AXS Investments LLC

Registered adviser

CIK

1801467

Location

PORT CHESTER, NY

Portfolio Value

Small $992,166,803

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,783 / 8,827 ▲ 663 · as of Jun 2026

Top Industry

Internet Content & Information 32.2%

Period ended 38 days ago

Filed Nov 4, 2026 · 3d

23 quarters · since Mar 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 305714

Roster of Nov 1, 2026

Regulatory AUM

$3,020,930,000

Main clients

Registered funds and BDCs (100% of AUM)

Registered funds advised

41 series (1 index, 41 ETFs)

$1,952,082,539 net assets· N-CEN Mar 31, 2026

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$3,020,930,000	Registered funds and BDCs (100%)
Apr 2025 to Feb 2026	$1,162,630,499	Registered funds and BDCs (100%)
Apr 2024 to Mar 2025	$1,315,010,728	Registered funds and BDCs (100%)
May 2023 to Mar 2024	$1,552,340,791	Registered funds and BDCs (100%)
Apr 2023	$1,552,340,791	Registered funds and BDCs (100%)
Feb 2022 to Mar 2023	$639,622,164	Registered funds and BDCs (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.2% of the book (60%+)

Turnover

Medium turnover

42.6% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 74.4%; sector active share 47.2% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

199 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

34.9%

−13.6 pts

Top 5

82.5%

+25.3 pts

Top 10

85.5%

+21.3 pts

HHI

2,020

Moderately concentrated−390

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	38.4%	$380,577,753	15
Technology	36.7%	$363,699,157	50
Communication Services	20.4%	$202,564,653	19
Industrials	1.5%	$15,194,533	24
Financial Services	1.1%	$10,842,389	15
Consumer Cyclical	0.8%	$8,119,782	7
Healthcare	0.8%	$7,495,911	35
Consumer Defensive	0.2%	$2,313,383	11
Energy	0.1%	$863,006	11
Basic Materials	0.0%	$480,271	10
Utilities	0.0%	$15,965	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRWV	CoreWeave, Inc.	+1,050,459	1,055,515	$91,956,466
QQQ	Invesco Qqq Trust, Series 1	+235,835	468,429	$346,529,721
AGZD	WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund	+34,011	110,077	$2,481,135
SQQQ	ProShares UltraPro Short QQQ	+31,136	73,825	$2,540,318
SRLN	State Street(R) Blackstone Senior Loan ETF	+18,538	61,258	$2,474,210
JBBB	Janus Henderson B-BBB CLO ETF	+16,016	52,146	$2,461,812
JAAA	Janus Henderson AAA CLO ETF	+15,027	48,905	$2,468,235
AMLP	Alerian MLP ETF	+14,223	47,426	$2,459,986
CRWD	CrowdStrike Holdings, Inc.	+11,805	16,249	$4,301,922
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+10,402	32,097	$2,479,493
HYGH	iShares Trust	+9,073	28,938	$0
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	+8,430	24,455	$2,474,356
ORCL	Oracle Corp	+5,602	21,451	$2,945,222
WMT	Walmart Inc.	+2,901	6,005	$624,039
