HERITAGE WEALTH MANAGEMENT, LLC
Registered adviserFiling Date
Global Rank
#5,564
/ 7,436
▼ 326
· as of Jun 2024
Top Industry
Semiconductors
9.2%
Period ended 2 years ago
Filed Jul 30, 2024 · 2y
10 quarters · since Mar 2021
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$423,261,650
Main clients
Individuals and high net worth
(100% of AUM)
Private funds
1 fund
· Private equity funds
Focus by fund count, roster of Nov 1, 2026
$15,045,000 gross assets
Private funds on Schedule D 7.B.(1)
As filed May 30, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$12,985,000 gross assets in 1 fund
Private equity funds
$12,985,000
(1)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $423,261,650 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $408,105,385 | Individuals and high net worth (96%) |
| Apr 2024 to Mar 2025 | $365,145,341 | Individuals and high net worth (96%) |
| May 2023 to Mar 2024 | $0 | — |
| Dec 2022 to Apr 2023 | $0 | — |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2024, never from the firm's own description.
Style
Concentrated
6.8 effective positions (12 or fewer)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 2.9 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 76.6%; sector active share 40.4% against the combined 13F book's sector weights.
Over time 10 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
165 tracked positions · as of Jun 30, 2024 · Δ vs Mar 31, 2024Top Position
36.7%
−0.3 pts
Top 5
51.8%
−0.1 pts
Top 10
58.1%
+0.1 pts
HHI
1,477
Diversified−13
Portfolio Trend
10 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2024| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 52.4% | $91,322,694 |
| Technology | 14.3% | $24,887,823 |
| Healthcare | 9.7% | $16,834,268 |
| Industrials | 7.0% | $12,175,891 |
| Financial Services | 6.4% | $11,115,707 |
| Consumer Cyclical | 5.4% | $9,436,200 |
| Energy | 2.4% | $4,131,217 |
| Consumer Defensive | 1.2% | $2,108,213 |
| Communication Services | 0.8% | $1,385,381 |
| Basic Materials | 0.4% | $674,859 |
| Real Estate | 0.2% | $347,060 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
14 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VRIG | Invesco Variable Rate Investment Grade ETF | +11,700 | 36,829 | $925,881 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | +10,998 | 23,247 | $981,023 | |
| FLTR | VanEck IG Floating Rate ETF | +9,167 | 35,242 | $899,023 | |
| ABBV | AbbVie Inc. | +3,104 | 8,899 | $1,526,356 | |
| ZTS | Zoetis Inc. | +2,128 | 5,388 | $934,063 | |
| SCHZ | Schwab U.S. Aggregate Bond ETF | +1,177 | 12,410 | $565,647 | |
| IUSB | iShares Core Universal USD Bond ETF | +990 | 10,487 | $474,222 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +729 | 69,090 | $6,706,566 | |
| IWF | iShares Russell 1000 Growth ETF | +162 | 1,022 | $372,529 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | +24 | 3,310 | $277,245 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +21 | 891 | $238,351 | |
| WFC | Wells Fargo & Company | +19 | 12,833 | $762,151 | |
| IJJ | iShares S&P Mid-Cap 400 Value ETF | +16 | 2,204 | $250,065 | |
| XOM | ExxonMobil Holdings Corp | +14 | 2,420 | $278,590 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | −45,130 | 442,544 | $16,670,632 | |
| USHY | iShares Broad USD High Yield Corporate Bond ETF | −9,266 | 241,047 | $8,745,185 | |
| HLN | Haleon plc | −8,471 | 84,803 | $700,472 | |
| SMMD | iShares Russell 2500 ETF | −6,985 | 193,720 | $12,126,872 | |
| INTC | Intel Corp | −6,500 | 27,051 | $837,769 | |
| GOVT | iShares U.S. Treasury Bond ETF | −6,310 | 27,820 | $627,897 | |
| MUB | iShares National Muni Bond ETF | −6,310 | 7,434 | $792,092 | |
| IEFA | iShares Core MSCI EAFE ETF | −5,788 | 52,529 | $3,815,706 | |
| SU | Suncor Energy Inc | −4,331 | 18,656 | $710,793 | |
| IEMG | iShares Trust | −4,315 | 43,007 | $0 | |
| HON | Honeywell International Inc | −2,983 | 4,794 | $1,023,710 | |
