Gimbal Financial

Registered adviser

CIK

1835206

Location

CARMEL, IN

Portfolio Value

Small $141,426,761

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,103 / 8,814 ▼ 635 · as of Jun 2026

Top Industry

Drug Manufacturers - General 41.3%

Period ended 22 days ago

Filed Oct 19, 2026 · 3d

10 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 159003

Roster of Oct 1, 2026

Regulatory AUM

$290,012,610

Main clients

Individuals and high net worth (92% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$290,012,610	Individuals and high net worth (92%)
Apr 2025 to Mar 2026	$253,177,785	Individuals and high net worth (93%)
Apr 2024 to Mar 2025	$209,702,458	Individuals and high net worth (92%)
May 2023 to Mar 2024	$135,017,935	Individuals and high net worth (94%)
Apr 2023	$135,017,935	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$124,297,453	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 91.3% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 89.6%; sector active share 75.1% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

58 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

31.8%

−27.4 pts

Top 5

72.1%

−15.4 pts

Top 10

88.4%

−3.2 pts

HHI

1,534

Moderately concentrated−2,212

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	53.1%	$75,127,557	28
Healthcare	19.5%	$27,624,343	6
Technology	10.1%	$14,302,179	7
Financial Services	7.0%	$9,869,783	2
Communication Services	4.3%	$6,068,689	3
Consumer Defensive	3.6%	$5,111,359	3
Basic Materials	0.9%	$1,284,986	1
Energy	0.5%	$777,159	3
Industrials	0.5%	$760,823	3
Consumer Cyclical	0.4%	$499,883	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

16 positions

Ticker	Company	Δ Shares	Shares	Value
ABBV	AbbVie Inc.	+34,568	37,602	$9,836,307
AAPL	Apple Inc.	+27,492	31,106	$10,358,920
PTLC	Pacer Trendpilot US Large Cap ETF	+4,018	15,250	$907,527
PTNQ	Pacer Trendpilot 100 ETF	+3,950	12,522	$1,116,837
PTMC	Pacer Trendpilot US Mid Cap ETF	+1,096	10,418	$407,447
PTEU	Pacer Trendpilot European Index ETF	+743	9,996	$326,319
OEF	iShares S&P 100 ETF	+178	2,121	$810,391
FBT	First Trust NYSE Arca Biotechnology Index Fund	+162	3,755	$1,022,336
RSP	Victory Portfolios II	+40	1,561	$0
QQQ	Invesco Qqq Trust, Series 1	+39	420	$310,703
VIG	Vanguard Specialized Funds	+39	2,053	$478,985
BTU	Peabody Energy Corp	+32	12,698	$309,704
JPM	Jpmorgan Chase & Co	+9	2,299	$760,578
HD	Home Depot, Inc.	+6	912	$259,454
SPY	Spdr S&P 500 ETF Trust	+4	666	$507,911
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+2	678	$253,734
No positions match the current search.

Trimmed

Positions the filer reduced

14 positions

Ticker	Company	Δ Shares	Shares	Value
FHLC	Fidelity MSCI Health Care Index ETF	−2,887	182,078	$14,875,772
MSFT	Microsoft Corp	−431	2,093	$1,073,499
ABT	Abbott Laboratories	−293	2,585	$255,475
NVDA	Nvidia Corp	−259	1,378	$314,707
IVV	iShares Core S&P 500 ETF	−203	40,167	$30,761,896
LLY	ELI LILLY & Co	−194	9,023	$10,440,332
KO	Coca Cola Co	−150	2,750	$236,720
DELL	Dell Technologies Inc.	−125	509	$273,816
AMZN	Amazon Com Inc	−93	965	$240,429
WMT	Walmart Inc.	−61	7,311	$759,759
AMGN	Amgen Inc	−49	877	$369,664
GOOGL	Alphabet Inc.	−26	2,398	$825,103
CLMT	Calumet, Inc.	−13	24,532	$1,284,986
JNJ	Johnson & Johnson	−10	3,773	$998,864
No positions match the current search.

