Sound Portfolio Advisors, LLC

CIK

2109204

Location

MYSTIC, CT

Portfolio Value

Small $130,949,965

Diversification

Diversified

Filing Date

Global Rank

#7,629 / 8,827 ▼ 9 · as of Jun 2026

Top Industry

Insurance - Diversified 48.4%

Period ended 38 days ago

Filed Nov 5, 2026 · 2d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.8% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.7 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 86.9%; sector active share 76.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

48 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

21.8%

+2.0 pts

Top 5

60.7%

−0.9 pts

Top 10

79.2%

+0.4 pts

HHI

1,033

Diversified+72

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	88.6%	$115,963,252	32
Financial Services	6.2%	$8,137,503	3
Technology	2.4%	$3,109,076	5
Energy	1.1%	$1,483,391	2
Healthcare	0.7%	$908,117	2
Utilities	0.5%	$696,160	2
Consumer Cyclical	0.3%	$402,875	1
Consumer Defensive	0.2%	$249,591	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

20 positions

Ticker	Company	Δ Shares	Shares	Value
GOVT	iShares U.S. Treasury Bond ETF	+49,618	162,247	$3,548,341
RAAX	VanEck Real Assets ETF	+39,722	132,160	$5,263,932
WCMI	First Trust WCM International Equity ETF	+37,596	155,764	$2,971,977
JAAA	Janus Henderson AAA CLO ETF	+36,284	125,334	$6,325,606
FMDE	Fidelity Enhanced Mid Cap Core ETF	+9,651	160,054	$6,462,980
SCHF	Schwab International Equity ETF	+7,677	27,547	$756,716
EMXC	iShares MSCI Emerging Markets ex China ETF	+6,929	26,720	$2,647,417
—		+6,535	15,185	$0
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+4,219	37,363	$1,769,511
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+2,154	7,710	$443,787
IAUM	iShares Gold Trust Micro	+1,166	21,162	$876,530
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	+1,140	14,012	$1,381,583
FBTC	Fidelity Wise Origin Bitcoin Fund	+1,023	12,783	$928,557
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+719	76,339	$28,569,107
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+551	27,484	$2,672,544
AAPL	Apple Inc.	+70	1,869	$622,414
AMZN	Amazon Com Inc	+42	1,617	$402,875
CSCO	Cisco Systems, Inc.	+40	4,518	$486,272
JPM	Jpmorgan Chase & Co	+12	2,689	$889,601
BRK-B	Berkshire Hathaway Inc	+9	10,055	$5,006,887
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
—		−35,941	117,221	$0
CVLC	Calvert US Large-Cap Core Responsible Index ETF	−14,294	11,853	$1,121,767
FNDF	Schwab Fundamental International Equity ETF	−11,122	348,212	$18,716,395
EYLD	Cambria Emerging Shareholder Yield ETF	−8,430	113,551	$5,405,027
USMV	iShares MSCI USA Min Vol Factor ETF	−4,462	54,119	$5,273,355
JMST	JPMorgan Ultra-Short Municipal Income ETF	−4,048	42,014	$2,124,227
PFE	Pfizer Inc	−1,801	12,408	$353,876
MTUM	iShares MSCI USA Momentum Factor ETF	−696	25,125	$7,973,167
DFAT	Dimensional U.S. Targeted Value ETF	−336	46,297	$3,075,972
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−325	4,055	$629,336
CALI		−200	11,316	$563,649
XOM	ExxonMobil Holdings Corp	−135	6,063	$986,753
PG	PROCTER & GAMBLE Co	−78	1,718	$249,591
IBM	International Business Machines Corp	−37	1,442	$317,139
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	−35	100,978	$4,097,687
MSFT	Microsoft Corp	−20	2,335	$1,197,621
LLY	ELI LILLY & Co	−5	479	$554,241
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,987	$388,955
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
TXN	Texas Instruments Inc	800	$238,456
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

48 tracked positions · $130,949,965 total · filing declares 48 positions · $142,453,475 · as of Sep 30, 2026

