Mosaic Advisors LLC

Registered adviser

CIK

1808523

Location

HOUSTON, TX

Portfolio Value

Micro $63,747,914

Diversification

Diversified

Filing Date

Global Rank

#8,533 / 8,827 ▼ 31

Top Industry

Consumer Electronics 23.5%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 164913

Roster of Nov 1, 2026

Regulatory AUM

$580,504,440

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$580,504,440	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$499,449,089	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$325,598,870	Individuals and high net worth (93%)
May 2023 to Mar 2024	$352,902,319	Individuals and high net worth (97%)
Apr 2023	$352,902,319	Individuals and high net worth (97%)
Mar 2022 to Mar 2023	$332,163,254	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 76.5% of the book (60%+)

Turnover

Medium turnover

83.2% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 4.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 79.4%; sector active share 52.0% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

30 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

19.6%

−0.9 pts

Top 5

55.6%

−3.7 pts

Top 10

76.5%

−2.8 pts

HHI

854

Diversified−67

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	52.7%	$33,575,259	13
Technology	17.8%	$11,331,109	4
Energy	12.5%	$7,960,604	2
Industrials	6.0%	$3,835,794	4
Basic Materials	5.2%	$3,319,589	1
Consumer Cyclical	2.6%	$1,649,452	2
Consumer Defensive	2.0%	$1,251,170	2
Financial Services	1.3%	$824,937	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+16,297	20,366	$1,790,375
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+9,616	10,424	$1,245,876
AVGO	Broadcom Inc.	+8	4,609	$1,741,049
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+7	8,957	$1,405,801
No positions match the current search.

Trimmed

Positions the filer reduced

2 positions

Ticker	Company	Δ Shares	Shares	Value
VIG	Vanguard Specialized Funds	−5,506	17,406	$4,118,607
CSX	Csx Corp	−1,548	19,374	$920,846
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
VXUS	Vanguard Total International Stock ETF	24,856	$2,124,939
SPCX	Space Exploration Technologies Corp	3,275	$559,566
TD	Toronto Dominion Bank	3,550	$431,076
PM	Philip Morris International Inc.	1,150	$208,046
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	14,631	$1,119,856
CORO		24,305	$781,478
IVE	iShares S&P 500 Value ETF	2,844	$600,510
DYNF	iShares U.S. Equity Factor Rotation Active ETF	9,147	$532,172
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	3,743	$497,444
IVW	iShares S&P 500 Growth ETF	3,586	$405,612
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	6,371	$353,717
EFV	iShares MSCI EAFE Value ETF	4,128	$306,916
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	5,551	$300,031
QUAL	iShares MSCI USA Quality Factor ETF	1,535	$294,428
THRO		8,121	$294,142
SPMO	Invesco Ltd.	2,555	$286,441
BLCR		5,726	$235,109
SHLD	Global X Defense Tech ETF	3,192	$226,121
MUB	iShares National Muni Bond ETF	1,946	$206,567
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

30 tracked positions · $63,747,914 total · filing declares 35 positions · $74,535,614 · as of Jun 30, 2026

All sectors Basic Materials Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	50,527	0	$8,300,070	+15.3%	5	unpriced	13.02%
AAPL	Apple Inc. Technology	Held	24,531	0	$7,098,290	+14.0%	4	$228.45	11.13%
COP	Conocophillips Energy	Held	52,976	0	$5,507,384	−21.2%	4	$94.54	8.64%
VEU	Vanguard International Equity Index Funds	Held	57,705	0	$4,832,793	+11.5%	4	$69.36	7.58%
VIG	Vanguard Specialized Funds	Reduced	17,406	-5,506	$4,118,607	−16.4%	23	before history	6.46%
IWV	iShares Russell 3000 ETF	Held	9,249	0	$3,943,773	+15.0%	4	unpriced	6.19%
SHW	Sherwin Williams Co Basic Materials	Held	9,641	0	$3,319,589	+7.4%	4	$351.29	5.21%
WMB	Williams Companies, Inc. Energy	Held	33,000	0	$2,453,220	+2.1%	4	$58.68	3.85%
SPY	Spdr S&P 500 ETF Trust	Held	3,180	0	$2,374,728	+14.8%	2	$679.90	3.73%
VXUS	Vanguard Total International Stock ETF	NEW	24,856	NEW	$2,124,939	NEW	1	$83.74	3.33%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Held	19,863	0	$1,803,361	+14.8%	4	$77.71	2.83%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	20,366	+16,297	$1,790,375	+19.7%	3	unpriced	2.81%
AVGO	Broadcom Inc. Technology	Added	4,609	+8	$1,741,049	+22.3%	3	$357.62	2.73%
NVDA	Nvidia Corp Technology	Held	8,560	0	$1,712,770	+14.7%	3	$186.14	2.69%
CAT	Caterpillar Inc Industrials	Held	1,425	0	$1,517,482	+50.3%	2	$692.61	2.38%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	8,957	+7	$1,405,801	+13.6%	3	$143.02	2.21%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	10,424	+9,616	$1,245,876	+121.0%	4	unpriced	1.95%
WMT	Walmart Inc. Consumer Defensive	Held	9,210	0	$1,043,124	−8.9%	4	$99.55	1.64%
TSLA	Tesla, Inc. Consumer Cyclical	Held	2,267	0	$953,500	+13.1%	3	$429.46	1.50%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Held	1,771	0	$925,152	+12.8%	2	$484.44	1.45%
CSX	Csx Corp Industrials	Reduced	19,374	-1,548	$920,846	+7.2%	3	$35.78	1.44%
FPS	Forgent Power Solutions, Inc. Industrials	Held	15,000	0	$837,900	+90.8%	2	$33.28	1.31%
AMD	Advanced Micro Devices Inc Technology	Held	1,341	0	$779,000	+185.6%	3	$224.60	1.22%
AMZN	Amazon Com Inc Consumer Cyclical	Held	2,920	0	$695,952	+14.4%	3	$228.79	1.09%
SPCX	Space Exploration Technologies Corp Industrials	NEW	3,275	NEW	$559,566	NEW	1	unpriced	0.88%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,238	0	$458,109	+15.3%	2	unpriced	0.72%
TD	Toronto Dominion Bank Financial Services	NEW	3,550	NEW	$431,076	NEW	1	$109.44	0.68%
QQQM	Invesco Ltd. Financial Services	Held	1,300	0	$393,861	+27.5%	3	$252.63	0.62%
SGOV	iShares 0-3 Month Treasury Bond ETF	Held	2,500	0	$251,675	+0.0%	3	unpriced	0.39%
PM	Philip Morris International Inc. Consumer Defensive	NEW	1,150	NEW	$208,046	NEW	1	$173.43	0.33%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.