ADSK	Autodesk, Inc.	+2,154	4,762	$995,258
V	Visa Inc.	+1,923	5,150	$1,850,549
INTU	Intuit Inc.	+1,565	4,983	$1,373,862
NFLX	Netflix Inc	+1,119	44,717	$3,111,408
T	At&T Inc.	+1,075	5,312	$129,612
DASH	DoorDash, Inc.	+1,046	5,993	$1,100,015
COST	Costco Wholesale Corp	+1,042	1,057	$962,229
CDNS	Cadence Design Systems Inc	+985	4,435	$1,464,370
IDXX	Idexx Laboratories Inc	+927	1,066	$556,654
TMO	Thermo Fisher Scientific Inc.	+882	1,615	$1,090,205
GOOGL	Alphabet Inc.	+794	15,202	$5,230,704
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSX	Boston Scientific Corp	−10,028	1,857	$81,058
GEHC	GE HealthCare Technologies Inc.	−10,004	563	$36,803
PLTR	Palantir Technologies Inc.	−8,109	34,182	$6,393,743
LRCX	Lam Research Corp	−6,970	2,629	$863,652
AVGO	Broadcom Inc.	−4,101	2,770	$972,796
MU	Micron Technology Inc	−3,915	5,531	$5,891,123
SYK	Stryker Corp	−2,733	521	$143,478
PANW	Palo Alto Networks Inc	−1,919	9,060	$3,599,628
UBER	Uber Technologies, Inc	−1,471	22,506	$1,541,886
MA	Mastercard Inc	−1,369	5,875	$3,239,886
BAC	Bank Of America Corp	−1,103	3,734	$203,241
KLAC	Kla Corp	−1,029	3,815	$743,657
NVDA	Nvidia Corp	−895	24,606	$5,619,518
ABT	Abbott Laboratories	−864	2,337	$230,965
NOW	ServiceNow, Inc.	−803	13,780	$1,846,657
CPRT	Copart Inc	−721	11,044	$301,280
IBM	International Business Machines Corp	−711	10,883	$2,393,498
CRM	Salesforce, Inc.	−708	10,836	$2,487,620
KO	Coca Cola Co	−675	2,073	$178,443
MDT	Medtronic plc	−639	1,726	$148,936
CVS	CVS HEALTH Corp	−596	1,610	$137,960
HOOD	Robinhood Markets, Inc.	−592	9,057	$1,018,912
ACN	Accenture plc	−465	7,123	$1,306,144
WFC	Wells Fargo & Company	−452	1,530	$122,476
UNH	Unitedhealth Group Inc	−452	1,220	$447,837
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LITE	Lumentum Holdings Inc.	196,330	$190,687,475
NBIS	Nebius Group N.V.	773,897	$182,546,824
PULS	PGIM Ultra Short Bond ETF	112,410	$5,559,798
CORZ	Core Scientific, Inc.	246,355	$3,936,752
ASML	Asml Holding NV	888	$1,608,762
ARM	Arm Holdings PLC	3,764	$1,090,280
PH	Parker-Hannifin Corp	656	$626,755
GOOG	Alphabet Inc.	1,736	$591,524
TYL	Tyler Technologies Inc	1,736	$553,089
SPGI	S&P Global Inc.	1,350	$532,534
CTAS	Cintas Corp	2,700	$526,662
REGN	Regeneron Pharmaceuticals, Inc.	694	$526,239
ADP	Automatic Data Processing Inc	1,929	$497,797
EME	EMCOR Group, Inc.	617	$465,520
HEI	Heico Corp	1,311	$397,468
HUBS	Hubspot Inc	1,890	$387,412
PWR	Quanta Services, Inc.	579	$372,013
VRTX	Vertex Pharmaceuticals Inc	694	$362,830
CW	Curtiss Wright Corp	656	$356,745
UTHR	UNITED THERAPEUTICS Corp	656	$355,479
MDB	MongoDB, Inc.	988	$344,426
FWONA	Liberty Media Corp	3,279	$277,501
LHX	L3harris Technologies, Inc.	964	$228,255
LMT	Lockheed Martin Corp	377	$191,987
SYY	Sysco Corp	227	$17,696
No positions match the current search.

