Kelsey Financial, LLC

Registered adviser

CIK

2022609

Location

MOORPARK, CA

Portfolio Value

Small $117,634,107

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,818 / 8,827 ▲ 14 · as of Jun 2026

Top Industry

Semiconductors 30.6%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 314950

Roster of Nov 1, 2026

Regulatory AUM

$176,190,130

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$176,190,130	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$149,798,910	Individuals and high net worth (98%)
Mar 2024 to Mar 2025	$138,386,767	Individuals and high net worth (98%)
Feb 2024	$124,591,668	Individuals and high net worth (99%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 87.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 81.6%; sector active share 62.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

63 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

35.2%

+0.2 pts

Top 5

75.7%

+0.6 pts

Top 10

87.3%

+0.2 pts

HHI

1,855

Moderately concentrated+31

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	71.9%	$84,548,869	31
Technology	13.2%	$15,563,257	10
Healthcare	9.6%	$11,309,399	7
Consumer Cyclical	1.6%	$1,861,447	3
Industrials	1.3%	$1,481,424	5
Energy	1.1%	$1,291,679	2
Financial Services	0.6%	$707,767	2
Communication Services	0.5%	$624,478	2
Real Estate	0.2%	$245,787	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
VTC	VANGUARD TOTAL CORPORATE BOND ETF	+8,919	20,715	$1,507,637
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+3,489	6,658	$514,330
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	+2,865	25,867	$631,930
SPY	Spdr S&P 500 ETF Trust	+188	4,576	$3,489,794
AAPL	Apple Inc.	+133	7,411	$2,468,011
IBM	International Business Machines Corp	+62	1,064	$234,005
GOOG	Alphabet Inc.	+35	990	$337,332
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+1	10,725	$962,676
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−21,878	158,260	$8,107,659
SUSC	iShares ESG Aware USD Corporate Bond ETF	−13,600	28,167	$618,124
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−7,146	88,024	$8,994,292
IWD	iShares Russell 1000 Value ETF	−3,746	46,885	$11,624,198
QQQ	Invesco Qqq Trust, Series 1	−3,541	33,862	$25,050,091
HPQ	Hp Inc	−2,700	7,045	$220,367
PFE	Pfizer Inc	−1,512	7,964	$227,133
ESGU	iShares ESG Aware MSCI USA ETF	−1,354	5,690	$949,092
IWS	iShares Russell Mid-Cap Value ETF	−1,212	34,804	$5,594,394
VEU	Vanguard International Equity Index Funds	−742	62,152	$5,156,751
EEM	iShares MSCI Emerging Markets ETF	−728	17,096	$1,141,841
IWO	iShares Russell 2000 Growth ETF	−640	6,538	$2,333,412
—		−515	14,595	$0
—		−498	34,002	$0
VZ	Verizon Communications Inc	−336	6,260	$287,146
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	−294	15,950	$1,479,362
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	−256	3,565	$387,515
AMGN	Amgen Inc	−239	21,553	$9,084,805
VOO	VANGUARD 500 INDEX FUND	−100	1,218	$853,647
TIP	iShares TIPS Bond ETF	−81	8,539	$888,397
AMZN	Amazon Com Inc	−15	1,366	$340,338
MSFT	Microsoft Corp	−14	2,092	$1,072,986
AVGO	Broadcom Inc.	−14	23,789	$8,354,458
GE	General Electric Co	−12	1,141	$356,322
TSLA	Tesla, Inc.	−11	2,908	$1,031,787
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
HPE	Hewlett Packard Enterprise Co	3,354	$214,287
NTRA	Natera, Inc.	508	$209,961
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
NUMG	Nuveen ESG Mid-Cap Growth ETF	5,104	$239,683
CPB	CAMPBELL'S Co	9,664	$215,217
KVUE	Kenvue Inc.	10,011	$191,310
OPTT	Ocean Power Technologies, Inc.	37,000	$9,619
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

