SWM Advisors
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 92.6%; sector active share 68.9% against the combined 13F book's sector weights.
Over time 4 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
23 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Portfolio Trend
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 96.8% | $102,534,184 |
| Consumer Cyclical | 1.2% | $1,279,636 |
| Communication Services | 0.7% | $688,516 |
| Technology | 0.6% | $588,179 |
| Healthcare | 0.5% | $509,221 |
| Financial Services | 0.3% | $308,628 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VEA | Vanguard FTSE Developed Markets ETF | +12,990 | 421,171 | $15,313,777 | |
| FLOT | iShares Floating Rate Bond ETF | +9,193 | 141,133 | $7,094,755 | |
| — | +5,288 | 100,670 | $12,796,163 | ||
| VOO | VANGUARD 500 INDEX FUND | +2,954 | 129,127 | $42,392,394 | |
| TSLA | Tesla, Inc. | +2,488 | 3,732 | $989,913 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | +2,462 | 85,668 | $6,409,679 | |
| BIV | Vanguard Bond Index Funds | +2,102 | 77,995 | $5,731,072 | |
| ICSH | iShares Ultra Short Duration Bond Active ETF | +274 | 133,095 | $6,656,080 | |
| SPY | Spdr S&P 500 ETF Trust | +9 | 561 | $200,377 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 13,224 | $1,008,462 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | 5,706 | $456,594 | |
| ANGL | VanEck Fallen Angel High Yield Bond ETF | 12,619 | $340,965 | |
| PFXF | VanEck Preferred Securities ex Financials ETF | 11,837 | $214,249 | |
| PGX | Invesco Ltd. | 17,052 | $210,421 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 129,127 | $42,392,394 | 40.03% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 421,171 | $15,313,777 | 14.46% | |
|
|
Added | 100,670 | $12,796,163 | 12.08% | ||
| FLOT |
iShares Floating Rate Bond ETF
|
Added | 141,133 | $7,094,755 | 6.70% | |
| ICSH |
iShares Ultra Short Duration Bond Active ETF
|
Added | 133,095 | $6,656,080 | 6.28% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 85,668 | $6,409,679 | 6.05% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 77,995 | $5,731,072 | 5.41% | |
| EMXC |
iShares MSCI Emerging Markets ex China ETF
|
Reduced | 101,571 | $4,497,563 | 4.25% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 3,732 | $989,913 | 0.93% | |
| AAPL |
Apple Inc.
Technology
|
Held | 4,256 | $588,179 | 0.56% | |
| TTD |
Trade Desk, Inc.
Communication Services
|
Held | 7,906 | $472,383 | 0.45% | |
|
|
Held | 5,283 | $382,000 | 0.36% | ||
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
Held | 8,470 | $381,912 | 0.36% | |
| WD |
Walker & Dunlop, Inc.
Financial Services
|
Held | 3,686 | $308,628 | 0.29% | |
| MELI |
Mercadolibre Inc
Consumer Cyclical
|
Held | 350 | $289,723 | 0.27% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Held | 525 | $266,274 | 0.25% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
NEW | 867 | $231,714 | 0.22% | |
| IBDR |
iShares iBonds Dec 2026 Term Corporate ETF
|
NEW | 10,030 | $231,693 | 0.22% | |
| DHR |
Danaher Corp
Healthcare
|
Held | 850 | $219,546 | 0.21% | |
| NFLX |
Netflix Inc
Communication Services
|
NEW | 918 | $216,133 | 0.20% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 1,198 | $215,005 | 0.20% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 561 | $200,377 | 0.19% | |
| ECOR |
electroCore, Inc.
Healthcare
|
Held | 57,639 | $23,401 | 0.02% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.