All sectors Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	76,339	+719	$28,569,107	+2.1%	21.82%
FNDF	Schwab Fundamental International Equity ETF	Reduced	348,212	-11,122	$18,716,395	−1.3%	14.29%
MTUM	iShares MSCI USA Momentum Factor ETF	Reduced	25,125	-696	$7,973,167	−9.9%	6.09%
FMDE	Fidelity Enhanced Mid Cap Core ETF	Added	160,054	+9,651	$6,462,980	+5.9%	4.94%
JAAA	Janus Henderson AAA CLO ETF	Added	125,334	+36,284	$6,325,606	+40.7%	4.83%
EYLD	Cambria Emerging Shareholder Yield ETF	Reduced	113,551	-8,430	$5,405,027	−2.4%	4.13%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	54,119	-4,462	$5,273,355	−6.7%	4.03%
RAAX	VanEck Real Assets ETF	Added	132,160	+39,722	$5,263,932	+43.5%	4.02%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	10,055	+9	$5,006,887	−0.4%	3.82%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Reduced	100,978	-35	$4,097,687	−6.0%	3.13%
GOVT	iShares U.S. Treasury Bond ETF	Added	162,247	+49,618	$3,548,341	+38.3%	2.71%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	46,297	-336	$3,075,972	−5.6%	2.35%
WCMI	First Trust WCM International Equity ETF	Added	155,764	+37,596	$2,971,977	+28.5%	2.27%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	27,484	+551	$2,672,544	+3.8%	2.04%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	26,720	+6,929	$2,647,417	+30.8%	2.02%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	3	0	$2,241,015	−0.2%	1.71%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	42,014	-4,048	$2,124,227	−9.6%	1.62%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	37,363	+4,219	$1,769,511	+5.6%	1.35%
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	Added	14,012	+1,140	$1,381,583	+5.9%	1.06%
MSFT	Microsoft Corp Technology	Reduced	2,335	-20	$1,197,621	+36.3%	0.91%
CVLC	Calvert US Large-Cap Core Responsible Index ETF	Reduced	11,853	-14,294	$1,121,767	−54.6%	0.86%
XOM	ExxonMobil Holdings Corp Energy	Reduced	6,063	-135	$986,753	+16.4%	0.75%
FBTC	Fidelity Wise Origin Bitcoin Fund	Added	12,783	+1,023	$928,557	+54.7%	0.71%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,689	+12	$889,601	+1.5%	0.68%
IAUM	iShares Gold Trust Micro	Added	21,162	+1,166	$876,530	+9.6%	0.67%
SCHF	Schwab International Equity ETF	Added	27,547	+7,677	$756,716	+37.5%	0.58%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	4,055	-325	$629,336	−9.1%	0.48%
AAPL	Apple Inc. Technology	Added	1,869	+70	$622,414	+19.6%	0.48%
CALI		Reduced	11,316	-200	$563,649	−3.1%	0.43%
LLY	ELI LILLY & Co Healthcare	Reduced	479	-5	$554,241	−4.5%	0.42%
OEF	iShares S&P 100 ETF	Held	1,308	0	$499,760	+4.4%	0.38%
CVX	Chevron Corp Energy	Held	2,432	0	$496,638	+23.2%	0.38%
CSCO	Cisco Systems, Inc. Technology	Added	4,518	+40	$486,272	−7.6%	0.37%
LITE	Lumentum Holdings Inc. Technology	Held	500	0	$485,630	+13.2%	0.37%
EFA	iShares MSCI EAFE ETF	Held	4,628	0	$480,802	+0.0%	0.37%
UMAR		Held	10,398	0	$448,777	+2.2%	0.34%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	7,710	+2,154	$443,787	+37.2%	0.34%
PEG	Public Service Enterprise Group Inc Utilities	Held	6,548	0	$440,942	−17.0%	0.34%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,617	+42	$402,875	+7.3%	0.31%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	NEW	1,987	NEW	$388,955	NEW	0.30%
PFE	Pfizer Inc Healthcare	Reduced	12,408	-1,801	$353,876	+3.4%	0.27%
IBM	International Business Machines Corp Technology	Reduced	1,442	-37	$317,139	−23.7%	0.24%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	456	0	$299,459	−6.6%	0.23%
SO	Southern Co Utilities	Held	3,079	0	$255,218	−13.4%	0.19%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	1,718	-78	$249,591	−5.2%	0.19%
SPY	Spdr S&P 500 ETF Trust	Held	323	0	$246,329	+2.1%	0.19%
		Reduced	117,221	-35,941	$0	−100.0%	0.00%
		Added	15,185	+6,535	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.