Hummer Financial Advisory Services Inc

Registered adviser

CIK

1802279

Location

Chicago, IL

Portfolio Value

Small $148,304,097

Diversification

Diversified

Filing Date

Global Rank

#7,244 / 8,807 ▼ 477 · as of Jun 2026

Top Industry

Information Technology Services 10.3%

Period ended 20 days ago

Filed Oct 9, 2026 · 11d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108550

Roster of Oct 1, 2026

Regulatory AUM

$196,051,445

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$196,051,445	Individuals and high net worth (100%)
Mar 2025 to Feb 2026	$182,132,322	Individuals and high net worth (100%)
Feb 2024 to Feb 2025	$165,631,377	Individuals and high net worth (99%)
May 2023 to Jan 2024	$141,685,749	Individuals and high net worth (99%)
Mar 2023 to Apr 2023	$141,685,749	Individuals and high net worth (99%)
Mar 2022 to Feb 2023	$171,403,556	Individuals and high net worth (99%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.7%, 21.5 effective positions, active share 70.5% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

6.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.7 quarters (12+), a floor since 72.8% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 70.5%; sector active share 32.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

127 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.3%

+0.8 pts

Top 5

39.8%

+2.8 pts

Top 10

52.5%

+1.7 pts

HHI

504

Diversified+39

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	36.2%	$53,615,248	24
Technology	17.6%	$26,140,690	19
Industrials	10.6%	$15,722,320	18
Healthcare	7.8%	$11,505,301	17
Consumer Cyclical	7.3%	$10,757,246	5
Financial Services	4.8%	$7,113,560	11
Energy	4.6%	$6,786,814	8
Communication Services	3.0%	$4,457,686	3
Consumer Defensive	2.6%	$3,816,328	8
Utilities	2.4%	$3,620,250	7
Real Estate	2.3%	$3,338,828	6
Basic Materials	1.0%	$1,429,826	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
CRWD	CrowdStrike Holdings, Inc.	+885	1,180	$312,405
GLW	Corning Inc /Ny	+340	2,665	$409,770
WMB	Williams Companies, Inc.	+300	3,300	$224,301
LHX	L3harris Technologies, Inc. /De/	+255	1,365	$323,204
IJH	iShares Core S&P Mid-Cap ETF	+80	8,625	$0
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
UL	Unilever PLC	−952	3,838	$233,081
AMZN	Amazon Com Inc	−950	32,680	$8,142,222
RTX	RTX Corp	−425	6,844	$1,270,588
PG	PROCTER & GAMBLE Co	−397	11,694	$1,698,904
RPM	Rpm International Inc/De/	−350	14,491	$1,429,826
GWW	W.W. Grainger, Inc.	−350	3,017	$3,758,457
JNJ	Johnson & Johnson	−300	10,162	$2,690,287
ABBV	AbbVie Inc.	−300	7,920	$2,071,792
EXR	Extra Space Storage Inc.	−250	5,678	$746,713
DUK	Duke Energy CORP	−200	4,274	$487,278
IBM	International Business Machines Corp	−150	1,752	$385,317
SNA	Snap-on Inc	−150	5,450	$1,980,257
HD	Home Depot, Inc.	−150	3,100	$881,919
ADP	Automatic Data Processing Inc	−150	4,800	$1,238,688
BNY	Bank of New York Mellon Corp	−100	2,050	$296,491
CSCO	Cisco Systems, Inc.	−100	9,755	$1,049,930
WEC	Wec Energy Group, Inc.	−78	11,544	$1,163,404
HON	Honeywell International Inc	−38	1,155	$243,635
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
KLAC	Kla Corp	3,000	$584,790
SHEL	Shell plc	2,569	$244,183
PFE	Pfizer Inc	7,586	$216,352
BP	Bp PLC	4,668	$205,345
DGX	Quest Diagnostics Inc	875	$203,936
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,040	$203,580
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
ASTS	AST SpaceMobile, Inc.	3,300	$293,238
HONA	Honeywell Aerospace Inc.	1,155	$255,347
CAT	Caterpillar Inc	230	$244,927
GPC	Genuine Parts Co	2,000	$235,960
TDY	Teledyne Technologies Inc	343	$228,746
CW	Curtiss Wright Corp	300	$227,328
CARR	CARRIER GLOBAL Corp	3,026	$221,957
CLX	Clorox Co /De/	2,124	$202,714
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

