AUA CAPITAL MANAGEMENT, LLC

CIK

1706915

Location

MECHANICSBURG, PA

Portfolio Value

Small $111,651,599

Diversification

Highly concentrated

Filing Date

Global Rank

#5,442 / 8,603 ▲ 61 · as of Mar 2026

Top Industry

Consumer Electronics 17.6%

3Y Alpha vs SPY

-0.6%

Period ended 3 months ago

Filed Apr 22, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+73.9%

SPY

+76.5%

Annualised alpha

-0.6%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

48 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

49.1%

+0.3 pts

Top 5

72.6%

+0.6 pts

Top 10

83.1%

+0.3 pts

HHI

2,596

Highly concentrated+34

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Unclassified	52.6%	$58,750,185	4
Technology	12.0%	$13,347,313	5
Consumer Defensive	9.1%	$10,139,615	8
Consumer Cyclical	8.0%	$8,885,046	5
Financial Services	7.0%	$7,786,868	8
Communication Services	4.5%	$4,977,960	2
Industrials	2.6%	$2,935,144	6
Healthcare	2.5%	$2,795,695	6
Energy	1.5%	$1,634,743	3
Basic Materials	0.4%	$399,030	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

3 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	−4,195	23,395	$421,577
SPY	Spdr S&P 500 ETF Trust	−359	84,284	$54,813,256
VLO	Valero Energy Corp/Tx	−141	2,053	$507,255
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
KO	Coca Cola Co	2,802	$213,092
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
TMC	TMC the metals Co Inc.	192,139	$1,185,497
MDLZ	Mondelez International, Inc.	3,876	$208,645
WFC	Wells Fargo & Company/Mn	2,163	$201,591
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

48 positions · $111,651,599 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	84,284	-359	$54,813,256	−5.0%	49.09%
AAPL	Apple Inc. Technology	Held	36,713	0	$9,317,392	−6.6%	8.35%
AMZN	Amazon Com Inc Consumer Cyclical	Held	35,024	0	$7,294,448	−9.8%	6.53%
MO	Altria Group, Inc. Consumer Defensive	Held	92,369	0	$6,095,430	+14.4%	5.46%
META	Meta Platforms, Inc. Communication Services	Held	6,248	0	$3,574,668	−13.3%	3.20%
GLD	Spdr Gold Trust	Held	7,836	0	$3,371,752	+8.6%	3.02%
MSFT	Microsoft Corp Technology	Held	7,959	0	$2,946,183	−23.5%	2.64%
MA	Mastercard Inc Financial Services	Held	4,029	0	$2,013,130	−12.5%	1.80%
GS	Goldman Sachs Group Inc Financial Services	Held	2,229	0	$1,885,711	−3.8%	1.69%
JPM	Jpmorgan Chase & Co Financial Services	Held	4,898	0	$1,440,795	−8.7%	1.29%
GOOGL	Alphabet Inc. Communication Services	Held	4,880	0	$1,403,292	−8.1%	1.26%
UL	Unilever PLC Consumer Defensive	Held	19,539	0	$1,113,136	−12.9%	1.00%
CAT	Caterpillar Inc Industrials	Held	1,170	0	$828,898	+23.7%	0.74%
CVX	Chevron Corp Energy	Held	3,915	0	$810,013	+35.8%	0.73%
ETN	Eaton Corp plc Industrials	Held	2,250	0	$804,757	+12.3%	0.72%
WMT	Walmart Inc. Consumer Defensive	Held	6,102	0	$758,356	+11.6%	0.68%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,565	0	$749,948	−4.7%	0.67%
COST	Costco Wholesale Corp /New Consumer Defensive	Held	750	0	$747,322	+15.5%	0.67%
AXP	American Express Co Financial Services	Held	2,400	0	$725,952	−18.2%	0.65%
HD	Home Depot, Inc. Consumer Cyclical	Held	2,189	0	$719,940	−4.4%	0.64%
SYK	Stryker Corp Healthcare	Held	1,888	0	$620,377	−6.5%	0.56%
KHC	Kraft Heinz Co Consumer Defensive	Held	27,014	0	$607,544	−7.3%	0.54%
ABBV	AbbVie Inc. Healthcare	Held	2,709	0	$589,180	−4.8%	0.53%
JNJ	Johnson & Johnson Healthcare	Held	2,363	0	$577,611	+18.1%	0.52%
VLO	Valero Energy Corp/Tx Energy	Reduced	2,053	-141	$507,255	+42.0%	0.45%
BSX	Boston Scientific Corp Healthcare	Held	7,575	0	$475,331	−34.2%	0.43%
ARCC	Ares Capital Corp Financial Services	Reduced	23,395	-4,195	$421,577	−24.5%	0.38%
NXPI	NXP Semiconductors N.V. Technology	Held	2,100	0	$413,406	−9.3%	0.37%
ECL	Ecolab Inc. Basic Materials	Held	1,500	0	$399,030	+1.3%	0.36%
GWW	W.W. Grainger, Inc. Industrials	Held	353	0	$385,055	+8.1%	0.34%
CSCO	Cisco Systems, Inc. Technology	Held	4,806	0	$372,897	+0.7%	0.33%
RTX	RTX Corp Industrials	Held	1,800	0	$347,220	+5.2%	0.31%
PEP	Pepsico Inc Consumer Defensive	Held	2,220	0	$344,743	+8.2%	0.31%
LMT	Lockheed Martin Corp Industrials	Held	567	0	$342,689	+25.0%	0.31%
MCD	Mcdonalds Corp Consumer Cyclical	Held	1,059	0	$329,126	+1.7%	0.29%
EOG	Eog Resources Inc Energy	Held	2,196	0	$317,475	+37.7%	0.28%
DBC	Invesco DB Commodity Index Tracking Fund	Held	10,822	0	$313,296	+29.5%	0.28%
ACN	Accenture plc Technology	Held	1,500	0	$297,435	−26.1%	0.27%
CB	Chubb Ltd Financial Services	Held	900	0	$293,337	+4.4%	0.26%
COR	Cencora, Inc. Healthcare	Held	920	0	$289,008	−7.0%	0.26%
TSLA	Tesla, Inc. Consumer Cyclical	Held	735	0	$273,236	−17.3%	0.24%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Held	1,680	0	$268,296	+4.0%	0.24%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	1,800	0	$259,992	+0.8%	0.23%
AMP	Ameriprise Financial Inc Financial Services	Held	577	0	$256,418	−9.4%	0.23%
IBIT	iShares Bitcoin Trust ETF	Held	6,556	0	$251,881	−22.6%	0.23%
MRK	Merck & Co., Inc. Healthcare	Held	2,030	0	$244,188	+14.3%	0.22%
GD	General Dynamics Corp Industrials	Held	660	0	$226,525	+1.9%	0.20%
KO	Coca Cola Co Consumer Defensive	NEW	2,802	NEW	$213,092	NEW	0.19%