Good Harbor Advisors, Inc.

Registered adviser

CIK

2133484

Location

Gloucester, MA

Portfolio Value

Small $100,939,198

Diversification

Diversified

Filing Date

Global Rank

#8,221 / 8,811 ▼ 33 · as of Jun 2026

Top Industry

Drug Manufacturers - General 20.7%

Period ended 21 days ago

Filed Oct 20, 2026 · 1d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 143492

Roster of Oct 1, 2026

Regulatory AUM

$333,748,183

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$333,748,183	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$289,660,907	Individuals and high net worth (99%)
Mar 2024 to Mar 2025	$268,637,954	Individuals and high net worth (99%)
May 2023 to Feb 2024	$241,392,269	Individuals and high net worth (98%)
Mar 2023 to Apr 2023	$241,392,269	Individuals and high net worth (98%)
Mar 2022 to Feb 2023	$214,957,820	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.0%, 19.3 effective positions, active share 81.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 81.4%; sector active share 61.2% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

88 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.2%

+0.7 pts

Top 5

41.3%

+1.5 pts

Top 10

61.3%

+2.3 pts

HHI

552

Diversified+35

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	74.3%	$74,974,328	41
Healthcare	8.7%	$8,734,187	12
Technology	4.9%	$4,992,837	8
Financial Services	4.1%	$4,144,727	10
Industrials	2.0%	$2,043,426	5
Energy	1.6%	$1,637,693	3
Consumer Defensive	1.6%	$1,611,608	3
Utilities	1.1%	$1,120,605	2
Communication Services	0.9%	$894,885	2
Consumer Cyclical	0.8%	$784,902	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FPAG	Investment Managers Series Trust III	+25,406	61,103	$2,497,890
SCHY	Schwab International Dividend Equity ETF	+14,851	38,909	$1,221,742
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+13,006	168,092	$8,273,488
DEM	WisdomTree Emerging Markets High Dividend Fund	+9,265	76,497	$4,231,049
IVLU	iShares MSCI Intl Value Factor ETF	+5,108	168,337	$7,219,973
SCHD	Schwab U.S. Dividend Equity ETF	+3,318	168,692	$5,487,550
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+3,131	24,788	$3,630,946
VIG	Vanguard Specialized Funds	+2,915	18,743	$4,372,929
VXUS	Vanguard Total International Stock ETF	+1,992	46,049	$3,912,323
VRP	Invesco Ltd.	+1,724	187,720	$0
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+1,666	23,447	$1,811,280
IGRO	iShares International Dividend Growth ETF	+1,499	40,841	$3,625,047
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+1,419	52,536	$4,013,750
VTEC	Vanguard California Tax-Exempt Bond ETF	+1,056	3,316	$312,632
VIGI	Vanguard Whitehall Funds	+397	10,315	$973,942
RTX	RTX Corp	+320	3,343	$620,627
STIP	iShares 0-5 Year TIPS Bond ETF	+237	11,351	$1,131,694
ABBV	AbbVie Inc.	+212	3,188	$833,948
VTV	VANGUARD VALUE INDEX FUND	+201	6,194	$1,338,399
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	+182	37,673	$2,789,685
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+175	13,538	$693,551
CGGO	Capital Group Global Growth Equity ETF	+131	16,694	$664,087
QQQ	Invesco Qqq Trust, Series 1	+109	2,125	$1,572,011
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+39	7,322	$2,740,185
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+8	599	$273,257
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−3,484	98,503	$0
DISV	Dimensional International Small Cap Value ETF	−1,651	114,126	$4,940,514
CSCO	Cisco Systems, Inc.	−1,130	2,782	$299,426
VZ	Verizon Communications Inc	−1,000	9,622	$441,361
DFEV	Dimensional Emerging Markets Value ETF	−686	20,179	$855,589
BAC	Bank Of America Corp /De/	−544	5,576	$303,501
NVDA	Nvidia Corp	−489	2,704	$617,539
PFE	Pfizer Inc	−487	86,465	$2,465,981
MSFT	Microsoft Corp	−339	2,352	$1,206,340
AAPL	Apple Inc.	−286	4,984	$1,659,771
VO	VANGUARD MID-CAP INDEX FUND	−285	6,345	$497,574
JPM	Jpmorgan Chase & Co	−233	2,190	$724,517
AMZN	Amazon Com Inc	−225	942	$234,699
CVX	Chevron Corp	−182	2,572	$525,228
MRK	Merck & Co., Inc.	−120	5,198	$755,321
XOM	ExxonMobil Holdings Corp	−112	5,342	$869,410
IWF	iShares Russell 1000 Growth ETF	−100	2,802	$350,978
PNC	Pnc Financial Services Group, Inc.	−75	1,226	$272,490
GOOG	Alphabet Inc.	−63	1,331	$453,524
GE	General Electric Co	−59	1,247	$389,425
JNJ	Johnson & Johnson	−54	2,541	$672,704
IJR	iShares Core S&P Small-Cap ETF	−40	2,575	$350,303
SO	Southern Co	−30	6,710	$556,191
BMY	Bristol Myers Squibb Co	−24	3,898	$243,235
NEE	Nextera Energy Inc	−16	7,452	$564,414
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
DBND	DoubleLine Opportunistic Core Bond ETF	10,781	$468,757
PSX	Phillips 66	952	$243,055
DELL	Dell Technologies Inc.	414	$222,711
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	3,586	$220,539
AMGN	Amgen Inc	492	$207,382
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
DFAT	Dimensional U.S. Targeted Value ETF	13,561	$947,913
PEP	Pepsico Inc	1,551	$210,005
DUK	Duke Energy CORP	1,655	$209,489
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