127 tracked positions · $148,304,097 total · filing declares 127 positions · $152,985,165 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 127 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Held	33,564	0	$25,596,913	+2.1%	17.26%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	17,189	0	$11,288,188	−6.6%	7.61%
ACN	Accenture plc Technology	Held	50,900	0	$9,333,533	+47.4%	6.29%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	32,680	-950	$8,142,222	+1.6%	5.49%
GWW	W.W. Grainger, Inc. Industrials	Reduced	3,017	-350	$3,758,457	−17.9%	2.53%
VB	Vanguard Index Funds	Held	11,802	0	$3,357,550	−6.1%	2.26%
QQQ	Invesco Qqq Trust, Series 1	Held	4,366	0	$3,229,835	+0.5%	2.18%
MSFT	Microsoft Corp Technology	Held	6,243	0	$3,202,034	+37.5%	2.16%
GMMF		Held	31,000	0	$3,107,440	−0.1%	2.10%
JPM	Jpmorgan Chase & Co Financial Services	Held	8,740	0	$2,891,454	+1.1%	1.95%
GOOG	Alphabet Inc. Communication Services	Held	8,389	0	$2,858,467	−3.6%	1.93%
XOM	ExxonMobil Holdings Corp Energy	Held	16,550	0	$2,693,512	+19.0%	1.82%
JNJ	Johnson & Johnson Healthcare	Reduced	10,162	-300	$2,690,287	+1.3%	1.81%
ABBV	AbbVie Inc. Healthcare	Reduced	7,920	-300	$2,071,792	+0.2%	1.40%
SNA	Snap-on Inc Industrials	Reduced	5,450	-150	$1,980,257	−12.1%	1.34%
MPC	Marathon Petroleum Corp Energy	Held	4,732	0	$1,871,127	+54.7%	1.26%
AAPL	Apple Inc. Technology	Held	5,103	0	$1,699,401	+15.1%	1.15%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	11,694	-397	$1,698,904	−4.2%	1.15%
PMMF		Held	16,000	0	$1,603,680	−0.1%	1.08%
AMD	Advanced Micro Devices Inc Technology	Held	2,350	0	$1,437,636	+5.3%	0.97%
LLY	ELI LILLY & Co Healthcare	Held	1,241	0	$1,435,936	−3.5%	0.97%
RPM	Rpm International Inc/De/ Basic Materials	Reduced	14,491	-350	$1,429,826	−13.3%	0.96%
GOOGL	Alphabet Inc. Communication Services	Held	3,845	0	$1,322,987	−3.7%	0.89%
ADSK	Autodesk, Inc. Technology	Held	6,150	0	$1,285,350	+7.5%	0.87%
RTX	RTX Corp Industrials	Reduced	6,844	-425	$1,270,588	−7.9%	0.86%
ADP	Automatic Data Processing Inc Technology	Reduced	4,800	-150	$1,238,688	+11.7%	0.84%
QCOM	Qualcomm Inc/De Technology	Held	6,395	0	$1,176,935	−0.4%	0.79%
WEC	Wec Energy Group, Inc. Utilities	Reduced	11,544	-78	$1,163,404	−14.3%	0.78%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Held	20,000	0	$1,151,200	−1.1%	0.78%
CTAS	Cintas Corp Industrials	Held	5,600	0	$1,092,336	+14.7%	0.74%
CSCO	Cisco Systems, Inc. Technology	Reduced	9,755	-100	$1,049,930	−9.3%	0.71%
NVDA	Nvidia Corp Technology	Held	4,576	0	$1,045,066	+14.1%	0.70%
PH	Parker-Hannifin Corp Industrials	Held	1,060	0	$1,012,745	−2.3%	0.68%
INTC	Intel Corp Technology	Held	8,175	0	$982,880	−13.9%	0.66%
MMM	3M Co Industrials	Held	5,711	0	$937,460	+1.4%	0.63%
PSA	Public Storage Real Estate	Held	3,244	0	$917,532	−11.1%	0.62%
CVX	Chevron Corp Energy	Held	4,483	0	$915,473	+23.2%	0.62%
ESLT	Elbit Systems Ltd Industrials	Held	1,300	0	$886,613	−10.1%	0.60%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,100	-150	$881,919	−23.1%	0.59%
VRT	Vertiv Holdings Co Industrials	Held	3,500	0	$844,585	−27.9%	0.57%
BLK	BlackRock, Inc. Financial Services	Held	790	0	$836,049	+10.1%	0.56%
ABT	Abbott Laboratories Healthcare	Held	7,940	0	$784,710	+8.9%	0.53%
MRK	Merck & Co., Inc. Healthcare	Held	5,289	0	$768,544	+13.1%	0.52%
VO	VANGUARD MID-CAP INDEX FUND	Held	9,796	0	$768,202	−2.7%	0.52%
EMR	Emerson Electric Co Industrials	Held	4,950	0	$767,745	+8.3%	0.52%
CPT	Camden Property Trust Real Estate	Held	7,889	0	$763,102	−15.5%	0.51%
EXR	Extra Space Storage Inc. Real Estate	Reduced	5,678	-250	$746,713	−13.3%	0.50%
ITW	Illinois Tool Works Inc Industrials	Held	2,440	0	$627,763	−4.9%	0.42%
NET	Cloudflare, Inc. Technology	Held	1,800	0	$625,104	+41.6%	0.42%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,760	0	$624,465	−15.6%	0.42%

Showing the top 50 of 127 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.