KDK Private Wealth Management, LLC

Registered adviser

CIK

1776910

Location

Houston, TX

Portfolio Value

Small $124,527,981

Diversification

Moderately concentrated

Files via

PARAMETRIC PORTFOLIO ASSOCIATES LLC

Filing Date

Global Rank

#8,023 / 8,825 ▼ 80 · as of Jun 2026

Top Industry

Oil & Gas Midstream 66.9%

Period ended 35 days ago

Filed Nov 3, 2026 · 1d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 299583

Roster of Nov 1, 2026

Regulatory AUM

$584,638,790

Main clients

Individuals and high net worth (100% of AUM)

Private funds

5 funds · Mixed

Focus by fund count, roster of Nov 1, 2026

$53,428,048 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 1, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$17,309,846 gross assets in 3 funds Real estate funds $10,576,944 (1) Other private funds $6,732,902 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$584,638,790	Individuals and high net worth (100%)
Dec 2025 to Mar 2026	$478,826,455	Individuals and high net worth (100%)
Apr 2025 to Sep 2025	$478,826,455	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$359,773,297	Individuals and high net worth (99%)
May 2023 to Mar 2024	$260,942,768	Individuals and high net worth (99%)
Apr 2023	$260,942,768	Individuals and high net worth (99%)

2 earlier changes not shown.

Stated strategy

Quantitative / systematic, Multi-asset, Income, Fixed income / rates, Long/short hedge, Private markets, Wealth management / planning Form ADV Part 2A, Apr 29, 2026 · original

In the firm's words

Quantitative / systematic: while employing an asset allocation strategy based on a derivative of Modern Portfolio Theory (“MPT”).
Multi-asset: KDKPWM will build a custom portfolio comprising of equities, fixed income, and potentially an allocation to liquid and/or illiquid alternative assets when appropriate.
Income: the core piece being comprised of a large cap core dividend strategy or manager.
Fixed income / rates: Fixed income will be managed either with the use of Independent Managers, individual credits, mutual funds, and/or ETFs on a client-by-client basis.
Long/short hedge: The Firm may take long and short positions in common stocks of U.S. and non-U.S. issuers traded on national securities exchanges and over-the-counter markets.
Private markets: KDKPWM recommends that certain clients invest in privately placed collective investment vehicles (e.g., hedge funds, private equity funds, etc.).
Wealth management / planning: The Firm generally offers clients financial planning and consulting as well as investment management services as part of a comprehensive wealth management engagement with clients.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.2% of the book (60%+)

Turnover

Low turnover

6.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 87.6%; sector active share 76.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