88 tracked positions · $100,939,198 total · filing declares 88 positions · $107,186,681 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 88 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	168,092	+13,006	$8,273,488	+6.2%	8.20%
IVLU	iShares MSCI Intl Value Factor ETF	Added	168,337	+5,108	$7,219,973	+5.8%	7.15%
SCHD	Schwab U.S. Dividend Equity ETF	Added	168,692	+3,318	$5,487,550	+4.6%	5.44%
DISV	Dimensional International Small Cap Value ETF	Reduced	114,126	-1,651	$4,940,514	+6.3%	4.89%
VIG	Vanguard Specialized Funds	Added	18,743	+2,915	$4,372,929	+16.8%	4.33%
DEM	WisdomTree Emerging Markets High Dividend Fund	Added	76,497	+9,265	$4,231,049	+17.0%	4.19%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	52,536	+1,419	$4,013,750	+0.8%	3.98%
VXUS	Vanguard Total International Stock ETF	Added	46,049	+1,992	$3,912,323	+3.9%	3.88%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	24,788	+3,131	$3,630,946	+10.2%	3.60%
IGRO	iShares International Dividend Growth ETF	Added	40,841	+1,499	$3,625,047	+4.8%	3.59%
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	Added	37,673	+182	$2,789,685	−1.2%	2.76%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	7,322	+39	$2,740,185	+1.7%	2.71%
FPAG	Investment Managers Series Trust III	Added	61,103	+25,406	$2,497,890	+74.3%	2.47%
PFE	Pfizer Inc Healthcare	Reduced	86,465	-487	$2,465,981	+17.8%	2.44%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	23,447	+1,666	$1,811,280	+5.2%	1.79%
AAPL	Apple Inc. Technology	Reduced	4,984	-286	$1,659,771	+8.8%	1.64%
QQQ	Invesco Qqq Trust, Series 1	Added	2,125	+109	$1,572,011	+5.9%	1.56%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,800	-9	$1,394,260	−0.8%	1.38%
VTV	VANGUARD VALUE INDEX FUND	Added	6,194	+201	$1,338,399	+2.5%	1.33%
SCHY	Schwab International Dividend Equity ETF	Added	38,909	+14,851	$1,221,742	+60.0%	1.21%
MSFT	Microsoft Corp Technology	Reduced	2,352	-339	$1,206,340	+20.2%	1.20%
BDX	Becton Dickinson & Co Healthcare	Added	6,720	+1	$1,202,880	+18.3%	1.19%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	11,351	+237	$1,131,694	−0.3%	1.12%
CLX	Clorox Co /De/ Consumer Defensive	Added	13,944	+4	$1,129,603	−15.1%	1.12%
VIGI	Vanguard Whitehall Funds	Added	10,315	+397	$973,942	+5.2%	0.96%
XOM	ExxonMobil Holdings Corp Energy	Reduced	5,342	-112	$869,410	+16.6%	0.86%
DFEV	Dimensional Emerging Markets Value ETF	Reduced	20,179	-686	$855,589	−3.9%	0.85%
ABBV	AbbVie Inc. Healthcare	Added	3,188	+212	$833,948	+11.4%	0.83%
ABT	Abbott Laboratories Healthcare	Reduced	7,949	-16	$785,599	+8.7%	0.78%
MRK	Merck & Co., Inc. Healthcare	Reduced	5,198	-120	$755,321	+10.5%	0.75%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,190	-233	$724,517	−8.6%	0.72%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	13,538	+175	$693,551	−1.0%	0.69%
IVW	iShares S&P 500 Growth ETF	Added	4,793	+3	$681,852	+3.5%	0.68%
JNJ	Johnson & Johnson Healthcare	Reduced	2,541	-54	$672,704	+2.1%	0.67%
CGGO	Capital Group Global Growth Equity ETF	Added	16,694	+131	$664,087	−5.3%	0.66%
FLMI	Franklin Dynamic Municipal Bond ETF	Held	26,650	0	$621,478	−7.3%	0.62%
RTX	RTX Corp Industrials	Added	3,343	+320	$620,627	+8.2%	0.61%
NVDA	Nvidia Corp Technology	Reduced	2,704	-489	$617,539	−3.3%	0.61%
ELV	Elevance Health, Inc. Healthcare	Reduced	1,477	-4	$574,287	+0.3%	0.57%
NEE	Nextera Energy Inc Utilities	Reduced	7,452	-16	$564,414	−13.9%	0.56%
SO	Southern Co Utilities	Reduced	6,710	-30	$556,191	−13.8%	0.55%
UNP	Union Pacific Corp Industrials	Held	2,043	0	$555,961	+0.0%	0.55%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,934	-3	$550,203	−19.5%	0.55%
CI	Cigna Group Healthcare	Reduced	1,971	-12	$535,776	−2.0%	0.53%
CVX	Chevron Corp Energy	Reduced	2,572	-182	$525,228	+15.1%	0.52%
IXUS	iShares Core MSCI Total International Stock ETF	Held	5,387	0	$511,711	−0.5%	0.51%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	6,345	-285	$497,574	−6.9%	0.49%
COF	Capital One Financial Corp Financial Services	Reduced	2,516	-14	$485,764	−4.3%	0.48%
DBND	DoubleLine Opportunistic Core Bond ETF	NEW	10,781	NEW	$468,757	NEW	0.46%
IUSV	iShares Core S&P U.S. Value ETF	Held	4,241	0	$467,697	+0.1%	0.46%

Showing the top 50 of 88 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.