New Positions

Positions the filer opened this quarter

16 positions

Ticker	Company	Shares	Value
IGV	iShares Expanded Tech-Software Sector ETF	106,068	$11,294,120
XP	XP Inc.	433,875	$9,109,205
FENY	Fidelity MSCI Energy Index ETF	180,798	$6,129,052
T	At&T Inc.	212,565	$5,186,586
SJM	J M SMUCKER Co	34,605	$4,114,880
ITOT	iShares Core S&P Total U.S. Stock Market ETF	12,447	$2,069,687
FXL	First Trust Technology AlphaDEX Fund	8,425	$1,861,925
MPC	Marathon Petroleum Corp	629	$248,719
XOM	ExxonMobil Holdings Corp	1,344	$218,736
SPCX	Space Exploration Technologies Corp	1,415	$213,466
AMC	Amc Entertainment Holdings, Inc.	19,000	$57,000
SOXX	iShares Semiconductor ETF	16,003	$0
—		89,278	$0
—		4,323	$0
—		119,474	$0
IYW	iShares, Inc.	19,767	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
IWM	iShares Russell 2000 ETF	95,751	$28,768,387
DGRO	iShares Core Dividend Growth ETF	199,017	$15,083,498
XRT	State Street(R) SPDR(R) S&P(R) Retail ETF	130,301	$11,432,609
IYT	iShares U.S. Transportation ETF	128,232	$11,124,126
USRT	iShares Core U.S. REIT ETF	153,565	$10,204,394
RPG	Victory Portfolios II	54,193	$3,460,223
ONEQ	Fidelity Nasdaq Composite Index ETF	4,370	$451,071
HONA	Honeywell Aerospace Inc.	1,089	$240,756
AM	Antero Midstream Corp	9,033	$205,500
TDOC	Teladoc Health, Inc.	12,000	$101,760
MDXG	Mimedx Group, Inc.	20,600	$79,310
NXDR	Nextdoor Holdings, Inc.	10,000	$22,700
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

