Cardinal Strategic Wealth Guidance

Registered adviser

CIK

1801989

Location

LOUISVILLE, KY

Portfolio Value

Small $443,558,838

Diversification

Highly concentrated

Filing Date

Global Rank

#4,178 / 8,827 ▲ 30 · as of Jun 2026

Top Industry

Consumer Electronics 15.5%

Period ended 38 days ago

Filed Nov 2, 2026 · 5d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 283226

Roster of Nov 1, 2026

Regulatory AUM

$617,652,976

Main clients

Individuals and high net worth (94% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$617,652,976	Individuals and high net worth (94%)
Apr 2025 to Mar 2026	$517,571,656	Individuals and high net worth (95%)
Apr 2024 to Mar 2025	$410,427,412	Individuals and high net worth (98%)
May 2023 to Mar 2024	$362,719,809	Individuals and high net worth (97%)
Apr 2023	$362,719,809	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$383,449,515	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 95.9% of the book (60%+)

Turnover

Medium turnover

34.2% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 18.3 quarters (12+), a floor since 52.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 89.5%; sector active share 80.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

60 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

64.1%

+0.6 pts

Top 5

91.0%

+1.7 pts

Top 10

96.8%

+0.9 pts

HHI

4,301

Highly concentrated+88

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	95.1%	$421,752,807	32
Technology	2.1%	$9,459,696	7
Healthcare	0.6%	$2,850,338	6
Financial Services	0.5%	$2,421,431	3
Communication Services	0.4%	$1,994,934	2
Consumer Defensive	0.4%	$1,714,731	3
Consumer Cyclical	0.4%	$1,603,772	3
Basic Materials	0.2%	$762,270	1
Industrials	0.1%	$539,904	2
Energy	0.1%	$458,955	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

16 positions

Ticker	Company	Δ Shares	Shares	Value
JMUB	JPMorgan Municipal ETF	+60,165	397,907	$18,932,415
JPIB	JPMorgan International Bond Opportunities ETF	+29,385	86,774	$4,052,345
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+29,200	307,376	$21,288,861
JPST	JPMorgan Ultra-Short Income ETF	+26,416	177,434	$8,937,350
GOVT	iShares U.S. Treasury Bond ETF	+24,532	442,958	$9,687,491
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+18,846	401,144	$24,521,932
GLDM	World Gold Trust	+16,913	106,029	$8,713,463
EMXC	iShares MSCI Emerging Markets ex China ETF	+5,792	267,649	$26,518,662
IVV	iShares Core S&P 500 ETF	+5,513	188,629	$144,461,519
IEFA	iShares Core MSCI EAFE ETF	+1,651	6,078	$588,836
IUSG	iShares Core S&P U.S. Growth ETF	+1,391	291,291	$56,437,631
EFG	iShares MSCI EAFE Growth ETF	+606	83,586	$10,016,110
SYSB	iShares Systematic Bond ETF	+363	14,285	$1,203,939
STIP	iShares 0-5 Year TIPS Bond ETF	+137	6,922	$690,123
VUG	VANGUARD GROWTH INDEX FUND	+72	552	$49,740
MRK	Merck & Co., Inc.	+16	1,589	$230,897
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
MUB	iShares National Muni Bond ETF	−28,366	51,627	$5,219,489
BAI	BlackRock ETF Trust	−21,405	240,009	$11,326,024
SHLD	Global X Defense Tech ETF	−8,220	146,169	$8,781,833
EFV	iShares MSCI EAFE Value ETF	−6,018	157,695	$12,479,982
QUAL	iShares MSCI USA Quality Factor ETF	−5,158	101,123	$22,473,575
IXN	iShares Global Tech ETF	−2,565	56,837	$8,424,380
OEF	iShares S&P 100 ETF	−2,472	21,937	$8,381,688
PLTR	Palantir Technologies Inc.	−783	1,597	$298,718
AMD	Advanced Micro Devices Inc	−650	1,373	$839,946
USMV	iShares MSCI USA Min Vol Factor ETF	−509	35,325	$3,442,068
AAPL	Apple Inc.	−460	10,179	$3,389,810
JIVE	JPMorgan International Value ETF	−335	39,352	$3,747,097
JQUA	JPMorgan U.S. Quality Factor ETF	−137	883	$65,165
UNP	Union Pacific Corp	−125	1,067	$290,362
SHW	Sherwin Williams Co	−80	2,358	$762,270
GOOG	Alphabet Inc.	−72	4,339	$1,478,470
LLY	ELI LILLY & Co	−50	431	$498,701
MSFT	Microsoft Corp	−43	5,794	$2,971,742
GOOGL	Alphabet Inc.	−15	1,501	$516,464
HON	Honeywell International Inc	−2	1,183	$249,542
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
VOO	VANGUARD 500 INDEX FUND	14	$9,812
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
SPMO	Invesco Ltd.	46,286	$7,477,040
HIMU		12,204	$607,759
HONA	Honeywell Aerospace Inc.	1,185	$261,979
CHDN	Churchill Downs Inc	2,558	$229,299
NEE	Nextera Energy Inc	2,598	$228,026
TLT	iShares 20+ Year Treasury Bond ETF	194	$16,765
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	137	$13,212
KBWB	Invesco Ltd.	12	$1,115
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

