Cooke Wealth Management, LLC

Registered adviser

CIK

2093659

Location

IRVINE, CA

Portfolio Value

Micro $95,784,541

Diversification

Highly concentrated

Filing Date

Global Rank

#7,889 / 8,811 ▲ 42 · as of Jun 2026

Top Industry

Medical Devices 41.0%

Period ended 21 days ago

Filed Oct 13, 2026 · 8d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 127309

Roster of Oct 1, 2026

Regulatory AUM

$136,851,490

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$136,851,490	Individuals and high net worth (96%)
Apr 2025 to Feb 2026	$115,775,231	Individuals and high net worth (96%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 94.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 93.7%; sector active share 82.7% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

38 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

44.7%

+9.8 pts

Top 5

87.5%

+1.3 pts

Top 10

94.9%

+0.1 pts

HHI

2,706

Highly concentrated+625

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	90.7%	$86,915,116	30
Healthcare	3.8%	$3,635,148	1
Technology	2.3%	$2,246,019	2
Financial Services	1.5%	$1,432,386	2
Consumer Cyclical	0.7%	$668,010	1
Industrials	0.5%	$489,653	1
Energy	0.4%	$398,209	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

11 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	+1,797	17,380	$1,357,378
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	+1,227	259,771	$7,686,623
SCHF	Schwab International Equity ETF	+1,173	308,814	$8,483,120
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	+668	20,453	$1,810,295
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+646	71,376	$5,453,126
VTV	VANGUARD VALUE INDEX FUND	+551	11,151	$2,409,508
SCZ	iShares MSCI EAFE Small-Cap ETF	+415	54,594	$0
VB	Vanguard Index Funds	+366	18,318	$5,211,287
VNQ	VANGUARD REAL ESTATE INDEX FUND	+167	16,971	$1,521,110
SCHC	Schwab International Small-Cap Equity ETF	+75	9,318	$463,477
DFUS	Dimensional U.S. Equity Market ETF	+63	6,892	$572,242
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	−26,499	242,528	$5,747,913
SCHH	Schwab U.S. REIT ETF	−6,352	36,729	$809,507
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−1,635	32,651	$1,936,530
FNDF	Schwab Fundamental International Equity ETF	−1,139	103,898	$5,584,517
IJR	iShares Core S&P Small-Cap ETF	−1,089	39,821	$0
EFA	iShares MSCI EAFE ETF	−452	73,579	$0
SCHE	Schwab Emerging Markets Equity ETF	−394	12,434	$453,219
IJJ	iShares S&P Mid-Cap 400 Value ETF	−317	20,601	$0
DFIV	Dimensional International Value ETF	−234	4,141	$231,316
SPY	Spdr S&P 500 ETF Trust	−201	1,101	$839,655
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−110	19,132	$3,740,879
IWD	iShares Russell 1000 Value ETF	−64	6,564	$0
SCHA	Schwab U.S. Small-Cap ETF	−62	12,914	$421,383
SCHB	Schwab U.S. Broad Market ETF	−60	15,187	$445,130
IVV	iShares Core S&P 500 ETF	−27	476	$0
ORCL	Oracle Corp	−17	7,122	$977,850
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−5	84,047	$31,453,749
CVX	Chevron Corp	−4	1,950	$398,209
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
IEI	iShares 3-7 Year Treasury Bond ETF	5,925	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
MDY	Spdr S&P Midcap 400 ETF Trust	301	$211,705
HD	Home Depot, Inc.	570	$201,027
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

38 tracked positions · $95,784,541 total · filing declares 38 positions · $119,605,921 · as of Sep 30, 2026

All sectors Consumer Cyclical Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	84,047	-5	$31,453,749	+1.1%	32.84%
SCHF	Schwab International Equity ETF	Added	308,814	+1,173	$8,483,120	−0.5%	8.86%
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	Added	259,771	+1,227	$7,686,623	−0.9%	8.02%
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	Reduced	242,528	-26,499	$5,747,913	−13.4%	6.00%
FNDF	Schwab Fundamental International Equity ETF	Reduced	103,898	-1,139	$5,584,517	+0.8%	5.83%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	71,376	+646	$5,453,126	−1.0%	5.69%
VB	Vanguard Index Funds	Added	18,318	+366	$5,211,287	−4.2%	5.44%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	19,132	-110	$3,740,879	−1.6%	3.91%
SYK	Stryker Corp Healthcare	Held	13,200	0	$3,635,148	−12.5%	3.80%
VTV	VANGUARD VALUE INDEX FUND	Added	11,151	+551	$2,409,508	+4.3%	2.52%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	32,651	-1,635	$1,936,530	−5.4%	2.02%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Added	20,453	+668	$1,810,295	−3.5%	1.89%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	16,971	+167	$1,521,110	−6.1%	1.59%
IAU	Ishares Gold Trust	Added	17,380	+1,797	$1,357,378	+15.4%	1.42%
ASML	Asml Holding NV Technology	Held	700	0	$1,268,169	−8.9%	1.32%
ORCL	Oracle Corp Technology	Reduced	7,122	-17	$977,850	−6.5%	1.02%
SPGI	S&P Global Inc. Financial Services	Held	2,400	0	$946,728	−3.1%	0.99%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,101	-201	$839,655	−13.6%	0.88%
SCHH	Schwab U.S. REIT ETF	Reduced	36,729	-6,352	$809,507	−20.6%	0.85%
TSCO	Tractor Supply Co /De/ Consumer Cyclical	Held	21,349	0	$668,010	−1.0%	0.70%
DFUS	Dimensional U.S. Equity Market ETF	Added	6,892	+63	$572,242	+2.3%	0.60%
FAST	Fastenal Co Industrials	Held	9,886	0	$489,653	+3.1%	0.51%
JPM	Jpmorgan Chase & Co Financial Services	Held	1,468	0	$485,658	+1.1%	0.51%
SCHC	Schwab International Small-Cap Equity ETF	Added	9,318	+75	$463,477	+4.2%	0.48%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	12,434	-394	$453,219	−2.6%	0.47%
SCHB	Schwab U.S. Broad Market ETF	Reduced	15,187	-60	$445,130	+0.8%	0.46%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	12,914	-62	$421,383	−10.1%	0.44%
CVX	Chevron Corp Energy	Reduced	1,950	-4	$398,209	+22.9%	0.42%
CWI	Spdr Index Shares Funds	Held	7,007	0	$283,152	−0.6%	0.30%
DFIV	Dimensional International Value ETF	Reduced	4,141	-234	$231,316	−2.1%	0.24%
EFA	iShares MSCI EAFE ETF	Reduced	73,579	-452	$0	−100.0%	0.00%
IEI	iShares 3-7 Year Treasury Bond ETF	NEW	5,925	NEW	$0	NEW	0.00%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	20,601	-317	$0	−100.0%	0.00%
IJR	iShares Core S&P Small-Cap ETF	Reduced	39,821	-1,089	$0	−100.0%	0.00%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	3,910	0	$0	−100.0%	0.00%
IVV	iShares Core S&P 500 ETF	Reduced	476	-27	$0	−100.0%	0.00%
IWD	iShares Russell 1000 Value ETF	Reduced	6,564	-64	$0	−100.0%	0.00%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	54,594	+415	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.