Align Wealth Management, LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 90.9%; sector active share 81.3% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
213 tracked positions · as of Dec 31, 2022Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 94.3% | $119,208,246 |
| Technology | 1.6% | $1,980,292 |
| Financial Services | 1.5% | $1,923,781 |
| Energy | 1.1% | $1,365,111 |
| Industrials | 0.3% | $423,983 |
| Basic Materials | 0.3% | $369,136 |
| Healthcare | 0.3% | $341,817 |
| Utilities | 0.2% | $309,506 |
| Consumer Defensive | 0.2% | $219,730 |
| Consumer Cyclical | 0.1% | $165,873 |
| Communication Services | 0.1% | $128,686 |
| Real Estate | 0.0% | $179 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| DFAC |
Dimensional U.S. Core Equity 2 ETF
|
First | 1,581,833 | $38,406,905 | 30.38% | |
| VGLT |
VANGUARD LONG-TERM TREASURY INDEX FUND
|
First | 468,986 | $28,898,917 | 22.86% | |
| DFAT |
Dimensional U.S. Targeted Value ETF
|
First | 231,456 | $10,172,491 | 8.05% | |
| MUB |
iShares National Muni Bond ETF
|
First | 87,416 | $9,224,136 | 7.30% | |
| DFAX |
Dimensional World ex. U.S. Core Equity 2 ETF
|
First | 300,295 | $6,486,372 | 5.13% | |
| DFIC |
Dimensional International Core Equity 2 ETF
|
First | 282,041 | $6,303,616 | 4.99% | |
| DFEM |
Dimensional Emerging Markets Core Equity 2 ETF
|
First | 149,425 | $3,356,085 | 2.65% | |
| DFUS |
Dimensional U.S. Equity Market ETF
|
First | 72,841 | $3,030,914 | 2.40% | |
| DIHP |
Dimensional International High Profitability ETF
|
First | 85,859 | $1,893,190 | 1.50% | |
| DISV |
Dimensional International Small Cap Value ETF
|
First | 83,701 | $1,858,999 | 1.47% | |
| TLT |
iShares 20+ Year Treasury Bond ETF
|
First | 17,516 | $1,743,892 | 1.38% | |
| DUHP |
Dimensional US High Profitability ETF
|
First | 57,927 | $1,390,827 | 1.10% | |
| AVDE |
Avantis International Equity ETF
|
First | 20,341 | $1,081,937 | 0.86% | |
| BANF |
Bancfirst Corp
Financial Services
|
First | 11,267 | $993,524 | 0.79% | |
| AVEM |
Avantis Emerging Markets Equity ETF
|
First | 13,226 | $667,251 | 0.53% | |
| QCOM |
Qualcomm Inc
Technology
|
First | 5,885 | $646,996 | 0.51% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
First | 12,483 | $594,690 | 0.47% | |
| DFUV |
Dimensional U.S. Marketwide Value ETF
|
First | 16,602 | $555,834 | 0.44% | |
| AVUS |
Avantis U.S. Equity ETF
|
First | 7,869 | $535,170 | 0.42% | |
| OKE |
Oneok Inc
Energy
|
First | 7,894 | $518,635 | 0.41% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
First | 3,090 | $414,369 | 0.33% | |
| DFCF |
Dimensional Core Fixed Income ETF
|
First | 9,483 | $393,734 | 0.31% | |
| IQLT |
iShares MSCI Intl Quality Factor ETF
|
First | 10,489 | $339,738 | 0.27% | |
| IVV |
iShares Core S&P 500 ETF
|
First | 853 | $327,731 | 0.26% | |
| DFAR |
Dimensional US Real Estate ETF
|
First | 14,049 | $297,136 | 0.24% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
First | 857 | $264,727 | 0.21% | |
| EFA |
iShares MSCI EAFE ETF
|
First | 3,714 | $243,786 | 0.19% | |
| IBM |
International Business Machines Corp
Technology
|
First | 1,548 | $218,097 | 0.17% | |
| VB |
Vanguard Index Funds
|
First | 992 | $182,071 | 0.14% | |
| HAL |
Halliburton Co
Energy
|
First | 4,461 | $175,540 | 0.14% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
First | 1,571 | $169,997 | 0.13% | |
| MSFT |
Microsoft Corp
Technology
|
First | 665 | $159,480 | 0.13% | |
| OGE |
Oge Energy Corp.
Utilities
|
First | 3,873 | $153,177 | 0.12% | |
| AVUV |
Avantis U.S. Small Cap Value ETF
|
First | 1,810 | $134,863 | 0.11% | |
| WPM |
Wheaton Precious Metals Corp.
Basic Materials
|
First | 3,400 | $132,872 | 0.11% | |
| BA |
Boeing Co
Industrials
|
First | 681 | $129,723 | 0.10% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
First | 988 | $123,608 | 0.10% | |
| DVN |
Devon Energy Corp
Energy
|
First | 2,000 | $123,020 | 0.10% | |
| COP |
Conocophillips
Energy
|
First | 1,034 | $122,012 | 0.10% | |
| T |
At&T Inc.
Communication Services
|
First | 5,761 | $106,060 | 0.08% | |
| ABT |
Abbott Laboratories
Healthcare
|
First | 901 | $98,920 | 0.08% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
First | 2,482 | $96,748 | 0.08% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
First | 3,950 | $95,274 | 0.08% | |
| AVRE |
Avantis Real Estate ETF
|
First | 2,218 | $91,204 | 0.07% | |
| LARK |
Landmark Bancorp Inc
Financial Services
|
First | 3,708 | $83,911 | 0.07% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
First | 390 | $79,485 | 0.06% | |
| MPLX |
Mplx LP
Energy
|
First | 2,135 | $70,113 | 0.06% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
First | 1,600 | $67,152 | 0.05% | |
|
|
First | 1,400 | $66,514 | 0.05% | ||
| IEFA |
iShares Core MSCI EAFE ETF
|
First | 1,059 | $65,276 | 0.05% |
Showing the top 50 of 213 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.