58 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

31.0%

−0.4 pts

Top 5

81.1%

−1.8 pts

Top 10

92.5%

+0.3 pts

HHI

1,824

Moderately concentrated−84

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	66.1%	$82,312,266	44
Energy	25.8%	$32,152,377	7
Technology	5.6%	$6,938,138	1
Financial Services	0.8%	$1,025,965	1
Communication Services	0.6%	$742,584	1
Industrials	0.4%	$503,872	1
Real Estate	0.3%	$408,932	1
Basic Materials	0.2%	$232,064	1
Consumer Cyclical	0.2%	$211,783	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
SOC	Sable Offshore Corp.	+55,650	106,650	$369,009
EPD	Enterprise Products Partners L.P.	+9,878	786,182	$27,995,941
MLPX	Global X MLP and Energy Infrastructure ETF	+1,674	5,385	$375,980
IWV	iShares Russell 3000 ETF	+1,442	48,176	$20,795,652
DVY	iShares Select Dividend ETF	+1,437	6,891	$1,047,914
SPCX	Space Exploration Technologies Corp	+1,040	3,340	$503,872
QQQ	Invesco Qqq Trust, Series 1	+321	1,404	$1,038,637
FBTC	Fidelity Wise Origin Bitcoin Fund	+133	54,135	$3,932,366
HAL	Halliburton Co	+76	29,161	$927,319
IVV	iShares Core S&P 500 ETF	+38	9,917	$7,594,934
CVX	Chevron Corp	+26	3,376	$689,412
META	Meta Platforms, Inc.	+20	1,024	$742,584
FREL	Fidelity MSCI Real Estate Index ETF	+18	10,722	$291,423
KMI	Kinder Morgan, Inc.	+6	7,553	$227,722
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPHQ	Invesco S&P 500 Quality ETF	−2,705	5,310	$446,464
AAPL	Apple Inc.	−832	20,834	$6,938,138
IWF	iShares Russell 1000 Growth ETF	−217	35,510	$4,447,982
FTEC	Fidelity MSCI Information Technology Index ETF	−206	27,407	$8,223,744
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	−101	6,145	$1,171,175
SHV	iShares 0-1 Year Treasury Bond ETF	−65	24,238	$2,673,936
FDIS	Fidelity MSCI Consumer Discretionary Index ETF	−53	15,873	$1,503,331
FNCL	Fidelity MSCI Financials Index ETF	−44	23,830	$1,804,407
FCOM	Fidelity MSCI Communication Services Index ETF	−36	18,900	$1,360,989
FENY	Fidelity MSCI Energy Index ETF	−32	23,340	$791,226
FHLC	Fidelity MSCI Health Care Index ETF	−25	25,923	$2,117,909
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−25	22,134	$2,781,579
FIDU	Fidelity MSCI Industrials Index ETF	−23	25,844	$2,289,261
IEFA	iShares Core MSCI EAFE ETF	−23	8,267	$800,906
FSTA	Fidelity MSCI Consumer Staples Index ETF	−20	21,779	$1,107,244
IEMG	iShares Trust	−18	5,262	$0
FMAT	Fidelity MSCI Materials Index ETF	−11	6,545	$364,818
XOM	ExxonMobil Holdings Corp	−6	9,829	$1,599,669
FUTY	Fidelity MSCI Utilities Index ETF	−5	5,144	$262,601
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	−4	2,945	$260,661
VIS	VANGUARD INDUSTRIALS INDEX FUND	−3	729	$233,651
VHT	VANGUARD HEALTH CARE INDEX FUND	−3	3,055	$965,624
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−3	5,293	$553,277
—		−2	3,157	$0
IWO	iShares Russell 2000 Growth ETF	−1	1,623	$579,248
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
NEM	NEWMONT Corp	2,012	$232,064
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

58 tracked positions · $124,527,981 total · filing declares 58 positions · $125,616,542 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Energy Financial Services Industrials Real Estate Technology

