62%

2,302,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	2,302,450	$220,989,151	100.0%	Defined

D. E. Shaw & Co., Inc.

$215,167,964

0.60%

2,241,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	741,800	$71,197,964	33.1%	Defined
D. E. Shaw Heliant Adviser, L.L.C. joint	1,500,000	$143,970,000	66.9%	Defined

DEUTSCHE BANK AG\

$212,932,778

0.60%

2,218,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	3,628	$348,215	0.2%	Defined
DWS Investment GmbH	36,729	$3,525,249	1.7%	Defined
DWS Investments UK Ltd	2,109,882	$202,506,474	95.1%	Defined
DBX Advisors LLC	39,561	$3,797,064	1.8%	Defined
Deutsche Bank S.p.A	14,980	$1,437,780	0.7%	Defined
DWS Investments Hong Kong Ltd	6,862	$658,614	0.3%	Defined
DWS Investment S.A.	1,700	$163,166	0.1%	Defined
DWS International GmbH	1,500	$143,970	0.1%	Defined
Deutsche Bank Luxembourg S.A.	170	$16,316	0.0%	Defined
Held directly	3,500	$335,930	0.2%	Sole

RWWM, Inc.

$212,822,596

0.60%

2,217,364

AMF Tjanstepension AB

$207,373,524

0.58%

2,160,591

NATIONAL BANK OF CANADA /FI/

$197,506,203

0.55%

2,057,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	183,114	$17,575,281	8.9%	Defined
NBC Global Finance Ltd	540,200	$51,848,396	26.3%	Defined
Manager 6	471	$45,206	0.0%	Defined
Held directly	1,334,000	$128,037,320	64.8%	Defined

APPALOOSA LP

$191,960,000

0.54%

2,000,000

MASTERS CAPITAL MANAGEMENT LLC

$191,960,000

0.54%

2,000,000

CITADEL ADVISORS LLC

$191,179,586

0.54%

1,991,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,991,869	$191,179,586	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$182,038,831

0.51%

1,896,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,047,003	$100,491,347	55.2%	Defined
Wellington Managment Canada LLC	47,978	$4,604,928	2.5%	Defined
Wellington Management Hong Kong Ltd	30,107	$2,889,669	1.6%	Defined
Wellington Management Japan Pte Ltd	20,093	$1,928,526	1.1%	Defined
Wellington Management International Ltd	315,434	$30,275,355	16.6%	Defined
Wellington Trust Company, NA joint	140,956	$13,528,956	7.4%	Defined
Wellington Management Australia Pty Ltd	272,847	$26,187,855	14.4%	Defined
Wellington Management Europe GmbH	22,215	$2,132,195	1.2%	Defined

MILLENNIUM MANAGEMENT LLC

$172,591,236

0.48%

1,798,200

NORTHERN TRUST CORP

$166,673,684

0.47%

1,736,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,736,546	$166,673,684	100.0%	Defined

UBS Group AG

$159,847,203

0.45%

1,665,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	300	$28,794	0.0%	Defined
UBS AG	1,665,122	$159,818,409	100.0%	Defined

HSBC HOLDINGS PLC

$159,614,740

0.45%

1,663,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Trinkaus & Burkhardt AG, Germany	103,500	$9,933,930	6.2%	Defined
HSBC BANK PLC	1,559,500	$149,680,810	93.8%	Defined

HSBC HOLDINGS PLC

$156,293,832

0.44%

1,628,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	1,628,400	$156,293,832	100.0%	Defined

SUSQUEHANNA ADVISORS GROUP, INC.

$155,391,620

0.44%

1,619,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL VENTURES INTERNATIONAL	1,619,000	$155,391,620	100.0%	Other

SUSQUEHANNA ADVISORS GROUP, INC.

$155,391,620

0.44%

1,619,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL VENTURES INTERNATIONAL	1,619,000	$155,391,620	100.0%	Other

GOLDMAN SACHS GROUP INC

$153,548,804

0.43%

1,599,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,539,800	$147,790,004	96.2%	Defined
GOLDMAN SACHS INTERNATIONAL	60,000	$5,758,800	3.8%	Defined

Teilinger Capital Ltd.