| EFA | iShares MSCI EAFE ETF | −2,934 | 112,572 | $8,817,764 | |
| CMCSA | Comcast Corp | −2,413 | 27,764 | $1,087,237 | |
| EMB | iShares J.P. Morgan USD Emerging Markets Bond ETF | −2,318 | 50,355 | $4,455,410 | |
| XVV | iShares ESG Select Screened S&P 500 ETF | −2,228 | 8,709 | $366,239 | |
| STIP | iShares 0-5 Year TIPS Bond ETF | −2,155 | 4,190 | $416,863 | |
| IVV | iShares Core S&P 500 ETF | −1,876 | 14,075 | $7,702,262 | |
| RELX | Relx PLC | −1,743 | 20,839 | $956,093 | |
| SHO | Sunstone Hotel Investors, Inc. | −1,743 | 13,391 | $140,069 | |
| BSY | Bentley Systems Inc | −1,548 | 10,103 | $498,684 | |
| ZWS | Zurn Elkay Water Solutions Corp | −1,533 | 11,600 | $341,040 | |
| GTN | Gray Media, Inc | −1,405 | 13,597 | $70,704 | |
| VIAV | Viavi Solutions Inc. | −1,270 | 13,330 | $91,577 | |
| MRK | Merck & Co., Inc. | −1,245 | 13,065 | $1,617,447 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −1,210 | 35,410 | $2,266,240 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| J | Jacobs Solutions Inc. | 9,611 | $1,342,753 | |
| CLOA | 17,829 | $926,038 | ||
| HYBB | iShares BB Rated Corporate Bond ETF | 10,029 | $461,534 | |
| GBTC | Grayscale Bitcoin Trust ETF | 6,880 | $330,886 | |
| BJ | BJ's Wholesale Club Holdings, Inc. | 3,515 | $308,757 | |
| NVDA | Nvidia Corp | 2,080 | $256,963 | |
| SPY | Spdr S&P 500 ETF Trust | 472 | $256,871 | |
| GOOG | Alphabet Inc. | 1,240 | $227,440 | |
| AMZN | Amazon Com Inc | 1,067 | $206,197 | |
| COST | Costco Wholesale Corp | 238 | $202,297 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
20 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | 22,314 | $1,144,261 | |
| AMT | American Tower Corp | 5,764 | $1,138,908 | |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond ETF | 21,100 | $1,038,542 | |
| NEAR | iShares Short Duration Bond Active ETF | 12,173 | $614,249 | |
| — | 771 | $267,659 | ||
| KFRC | Kforce Inc | 3,525 | $248,583 | |
| AUB | Atlantic Union Bankshares Corp | 6,721 | $237,318 | |
| MCRI | Monarch Casino & Resort Inc | 3,157 | $236,743 | |
| ESGD | iShares ESG Aware MSCI EAFE ETF | 2,962 | $236,693 | |
| EAGG | iShares ESG Aware U.S. Aggregate Bond ETF | 4,951 | $232,994 | |
| ENOV | Enovis CORP | 3,717 | $232,126 | |
| ONTO | Onto Innovation Inc. | 1,254 | $227,074 | |
| PR | Permian Resources Corp | 12,837 | $226,701 | |
| EXLS | ExlService Holdings, Inc. | 7,087 | $225,366 | |
| DORM | Dorman Products, Inc. | 2,319 | $223,528 | |
| FSCO | FS Credit Opportunities Corp. | 36,764 | $218,010 | |
| VUG | VANGUARD GROWTH INDEX FUND | 623 | $214,436 | |
| GOLF | Acushnet Holdings Corp. | 3,058 | $201,675 | |
| MPC | Marathon Petroleum Corp | 1,000 | $201,500 | |
| APD | Air Products & Chemicals, Inc. | 19,345 | $58,491 | |
| No positions match the current search. | ||||
165 tracked positions ·
$174,419,313 total
· filing declares
168 positions · $180,178,793
· as of Jun 30, 2024
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Showing 1–50
of 165 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPEM |
State Street(R) SPDR(R) Portfolio Emerging Markets ETF
|
Reduced | 442,544 | $16,670,632 | 9.56% | |
| SMMD |
iShares Russell 2500 ETF
|
Reduced | 193,720 | $12,126,872 | 6.95% | |
| EFA |
iShares MSCI EAFE ETF
|
Reduced | 112,572 | $8,817,764 | 5.06% | |
| USHY |
iShares Broad USD High Yield Corporate Bond ETF
|
Reduced | 241,047 | $8,745,185 | 5.01% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 14,075 | $7,702,262 | 4.42% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 69,090 | $6,706,566 | 3.85% | |
| EMB |
iShares J.P. Morgan USD Emerging Markets Bond ETF
|
Reduced | 50,355 | $4,455,410 | 2.55% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Reduced | 52,529 | $3,815,706 | 2.19% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 7,636 | $3,412,910 | 1.96% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 15,814 | $3,330,744 | 1.91% | |
| XPEL |
XPEL, Inc.