Showing 1–50 of 58 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
EPD	Enterprise Products Partners L.P. Energy	Added	786,182	+9,878	$27,995,941	−1.9%	22.48%
IWV	iShares Russell 3000 ETF	Added	48,176	+1,442	$20,795,652	+4.4%	16.70%
FTEC	Fidelity MSCI Information Technology Index ETF	Reduced	27,407	-206	$8,223,744	+4.3%	6.60%
IVV	iShares Core S&P 500 ETF	Added	9,917	+38	$7,594,934	+2.7%	6.10%
AAPL	Apple Inc. Technology	Reduced	20,834	-832	$6,938,138	+10.7%	5.57%
IWF	iShares Russell 1000 Growth ETF	Reduced	35,510	-217	$4,447,982	+0.3%	3.57%
FBTC	Fidelity Wise Origin Bitcoin Fund	Added	54,135	+133	$3,932,366	+42.6%	3.16%
FETH	Fidelity Ethereum Fund	Held	139,697	0	$3,711,749	+68.8%	2.98%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	22,134	-25	$2,781,579	+5.0%	2.23%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	24,238	-65	$2,673,936	−0.3%	2.15%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	12,287	0	$2,405,180	+2.7%	1.93%
FIDU	Fidelity MSCI Industrials Index ETF	Reduced	25,844	-23	$2,289,261	−11.2%	1.84%
FHLC	Fidelity MSCI Health Care Index ETF	Reduced	25,923	-25	$2,117,909	+5.7%	1.70%
FNCL	Fidelity MSCI Financials Index ETF	Reduced	23,830	-44	$1,804,407	−1.3%	1.45%
XOM	ExxonMobil Holdings Corp Energy	Reduced	9,829	-6	$1,599,669	+19.0%	1.28%
FDIS	Fidelity MSCI Consumer Discretionary Index ETF	Reduced	15,873	-53	$1,503,331	−8.2%	1.21%
FCOM	Fidelity MSCI Communication Services Index ETF	Reduced	18,900	-36	$1,360,989	+3.4%	1.09%
DFUV	Dimensional U.S. Marketwide Value ETF	Held	21,488	0	$1,181,840	−0.0%	0.95%
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	Reduced	6,145	-101	$1,171,175	+1.9%	0.94%
VFH	VANGUARD FINANCIALS INDEX FUND	Held	8,623	0	$1,121,766	−1.1%	0.90%
FSTA	Fidelity MSCI Consumer Staples Index ETF	Reduced	21,779	-20	$1,107,244	−3.3%	0.89%
DVY	iShares Select Dividend ETF	Added	6,891	+1,437	$1,047,914	+22.9%	0.84%
QQQ	Invesco Qqq Trust, Series 1	Added	1,404	+321	$1,038,637	+30.2%	0.83%
SSB	SouthState Bank Corp Financial Services	Held	10,305	0	$1,025,965	−0.3%	0.82%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	3,055	-3	$965,624	+5.6%	0.78%
HAL	Halliburton Co Energy	Added	29,161	+76	$927,319	−6.1%	0.74%
IEFA	iShares Core MSCI EAFE ETF	Reduced	8,267	-23	$800,906	+0.0%	0.64%
FENY	Fidelity MSCI Energy Index ETF	Reduced	23,340	-32	$791,226	+14.5%	0.64%
META	Meta Platforms, Inc. Communication Services	Added	1,024	+20	$742,584	+31.3%	0.60%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Held	6,713	0	$730,642	−7.2%	0.59%
CVX	Chevron Corp Energy	Added	3,376	+26	$689,412	+24.2%	0.55%
SPY	Spdr S&P 500 ETF Trust	Held	874	0	$666,538	+2.1%	0.54%
IWO	iShares Russell 2000 Growth ETF	Reduced	1,623	-1	$579,248	−9.5%	0.47%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	5,293	-3	$553,277	−6.8%	0.44%
SPCX	Space Exploration Technologies Corp Industrials	Added	3,340	+1,040	$503,872	+28.2%	0.40%
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	Held	1,369	0	$499,246	−8.1%	0.40%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	5,310	-2,705	$446,464	−38.2%	0.36%
NMRK	Newmark Group, Inc. Real Estate	Held	33,355	0	$408,932	−18.9%	0.33%
MLPX	Global X MLP and Energy Infrastructure ETF	Added	5,385	+1,674	$375,980	+37.5%	0.30%
SOC	Sable Offshore Corp. Energy	Added	106,650	+55,650	$369,009	+134.9%	0.30%
FMAT	Fidelity MSCI Materials Index ETF	Reduced	6,545	-11	$364,818	−4.9%	0.29%
VDE	VANGUARD ENERGY INDEX FUND	Held	2,018	0	$347,418	+14.7%	0.28%
KRP	Kimbell Royalty Partners, LP Energy	Held	24,041	0	$343,305	−1.7%	0.28%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Held	1,460	0	$337,303	−4.9%	0.27%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Held	2,967	0	$329,247	+3.6%	0.26%
DFIV	Dimensional International Value ETF	Held	5,641	0	$315,106	+3.4%	0.25%
IWB	iShares Russell 1000 ETF	Held	754	0	$313,762	+1.6%	0.25%
SMLF	iShares U.S. Small-Cap Equity Factor ETF	Held	3,503	0	$292,710	−6.3%	0.24%
FREL	Fidelity MSCI Real Estate Index ETF	Added	10,722	+18	$291,423	−7.1%	0.23%
FUTY	Fidelity MSCI Utilities Index ETF	Reduced	5,144	-5	$262,601	−12.7%	0.21%

Showing the top 50 of 58 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.