60 tracked positions · $443,558,838 total · filing declares 60 positions · $443,559,373 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 60 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	188,629	+5,513	$144,461,519	+5.3%	32.57%
IUSG	iShares Core S&P U.S. Growth ETF	Added	291,291	+1,391	$56,437,631	+3.5%	12.72%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	267,649	+5,792	$26,518,662	−1.0%	5.98%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	401,144	+18,846	$24,521,932	+5.5%	5.53%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	101,123	-5,158	$22,473,575	−3.6%	5.07%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	307,376	+29,200	$21,288,861	+12.5%	4.80%
JMUB	JPMorgan Municipal ETF	Added	397,907	+60,165	$18,932,415	+10.7%	4.27%
EFV	iShares MSCI EAFE Value ETF	Reduced	157,695	-6,018	$12,479,982	−0.4%	2.81%
BAI	BlackRock ETF Trust	Reduced	240,009	-21,405	$11,326,024	−17.8%	2.55%
EFG	iShares MSCI EAFE Growth ETF	Added	83,586	+606	$10,016,110	−3.0%	2.26%
GOVT	iShares U.S. Treasury Bond ETF	Added	442,958	+24,532	$9,687,491	+1.6%	2.18%
JPST	JPMorgan Ultra-Short Income ETF	Added	177,434	+26,416	$8,937,350	+17.0%	2.01%
SHLD	Global X Defense Tech ETF	Reduced	146,169	-8,220	$8,781,833	−4.7%	1.98%
GLDM	World Gold Trust	Added	106,029	+16,913	$8,713,463	+23.1%	1.96%
IXN	iShares Global Tech ETF	Reduced	56,837	-2,565	$8,424,380	−1.8%	1.90%
OEF	iShares S&P 100 ETF	Reduced	21,937	-2,472	$8,381,688	−6.1%	1.89%
MUB	iShares National Muni Bond ETF	Reduced	51,627	-28,366	$5,219,489	−39.4%	1.18%
JPIB	JPMorgan International Bond Opportunities ETF	Added	86,774	+29,385	$4,052,345	+46.0%	0.91%
JIVE	JPMorgan International Value ETF	Reduced	39,352	-335	$3,747,097	+2.7%	0.84%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	35,325	-509	$3,442,068	−0.4%	0.78%
AAPL	Apple Inc. Technology	Reduced	10,179	-460	$3,389,810	+10.1%	0.76%
MSFT	Microsoft Corp Technology	Reduced	5,794	-43	$2,971,742	+36.5%	0.67%
GOOG	Alphabet Inc. Communication Services	Reduced	4,339	-72	$1,478,470	−5.1%	0.33%
SYSB	iShares Systematic Bond ETF	Added	14,285	+363	$1,203,939	−2.5%	0.27%
JPM	Jpmorgan Chase & Co Financial Services	Held	3,432	0	$1,135,408	+1.1%	0.26%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	2,133	0	$1,062,127	−0.5%	0.24%
HD	Home Depot, Inc. Consumer Cyclical	Held	3,535	0	$1,005,672	−19.3%	0.23%
NVDA	Nvidia Corp Technology	Held	4,286	0	$978,836	+14.1%	0.22%
COST	Costco Wholesale Corp Consumer Defensive	Held	954	0	$868,464	−2.7%	0.20%
ABBV	AbbVie Inc. Healthcare	Held	3,269	0	$855,137	+4.0%	0.19%
AMD	Advanced Micro Devices Inc Technology	Reduced	1,373	-650	$839,946	−28.5%	0.19%
SHW	Sherwin Williams Co Basic Materials	Reduced	2,358	-80	$762,270	−9.2%	0.17%
JNJ	Johnson & Johnson Healthcare	Held	2,711	0	$717,710	+4.2%	0.16%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	6,922	+137	$690,123	−0.4%	0.16%
IEFA	iShares Core MSCI EAFE ETF	Added	6,078	+1,651	$588,836	+37.7%	0.13%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,411	0	$528,052	+1.1%	0.12%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,501	-15	$516,464	−4.7%	0.12%
IWF	iShares Russell 1000 Growth ETF	Held	4,056	0	$508,054	+0.9%	0.11%
CSCO	Cisco Systems, Inc. Technology	Held	4,666	0	$502,201	−8.4%	0.11%
LLY	ELI LILLY & Co Healthcare	Reduced	431	-50	$498,701	−13.6%	0.11%
ADP	Automatic Data Processing Inc Technology	Held	1,854	0	$478,443	+15.2%	0.11%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	3,197	0	$464,460	−0.9%	0.10%
XOM	ExxonMobil Holdings Corp Energy	Held	2,820	0	$458,955	+19.0%	0.10%
CL	Colgate Palmolive Co Consumer Defensive	Held	4,475	0	$381,807	−6.9%	0.09%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,020	0	$361,906	−15.6%	0.08%
PLTR	Palantir Technologies Inc. Technology	Reduced	1,597	-783	$298,718	+7.6%	0.07%
UNP	Union Pacific Corp Industrials	Reduced	1,067	-125	$290,362	−10.4%	0.07%
ABT	Abbott Laboratories Healthcare	Held	2,774	0	$274,154	+8.9%	0.06%
WAT	Waters Corp Healthcare	Held	623	0	$273,739	+17.2%	0.06%
HON	Honeywell International Inc Industrials	Reduced	1,183	-2	$249,542	−5.9%	0.06%

Showing the top 50 of 60 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.