Consumer Cyclical
|
Held | 81,802 | $2,908,879 | 1.67% | |
| KLAC |
Kla Corp
Technology
|
Reduced | 2,934 | $2,419,112 | 1.39% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 1,431 | $2,297,513 | 1.32% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 35,410 | $2,266,240 | 1.30% | |
| IWM |
iShares Russell 2000 ETF
|
Reduced | 10,837 | $2,198,718 | 1.26% | |
| ADI |
Analog Devices Inc
Technology
|
Reduced | 9,149 | $2,088,350 | 1.20% | |
| SYK |
Stryker Corp
Healthcare
|
Reduced | 5,620 | $1,912,205 | 1.10% | |
| ACN |
Accenture plc
Technology
|
Reduced | 5,943 | $1,803,165 | 1.03% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Reduced | 8,056 | $1,776,025 | 1.02% | |
| MCK |
Mckesson Corp
Healthcare
|
Held | 3,012 | $1,759,128 | 1.01% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 1,942 | $1,758,247 | 1.01% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 5,097 | $1,754,591 | 1.01% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 13,065 | $1,617,447 | 0.93% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 6,094 | $1,599,492 | 0.92% | |
| AJG |
Arthur J. Gallagher & Co.
Financial Services
|
Reduced | 6,091 | $1,579,457 | 0.91% | |
| COP |
Conocophillips
Energy
|
Reduced | 13,501 | $1,544,244 | 0.89% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 8,899 | $1,526,356 | 0.88% | |
| EMR |
Emerson Electric Co
Industrials
|
Reduced | 13,774 | $1,517,343 | 0.87% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 3,108 | $1,371,125 | 0.79% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 2,692 | $1,370,927 | 0.79% | |
| J |
Jacobs Solutions Inc.
Industrials
|
NEW | 9,611 | $1,342,753 | 0.77% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 6,800 | $1,322,804 | 0.76% | |
| ICE |
Intercontinental Exchange, Inc.
Financial Services
|
Reduced | 9,452 | $1,293,884 | 0.74% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 12,175 | $1,222,248 | 0.70% | |
| CMCSA |
Comcast Corp
Communication Services
|
Reduced | 27,764 | $1,087,237 | 0.62% | |
| ASML |
Asml Holding NV
Technology
|
Reduced | 1,040 | $1,063,639 | 0.61% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 4,794 | $1,023,710 | 0.59% | |
| SHYG |
iShares 0-5 Year High Yield Corporate Bond ETF
|
Added | 23,247 | $981,023 | 0.56% | |
| MCO |
Moodys Corp
Financial Services
|
Reduced | 2,299 | $967,718 | 0.55% | |
| NVO |
Novo Nordisk A S
Healthcare
|
Reduced | 6,742 | $962,353 | 0.55% | |
| RELX |
Relx PLC
Industrials
|
Reduced | 20,839 | $956,093 | 0.55% | |
| ZTS |
Zoetis Inc.
Healthcare
|
Added | 5,388 | $934,063 | 0.54% | |
| CLOA |
|
NEW | 17,829 | $926,038 | 0.53% | |
| VRIG |
Invesco Variable Rate Investment Grade ETF
|
Added | 36,829 | $925,881 | 0.53% | |
| EOG |
Eog Resources Inc
Energy
|
Reduced | 7,153 | $900,348 | 0.52% | |
| FLTR |
VanEck IG Floating Rate ETF
|
Added | 35,242 | $899,023 | 0.52% | |
| NXPI |
NXP Semiconductors N.V.
Technology
|
Reduced | 3,272 | $880,462 | 0.50% | |
| INTC |
Intel Corp
Technology
|
Reduced | 27,051 | $837,769 | 0.48% | |
| ESGU |
iShares ESG Aware MSCI USA ETF
|
Reduced | 6,678 | $796,818 | 0.46% | |
| CHKP |
Check Point Software Technologies Ltd
Technology
|
Reduced | 4,807 | $793,155 | 0.45% |
Showing the top 50 of 165 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.