$147,271,712

0.41%

1,534,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vitol Holding B.V. joint	1,534,400	$147,271,712	100.0%	Defined

SIH Partners, LLLP

$146,966,110

0.41%

1,531,216

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna Pacific Pty Ltd	1,444,113	$138,605,965	94.3%	Other
Susquehanna International Group Ltd.	75,116	$7,209,633	4.9%	Other
Susquehanna International Securities, Ltd.	11,987	$1,150,512	0.8%	Other

GOLDMAN SACHS GROUP INC

$146,350,304

0.41%

1,524,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,524,800	$146,350,304	100.0%	Defined

LMR Partners LLP

$144,248,342

0.40%

1,502,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	75,000	$7,198,500	5.0%	Sole
Wabon Partners, L.P.	1,427,900	$137,049,842	95.0%	Sole

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$142,612,074

0.40%

1,485,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,456,495	$139,794,390	98.0%	Defined
Global X Management (AUS) Ltd joint	29,131	$2,795,993	2.0%	Defined
Global X Investments Canada Inc. joint	226	$21,691	0.0%	Defined

WELLS FARGO & COMPANY/MN

$141,245,221

0.40%

1,471,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	297,130	$28,518,537	20.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	252,567	$24,241,380	17.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	574,558	$55,146,076	39.0%	Defined
Wells Fargo Securities, LLC	346,761	$33,282,120	23.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	595	$57,108	0.0%	Defined

Carrhae Capital LLP

$138,287,984

0.39%

1,440,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Carrhae Capital (DIFC) Ltd	1,440,800	$138,287,984	100.0%	Sole

MILLENNIUM MANAGEMENT LLC

$138,285,680

0.39%

1,440,776

D. E. Shaw & Co., Inc.

$132,001,294

0.37%

1,375,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,375,300	$132,001,294	100.0%	Defined

Jain Global LLC

$130,724,760

0.37%

1,362,000

Temasek Holdings (Private) Ltd

$126,046,886

0.35%

1,313,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aranda Investments Pte. Ltd. joint	1,313,262	$126,046,886	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$121,807,642

0.34%

1,269,094

Ruffer LLP

$121,421,322

0.34%

1,265,069

BARCLAYS PLC

$121,309,122

0.34%

1,263,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	597,100	$57,309,658	47.2%	Defined
BARCLAYS CAPITAL INC.	651,800	$62,559,764	51.6%	Defined
BARCLAYS CAPITAL SECURITIES LTD	15,000	$1,439,700	1.2%	Defined

NEUBERGER BERMAN GROUP LLC

$119,626,112

0.33%

1,246,365

Walleye Trading LLC

$118,842,436

0.33%

1,238,200

ALKEON CAPITAL MANAGEMENT LLC

$115,175,999

0.32%

1,200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OPPENHEIMER ASSET MANAGEMENT INC.	197,623	$18,967,855	16.5%	Other
Held directly	1,002,377	$96,208,144	83.5%	Sole

Jain Global LLC

$114,427,356

0.32%

1,192,200

TUDOR INVESTMENT CORP ET AL

$113,966,652

0.32%

1,187,400

Portman Square Capital LLP

$113,342,782

0.32%

1,180,900

Qube Research & Technologies Ltd

$110,467,701

0.31%

1,150,945

NORDEA INVESTMENT MANAGEMENT AB

$107,786,210

0.30%

1,123,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	741,171	$71,137,592	66.0%	Defined
Nordea Investment Funds S.A.	288,720	$27,711,345	25.7%	Defined
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA INC	3,584	$343,992	0.3%	Defined
Held directly	89,532	$8,593,281	8.0%	Sole

Man Group plc

$106,659,213

0.30%

1,111,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG Partners LP	130,802	$12,554,375	11.8%	Defined
Numeric Investors LLC	944,515	$90,654,549	85.0%	Defined
Man Investments Australia Ltd	35,948	$3,450,289	3.2%	Defined