58 tracked positions · $141,426,761 total · filing declares 60 positions · $172,263,407 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 58 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	40,167	-203	$30,761,896	+1.8%	21.75%
LLY	ELI LILLY & Co PUT + SHARES Healthcare	Added	13,723	+6	$15,878,608	−3.5%	11.23%
FHLC	Fidelity MSCI Health Care Index ETF	Reduced	182,078	-2,887	$14,875,772	+4.1%	10.52%
IGV	iShares Expanded Tech-Software Sector ETF	NEW	106,068	NEW	$11,294,120	NEW	7.99%
AAPL	Apple Inc. Technology	Added	31,106	+27,492	$10,358,920	+890.6%	7.32%
ABBV	AbbVie Inc. Healthcare	Added	37,602	+34,568	$9,836,307	+1188.4%	6.96%
XP	XP Inc. Financial Services	NEW	433,875	NEW	$9,109,205	NEW	6.44%
FENY	Fidelity MSCI Energy Index ETF	NEW	180,798	NEW	$6,129,052	NEW	4.33%
T	At&T Inc. Communication Services	NEW	212,565	NEW	$5,186,586	NEW	3.67%
SJM	J M SMUCKER Co Consumer Defensive	NEW	34,605	NEW	$4,114,880	NEW	2.91%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	NEW	12,447	NEW	$2,069,687	NEW	1.46%
FXL	First Trust Technology AlphaDEX Fund	NEW	8,425	NEW	$1,861,925	NEW	1.32%
TXN	Texas Instruments Inc Technology	Held	5,162	0	$1,445,824	−6.0%	1.02%
CLMT	Calumet, Inc. Basic Materials	Reduced	24,532	-13	$1,284,986	+45.3%	0.91%
PTNQ	Pacer Trendpilot 100 ETF	Added	12,522	+3,950	$1,116,837	+47.0%	0.79%
MSFT	Microsoft Corp Technology	Reduced	2,093	-431	$1,073,499	+14.0%	0.76%
FBT	First Trust NYSE Arca Biotechnology Index Fund	Added	3,755	+162	$1,022,336	+14.8%	0.72%
JNJ	Johnson & Johnson Healthcare	Reduced	3,773	-10	$998,864	+4.0%	0.71%
PTLC	Pacer Trendpilot US Large Cap ETF	Added	15,250	+4,018	$907,527	+38.7%	0.64%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,398	-26	$825,103	−4.8%	0.58%
OEF	iShares S&P 100 ETF	Added	2,121	+178	$810,391	+14.0%	0.57%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,299	+9	$760,578	+1.5%	0.54%
WMT	Walmart Inc. Consumer Defensive	Reduced	7,311	-61	$759,759	−9.0%	0.54%
CSCO	Cisco Systems, Inc. Technology	Held	6,376	0	$686,248	−8.4%	0.49%
JPIN	JPMorgan Diversified Return International Equity ETF	Held	7,946	0	$586,454	+2.1%	0.41%
SPY	Spdr S&P 500 ETF Trust	Added	666	+4	$507,911	+2.7%	0.36%
VIG	Vanguard Specialized Funds	Added	2,053	+39	$478,985	+0.5%	0.34%
PTMC	Pacer Trendpilot US Mid Cap ETF	Added	10,418	+1,096	$407,447	+4.5%	0.29%
JPST	JPMorgan Ultra-Short Income ETF	Held	7,862	0	$396,008	−0.4%	0.28%
VO	VANGUARD MID-CAP INDEX FUND	Held	5,008	0	$392,727	−2.7%	0.28%
AMGN	Amgen Inc Healthcare	Reduced	877	-49	$369,664	+10.2%	0.26%
PTEU	Pacer Trendpilot European Index ETF	Added	9,996	+743	$326,319	+5.9%	0.23%
VTV	VANGUARD VALUE INDEX FUND	Held	1,500	0	$324,120	−0.8%	0.23%
EMR	Emerson Electric Co Industrials	Held	2,048	0	$317,644	+8.3%	0.22%
NVDA	Nvidia Corp Technology	Reduced	1,378	-259	$314,707	−3.9%	0.22%
QQQ	Invesco Qqq Trust, Series 1	Added	420	+39	$310,703	+10.7%	0.22%
BTU	Peabody Energy Corp Energy	Added	12,698	+32	$309,704	+5.8%	0.22%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Held	2,920	0	$293,606	−0.3%	0.21%
NVS	Novartis AG Healthcare	Held	2,002	0	$285,425	−9.0%	0.20%
DELL	Dell Technologies Inc. Technology	Reduced	509	-125	$273,816	+0.1%	0.19%
HD	Home Depot, Inc. Consumer Cyclical	Added	912	+6	$259,454	−18.8%	0.18%
ABT	Abbott Laboratories Healthcare	Reduced	2,585	-293	$255,475	−2.2%	0.18%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	678	+2	$253,734	+1.4%	0.18%
MPC	Marathon Petroleum Corp Energy	NEW	629	NEW	$248,719	NEW	0.18%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	965	-93	$240,429	−4.7%	0.17%
KO	Coca Cola Co Consumer Defensive	Reduced	2,750	-150	$236,720	+0.4%	0.17%
HON	Honeywell International Inc Industrials	Held	1,089	0	$229,713	−5.8%	0.16%
XOM	ExxonMobil Holdings Corp Energy	NEW	1,344	NEW	$218,736	NEW	0.15%
SPCX	Space Exploration Technologies Corp Industrials	NEW	1,415	NEW	$213,466	NEW	0.15%
NVTS	Navitas Semiconductor Corp Technology	Held	12,848	0	$149,165	−35.2%	0.11%

Showing the top 50 of 58 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.