63 tracked positions · $117,634,107 total · filing declares 63 positions · $125,372,734 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 63 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Reduced	33,862	-3,541	$25,050,091	−9.1%	21.29%
IWD	iShares Russell 1000 Value ETF	Reduced	46,885	-3,746	$11,624,198	−5.3%	9.88%
AMGN	Amgen Inc Healthcare	Reduced	21,553	-239	$9,084,805	+15.1%	7.72%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Reduced	88,024	-7,146	$8,994,292	−13.4%	7.65%
AVGO	Broadcom Inc. Technology	Reduced	23,789	-14	$8,354,458	−7.1%	7.10%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Reduced	158,260	-21,878	$8,107,659	−14.1%	6.89%
IWS	iShares Russell Mid-Cap Value ETF	Reduced	34,804	-1,212	$5,594,394	−5.6%	4.76%
VEU	Vanguard International Equity Index Funds	Reduced	62,152	-742	$5,156,751	−2.1%	4.38%
SPY	Spdr S&P 500 ETF Trust	Added	4,576	+188	$3,489,794	+6.5%	2.97%
AAPL	Apple Inc. Technology	Added	7,411	+133	$2,468,011	+17.2%	2.10%
IWO	iShares Russell 2000 Growth ETF	Reduced	6,538	-640	$2,333,412	−17.5%	1.98%
NVDA	Nvidia Corp Technology	Reduced	7,789	-1	$1,778,851	+14.1%	1.51%
VTC	VANGUARD TOTAL CORPORATE BOND ETF	Added	20,715	+8,919	$1,507,637	+66.4%	1.28%
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	Reduced	15,950	-294	$1,479,362	−5.5%	1.26%
A	Agilent Technologies, Inc. Healthcare	Held	7,316	0	$1,260,619	+29.7%	1.07%
EEM	iShares MSCI Emerging Markets ETF	Reduced	17,096	-728	$1,141,841	−6.4%	0.97%
MSFT	Microsoft Corp Technology	Reduced	2,092	-14	$1,072,986	+36.6%	0.91%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	2,908	-11	$1,031,787	−16.0%	0.88%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	10,725	+1	$962,676	+2.1%	0.82%
ESGU	iShares ESG Aware MSCI USA ETF	Reduced	5,690	-1,354	$949,092	−17.7%	0.81%
TIP	iShares TIPS Bond ETF	Reduced	8,539	-81	$888,397	−5.8%	0.76%
VOO	VANGUARD 500 INDEX FUND	Reduced	1,218	-100	$853,647	−5.7%	0.73%
EPD	Enterprise Products Partners L.P. Energy	Held	20,976	0	$746,955	−3.1%	0.63%
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	Added	25,867	+2,865	$631,930	+9.9%	0.54%
SUSC	iShares ESG Aware USD Corporate Bond ETF	Reduced	28,167	-13,600	$618,124	−36.1%	0.53%
VTWV	VANGUARD RUSSELL 2000 VALUE INDEX FUND	Held	3,231	0	$596,862	−5.5%	0.51%
KEYS	Keysight Technologies, Inc. Technology	Held	1,571	0	$571,906	+4.0%	0.49%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Held	2,876	0	$562,344	−1.0%	0.48%
XOM	ExxonMobil Holdings Corp Energy	Held	3,347	0	$544,724	+19.0%	0.46%
VTWG	VANGUARD RUSSELL 2000 GROWTH INDEX FUND	Held	2,017	0	$525,589	−9.4%	0.45%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	6,658	+3,489	$514,330	+105.4%	0.44%
DVY	iShares Select Dividend ETF	Held	3,354	0	$510,042	−2.7%	0.43%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,720	-7	$489,322	−19.7%	0.42%
IYH	iShares U.S. Healthcare ETF	Held	6,500	0	$465,140	+6.8%	0.40%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	2,374	0	$464,710	+2.7%	0.40%
UNP	Union Pacific Corp Industrials	Held	1,600	0	$435,408	+0.0%	0.37%
WFC	Wells Fargo & Company Financial Services	Held	5,149	0	$412,177	−3.1%	0.35%
AMAT	Applied Materials Inc Technology	Held	802	0	$410,126	−29.3%	0.35%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	Reduced	3,565	-256	$387,515	−4.6%	0.33%
GE	General Electric Co Industrials	Reduced	1,141	-12	$356,322	−17.3%	0.30%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,366	-15	$340,338	+3.4%	0.29%
GOOG	Alphabet Inc. Communication Services	Added	990	+35	$337,332	−0.0%	0.29%
IWM	iShares Russell 2000 ETF	Held	1,185	0	$329,299	−7.5%	0.28%
ACWX	iShares MSCI ACWI ex U.S. ETF	Held	4,030	0	$304,748	−0.6%	0.26%
COF	Capital One Financial Corp Financial Services	Held	1,531	0	$295,590	−3.8%	0.25%
SLV	iShares Silver Trust	Held	5,397	0	$294,190	+1.9%	0.25%
VZ	Verizon Communications Inc Communication Services	Reduced	6,260	-336	$287,146	+2.8%	0.24%
GEV	GE Vernova Inc. Industrials	Held	284	0	$269,939	−19.1%	0.23%
JNJ	Johnson & Johnson Healthcare	Reduced	975	-10	$258,121	+3.2%	0.22%
PLD	Prologis, Inc. Real Estate	Held	1,893	0	$245,787	−4.2%	0.21%

Showing the top 50 of 63 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.