Sold Out

Positions the filer fully exited

21 positions

Ticker	Company	Shares	Value
FALN	iShares Fallen Angels USD Bond ETF	63,035	$1,717,073
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	17,810	$1,716,349
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	40,465	$1,716,120
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	29,475	$1,715,445
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	34,140	$1,714,852
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	29,017	$1,711,422
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	25,443	$1,710,787
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	20,696	$1,710,524
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	36,522	$1,709,594
—		22,609	$1,701,327
TEL	TE Connectivity plc	6,480	$1,306,432
ALKS	Alkermes plc.	18,200	$953,680
JAZZ	Jazz Pharmaceuticals plc	3,160	$761,465
CNH	CNH Industrial N.V.	66,800	$750,164
—		2,688	$551,147
RBLX	Roblox Corp	8,178	$444,719
SU	Suncor Energy Inc	7,347	$394,386
HON	Honeywell International Inc	506	$113,293
HONA	Honeywell Aerospace Inc.	506	$111,866
KR	Kroger Co	348	$19,324
CEG	Constellation Energy Corp	25	$6,209
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

199 tracked positions · $992,166,803 total · filing declares 200 positions · $1,028,418,842 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 199 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	468,429	+235,835	$346,529,721	+102.3%	34.93%
LITE	Lumentum Holdings Inc. Technology	NEW	196,330	NEW	$190,687,475	NEW	19.22%
NBIS	Nebius Group N.V. Communication Services	NEW	773,897	NEW	$182,546,824	NEW	18.40%
CRWV	CoreWeave, Inc. Technology	Added	1,055,515	+1,050,459	$91,956,466	+18171.7%	9.27%
SPY	Spdr S&P 500 ETF Trust	Added	8,421	+710	$6,422,107	+11.5%	0.65%
META	Meta Platforms, Inc. Communication Services	Added	8,849	+392	$6,417,117	+34.7%	0.65%
PLTR	Palantir Technologies Inc. Technology	Reduced	34,182	-8,109	$6,393,743	+29.6%	0.64%
MU	Micron Technology Inc Technology	Reduced	5,531	-3,915	$5,891,123	−46.0%	0.59%
NVDA	Nvidia Corp Technology	Reduced	24,606	-895	$5,619,518	+10.1%	0.57%
PULS	PGIM Ultra Short Bond ETF	NEW	112,410	NEW	$5,559,798	NEW	0.56%
MSFT	Microsoft Corp Technology	Added	10,261	+613	$5,262,866	+46.2%	0.53%
GOOGL	Alphabet Inc. Communication Services	Added	15,202	+794	$5,230,704	+1.6%	0.53%
AMD	Advanced Micro Devices Inc Technology	Reduced	7,872	-309	$4,815,774	+1.3%	0.49%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	16,249	+11,805	$4,301,922	+26.8%	0.43%
AAPL	Apple Inc. Technology	Added	12,223	+765	$4,070,503	+22.8%	0.41%
CORZ	Core Scientific, Inc. Technology	NEW	246,355	NEW	$3,936,752	NEW	0.40%
PANW	Palo Alto Networks Inc Technology	Reduced	9,060	-1,919	$3,599,628	−3.9%	0.36%
MA	Mastercard Inc Financial Services	Reduced	5,875	-1,369	$3,239,886	−12.9%	0.33%
NFLX	Netflix Inc Communication Services	Added	44,717	+1,119	$3,111,408	−0.0%	0.31%
VRT	Vertiv Holdings Co Industrials	Held	12,500	0	$3,016,375	−27.9%	0.30%
ORCL	Oracle Corp Technology	Added	21,451	+5,602	$2,945,222	+26.8%	0.30%
SQQQ	ProShares UltraPro Short QQQ	Added	73,825	+31,136	$2,540,318	+63.9%	0.26%
CRM	Salesforce, Inc. Technology	Reduced	10,836	-708	$2,487,620	+37.6%	0.25%
AGZD	WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund	Added	110,077	+34,011	$2,481,135	+44.3%	0.25%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	32,097	+10,402	$2,479,493	+44.6%	0.25%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	24,455	+8,430	$2,474,356	+43.2%	0.25%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	61,258	+18,538	$2,474,210	+43.8%	0.25%
JAAA	Janus Henderson AAA CLO ETF	Added	48,905	+15,027	$2,468,235	+44.3%	0.25%
JBBB	Janus Henderson B-BBB CLO ETF	Added	52,146	+16,016	$2,461,812	+43.9%	0.25%
AMLP	Alerian MLP ETF	Added	47,426	+14,223	$2,459,986	+42.9%	0.25%
IBM	International Business Machines Corp Technology	Reduced	10,883	-711	$2,393,498	−26.6%	0.24%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	6,663	-180	$2,364,099	−17.9%	0.24%
AMZN	Amazon Com Inc Consumer Cyclical	Added	8,876	+13	$2,211,455	+4.7%	0.22%
SPOT	Spotify Technology S.A. Communication Services	Added	4,500	+667	$2,193,210	+24.6%	0.22%
FIX	Comfort Systems USA Inc Industrials	Added	1,198	+598	$1,981,599	+66.6%	0.20%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	4,300	0	$1,961,617	−4.5%	0.20%
V	Visa Inc. Financial Services	Added	5,150	+1,923	$1,850,549	+67.1%	0.19%
NOW	ServiceNow, Inc. Technology	Reduced	13,780	-803	$1,846,657	+27.5%	0.19%
ASML	Asml Holding NV Technology	NEW	888	NEW	$1,608,762	NEW	0.16%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,140	+260	$1,563,563	+8.5%	0.16%
UBER	Uber Technologies, Inc Technology	Reduced	22,506	-1,471	$1,541,886	−10.9%	0.16%
SNOW	Snowflake Inc. Technology	Reduced	4,345	-284	$1,475,388	+25.2%	0.15%
CDNS	Cadence Design Systems Inc Technology	Added	4,435	+985	$1,464,370	+13.1%	0.15%
INTU	Intuit Inc. Technology	Added	4,983	+1,565	$1,373,862	+54.0%	0.14%
APP	AppLovin Corp Communication Services	Reduced	4,529	-418	$1,315,357	−48.4%	0.13%
ACN	Accenture plc Technology	Reduced	7,123	-465	$1,306,144	+38.3%	0.13%
GRMN	Garmin Ltd Technology	Reduced	4,339	-161	$1,244,598	+16.4%	0.13%
FTNT	Fortinet, Inc. Technology	Reduced	6,847	-448	$1,223,969	+9.2%	0.12%
SDS	ProShares UltraShort S&P500	Held	22,120	0	$1,205,982	−4.1%	0.12%
TT	Trane Technologies plc Industrials	Reduced	2,604	-96	$1,176,955	−11.2%	0.12%

Showing the top 50 of 199 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.