AUA CAPITAL MANAGEMENT, LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 74.9%; sector active share 62.1% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
80 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 58.1% | $90,603,153 |
| Technology | 11.6% | $18,005,799 |
| Communication Services | 7.0% | $10,967,459 |
| Consumer Cyclical | 6.2% | $9,632,946 |
| Consumer Defensive | 6.1% | $9,507,623 |
| Financial Services | 5.5% | $8,604,768 |
| Industrials | 2.1% | $3,197,145 |
| Healthcare | 1.8% | $2,756,020 |
| Energy | 1.4% | $2,143,354 |
| Basic Materials | 0.3% | $411,870 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increasedTrimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SHY | iShares 1-3 Year Treasury Bond ETF | −7,193 | 44,222 | $0 | |
| MUB | iShares National Muni Bond ETF | −5,520 | 58,591 | $0 | |
| EFA | iShares MSCI EAFE ETF | −4,735 | 111,761 | $0 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −3,108 | 28,971 | $2,213,384 | |
| ARCC | Ares Capital Corp | −2,600 | 13,390 | $255,749 | |
| SPY | Spdr S&P 500 ETF Trust | −2,368 | 81,480 | $62,139,092 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | −1,605 | 10,051 | $705,077 | |
| IWM | iShares Russell 2000 ETF | −861 | 19,933 | $0 | |
| IJR | iShares Core S&P Small-Cap ETF | −856 | 18,541 | $0 | |
| AMZN | Amazon Com Inc | −734 | 34,290 | $8,543,353 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | −650 | 4,616 | $0 | |
| VTV | VANGUARD VALUE INDEX FUND | −623 | 24,863 | $5,372,397 | |
| IJH | iShares Core S&P Mid-Cap ETF | −620 | 54,256 | $0 | |
| GOOG | Alphabet Inc. | −587 | 14,592 | $4,972,078 | |
| IYH | iShares U.S. Healthcare ETF | −445 | 28,648 | $0 | |
| VUG | VANGUARD GROWTH INDEX FUND | −420 | 21,314 | $1,920,604 | |
| MSFT | Microsoft Corp | −406 | 7,553 | $3,873,933 | |
| — | −384 | 100,099 | $0 | ||
| SUB | iShares Short-Term National Muni Bond ETF | −370 | 66,825 | $0 | |
| META | Meta Platforms, Inc. | −296 | 5,952 | $4,316,271 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −247 | 8,299 | $492,213 | |
| GLD | Spdr Gold Trust | −185 | 7,631 | $2,906,190 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | −173 | 40,057 | $0 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −114 | 29,770 | $5,827,477 | |
| IEI | iShares 3-7 Year Treasury Bond ETF | −93 | 19,271 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ACN | Accenture plc | 1,500 | $275,055 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 81,480 | $62,139,092 | 39.88% | |
| AAPL |
Apple Inc.
Technology
|
Held | 36,713 | $12,226,163 | 7.85% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 34,290 | $8,543,353 | 5.48% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Held | 92,369 | $6,220,128 | 3.99% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 29,770 | $5,827,477 | 3.74% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 24,863 | $5,372,397 | 3.45% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 14,592 | $4,972,078 | 3.19% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 5,952 | $4,316,271 | 2.77% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 7,553 | $3,873,933 | 2.49% | |
| GLD |
Spdr Gold Trust
|
Reduced | 7,631 | $2,906,190 | 1.86% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Held | 36,069 | $2,546,832 | 1.63% | |
| MA |
Mastercard Inc
Financial Services
|
Held | 4,029 | $2,221,872 | 1.43% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Reduced | 28,971 | $2,213,384 | 1.42% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Reduced | 28,099 | $2,170,647 | 1.39% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Held | 2,229 | $2,006,902 | 1.29% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Reduced | 21,314 | $1,920,604 | 1.23% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Held | 4,880 | $1,679,110 | 1.08% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 4,898 | $1,620,405 | 1.04% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 6,437 | $1,501,816 | 0.96% | |
| UL |
Unilever PLC
Consumer Defensive
|
Held | 19,539 | $1,186,603 | 0.76% | |
| ETN |
Eaton Corp plc
Industrials
|
Held | 2,250 | $966,847 | 0.62% | |
| CAT |
Caterpillar Inc
Industrials
|
Held | 1,170 | $948,624 | 0.61% | |
| CVX |
Chevron Corp
Energy
|
Held | 3,915 | $799,482 | 0.51% | |
| VLO |
Valero Energy Corp/Tx
Energy
|
Held | 2,053 | $795,763 | 0.51% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Held | 1,565 | $779,291 | 0.50% | |
| AXP |
American Express Co
Financial Services
|
Held | 2,400 | $729,840 | 0.47% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Held | 2,709 | $708,647 | 0.45% | |
| BND |
VANGUARD TOTAL BOND MARKET INDEX FUND
|
Reduced | 10,051 | $705,077 | 0.45% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Held | 750 | $682,755 | 0.44% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 6,102 | $634,119 | 0.41% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Held | 2,363 | $625,580 | 0.40% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Held | 2,189 | $622,748 | 0.40% | |
| EEM |
iShares MSCI Emerging Markets ETF
|
Held | 9,321 | $622,549 | 0.40% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Reduced | 7,713 | $604,005 | 0.39% | |
| VT |
VANGUARD TOTAL WORLD STOCK INDEX FUND
|
Held | 3,343 | $527,692 | 0.34% | |
| SYK |
Stryker Corp
Healthcare
|
Held | 1,888 | $519,936 | 0.33% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 4,806 | $517,269 | 0.33% | |
| NXPI |
NXP Semiconductors N.V.
Technology
|
Held | 2,100 | $498,813 | 0.32% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 8,299 | $492,213 | 0.32% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Held | 3,016 | $468,083 | 0.30% | |
| GWW |
W.W. Grainger, Inc.
Industrials
|
Held | 353 | $439,753 | 0.28% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Held | 1,500 | $411,870 | 0.26% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Held | 775 | $353,547 | 0.23% | |
| DBC |
Invesco DB Commodity Index Tracking Fund
|
Held | 10,822 | $349,767 | 0.22% | |
| RTX |
RTX Corp
Industrials
|
Held | 1,800 | $334,170 | 0.21% | |
| BSX |
Boston Scientific Corp
Healthcare
|
Held | 7,575 | $330,648 | 0.21% | |
| EOG |
Eog Resources Inc
Energy
|
Held | 2,196 | $302,520 | 0.19% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Held | 2,030 | $294,979 | 0.19% | |
| CB |
Chubb Ltd
Financial Services
|
Held | 900 | $292,725 | 0.19% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Held | 567 | $288,744 | 0.19% |
Showing the top 50 of 80 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.