Handelsbanken Fonder AB

$104,738,462

0.29%

1,091,253

Walleye Trading LLC

$99,713,622

0.28%

1,038,900

Clearbridge Investments, LLC

$99,647,874

0.28%

1,038,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CLEARBRIDGE INVESTMENT MANAGEMENT LTD	1,026,864	$98,558,406	98.9%	Defined
Held directly	11,351	$1,089,468	1.1%	Sole

DIMENSIONAL FUND ADVISORS LP

$99,122,000

0.28%

1,032,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	54,723	$5,252,313	5.3%	Defined
Dimensional Ireland Ltd	4,235	$406,475	0.4%	Defined
Held directly	973,778	$93,463,212	94.3%	Sole

CAUSEWAY CAPITAL MANAGEMENT LLC

$95,503,939

0.27%

995,040

CITIGROUP INC

$95,413,718

0.27%

994,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	313,500	$30,089,730	31.5%	Defined
Citigroup Financial Products Inc. joint	680,600	$65,323,988	68.5%	Defined

Teilinger Capital Ltd.

$94,549,898

0.26%

985,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vitol Holding B.V. joint	985,100	$94,549,898	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$94,453,918

0.26%

984,100

Great Hill Capital LLC

$93,782,058

0.26%

977,100

BRANDES INVESTMENT PARTNERS, LP

$92,353,395

0.26%

962,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandes Investment Partners & Co.	182	$17,468	0.0%	Defined
Held directly	962,033	$92,335,927	100.0%	Sole

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$92,316,827

0.26%

961,834

IMC-Chicago, LLC

$90,256,424

0.25%

940,367

Altshuler Shaham Ltd

$90,149,215

0.25%

939,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Altshuler Shaham Provident & Pension Funds Ltd.	939,000	$90,125,220	100.0%	Defined
Altshuler Shaham Yanshuf Gidur Ltd.	250	$23,995	0.0%	Defined

CapitalatWork S.A.

$90,080,109

0.25%

938,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2133824	938,530	$90,080,109	100.0%	Defined

Balyasny Asset Management L.P.

$87,332,202

0.24%

909,900

LAZARD ASSET MANAGEMENT LLC

$86,503,990

0.24%

901,271

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$85,051,333

0.24%

886,136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	886,136	$85,051,333	100.0%	Other

ARGA Investment Management, LP

$84,420,456

0.24%

879,563

Jain Global LLC

$81,126,615

0.23%

845,245

CITIGROUP INC

$79,327,470

0.22%

826,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	184,500	$17,708,310	22.3%	Defined
Citigroup Financial Products Inc. joint	642,000	$61,619,160	77.7%	Defined

CI INVESTMENTS INC.

$76,907,142

0.22%

801,283

JANE STREET GROUP, LLC

$76,855,600

0.22%

800,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,189	$1,649,800	2.1%	Defined
Jane Street Global Trading, LLC	783,557	$75,205,800	97.9%	Defined

BAILLIE GIFFORD & CO

$76,402,095

0.21%

796,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	405,592	$38,928,720	51.0%	Defined
BAILLIE GIFFORD OVERSEAS LTD	282,200	$27,085,556	35.5%	Defined
Baillie Gifford Investment Management (Europe) Ltd	18,449	$1,770,735	2.3%	Defined
Held directly	89,780	$8,617,084	11.3%	Sole

CAPSTONE INVESTMENT ADVISORS, LLC

$74,218,262

0.21%

773,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	773,268	$74,218,262	100.0%	Defined

Baird Financial Group, Inc.

$72,440,808

0.20%

754,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	754,675	$72,433,706	100.0%	Defined
BAIRD TRUST Co	74	$7,102	0.0%	Defined

BAMCO INC /NY/

$71,069,350

0.20%

740,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARON CAPITAL MANAGEMENT INC /NY/ joint	740,460	$71,069,350	100.0%	Defined

BBFIT INVESTMENTS PTE LTD

$69,950,224

0.20%

728,800

CAPSTONE INVESTMENT ADVISORS, LLC

$69,105,600

0.19%

720,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	720,000	$69,105,600	100.0%	Defined

Key facts CIK 1577552 CUSIP 01609W102 13F (30d) 56 filings 38 filers Visit website Investor relations