S&A Financial Services, Inc.

Registered adviser

CIK

2140428

Location

Overland Park, KS

Portfolio Value

Small $143,370,954

Diversification

Diversified

Filing Date

Global Rank

#7,244 / 8,827 ▼ 15 · as of Jun 2026

Top Industry

Consumer Electronics 26.8%

3Y Alpha vs SPY

-2.6%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

3 quarters · since Mar 2026

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 110471

Roster of Nov 1, 2026

Regulatory AUM

$392,271,325

Main clients

Individuals and high net worth (89% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$392,271,325	Individuals and high net worth (89%)
Apr 2025 to Mar 2026	$321,680,770	Individuals and high net worth (90%)
Mar 2024 to Mar 2025	$310,609,887	Individuals and high net worth (91%)
May 2023 to Feb 2024	$258,220,528	Individuals and high net worth (90%)
Apr 2023	$258,220,528	Individuals and high net worth (90%)
Apr 2022 to Mar 2023	$293,504,029	Individuals and high net worth (90%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.8% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 81.5%; sector active share 72.8% against the combined 13F book's sector weights.

Over time 2 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

85 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.3%

+1.0 pts

Top 5

55.8%

+5.8 pts

Top 10

77.6%

+4.8 pts

HHI

811

Diversified+109

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	84.1%	$120,568,320	58
Technology	6.0%	$8,559,183	6
Consumer Defensive	1.8%	$2,634,772	2
Industrials	1.8%	$2,575,770	3
Communication Services	1.6%	$2,241,035	4
Consumer Cyclical	1.1%	$1,577,084	2
Real Estate	1.1%	$1,559,876	1
Financial Services	0.7%	$1,045,052	2
Utilities	0.7%	$942,385	2
Energy	0.6%	$918,065	3
Healthcare	0.3%	$451,261	1
Basic Materials	0.2%	$298,151	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BEDY	BNY Mellon ETF Trust II	+38,470	57,304	$1,638,550
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+30,954	514,269	$11,617,336
JEPI	JPMorgan Equity Premium Income ETF	+12,701	107,414	$6,038,815
BKGI	BNY Mellon Global Infrastructure Income ETF	+6,160	92,580	$3,881,879
AVLV	Avantis U.S. Large Cap Value ETF	+5,953	101,796	$9,206,430
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+5,748	81,790	$5,010,455
—		+5,106	83,309	$0
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+2,790	283,072	$11,676,720
IFRA	iShares U.S. Infrastructure ETF	+1,732	23,869	$1,313,511
DVY	iShares Select Dividend ETF	+1,179	8,826	$1,342,169
SCHG	Schwab U.S. Large-Cap Growth ETF	+1,057	261,228	$9,385,922
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	+729	16,139	$802,269
PPA	Victory Portfolios II	+398	3,006	$0
INTC	Intel Corp	+236	2,356	$283,261
SCHD	Schwab U.S. Dividend Equity ETF	+219	26,348	$857,100
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	+138	7,235	$1,578,749
SCHX	Schwab U.S. Large-Cap ETF	+117	28,760	$862,800
KMI	Kinder Morgan, Inc.	+86	9,671	$291,580
EVRG	Evergy, Inc.	+77	9,029	$708,234
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+65	7,460	$1,256,413
VEA	Vanguard FTSE Developed Markets ETF	+63	30,285	$2,138,423
FLOT	iShares Floating Rate Bond ETF	+52	5,226	$266,787
BP	Bp PLC	+40	6,302	$277,224
D	Dominion Energy, Inc	+40	3,869	$234,151
VZ	Verizon Communications Inc	+37	7,701	$353,244
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
XFIV	BondBloxx Bloomberg Five Year Target Duration US Treasury ETF	−30,398	15,767	$735,688
SRLN	State Street(R) Blackstone Senior Loan ETF	−27,222	89,899	$3,631,020
XTEN	BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF	−12,970	7,285	$308,738
XTRE	BondBloxx Bloomberg Three Year Target Duration US Treasury ETF	−5,033	5,947	$284,861
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−3,873	78,182	$9,825,131
IYW	iShares, Inc.	−2,310	23,451	$0
—		−2,303	95,370	$0
IYC	iShares U.S. Consumer Discretionary ETF	−2,163	28,482	$2,699,523
XTWO	BondBloxx Bloomberg Two Year Target Duration US Treasury ETF	−2,062	46,367	$2,241,380
PYLD		−1,889	52,962	$1,344,705
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	−1,475	61,111	$3,070,827
JPIE	JPMorgan Income ETF	−1,376	49,114	$2,204,727
WMT	Walmart Inc.	−686	8,631	$896,933
MSFT	Microsoft Corp	−648	2,104	$1,079,141
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−548	3,366	$343,937
IDU	iShares U.S. Utilities ETF	−212	4,341	$437,746
AAPL	Apple Inc.	−191	18,332	$6,104,922
RSPH	Victory Portfolios II	−184	6,059	$0
MUB	iShares National Muni Bond ETF	−180	2,765	$279,541
AVUS	Avantis U.S. Equity ETF	−157	49,316	$6,316,886
VOO	VANGUARD 500 INDEX FUND	−156	2,728	$1,911,946
SOXX	iShares Semiconductor ETF	−91	6,551	$3,725,160
FDVV	Fidelity High Dividend ETF	−86	44,569	$2,706,675
LLY	ELI LILLY & Co	−35	390	$451,261
BRK-B	Berkshire Hathaway Inc	−20	1,337	$665,759
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
SLV	iShares Silver Trust	4,016	$218,912
ILCB	iShares Trust	1,926	$203,501
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
GEV	GE Vernova Inc.	196	$230,272
GLW	Corning Inc	825	$210,729
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

85 tracked positions · $143,370,954 total · filing declares 88 positions · $162,165,549 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 85 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	283,072	+2,790	$11,676,720	−1.8%	8.14%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	514,269	+30,954	$11,617,336	+2.5%	8.10%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	78,182	-3,873	$9,825,131	+0.2%	6.85%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	261,228	+1,057	$9,385,922	+6.6%	6.55%
AVLV	Avantis U.S. Large Cap Value ETF	Added	101,796	+5,953	$9,206,430	+5.3%	6.42%
AVUS	Avantis U.S. Equity ETF	Reduced	49,316	-157	$6,316,886	−0.3%	4.41%
AAPL	Apple Inc. Technology	Reduced	18,332	-191	$6,104,922	+13.9%	4.26%
JEPI	JPMorgan Equity Premium Income ETF	Added	107,414	+12,701	$6,038,815	+12.9%	4.21%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	81,790	+5,748	$5,010,455	+7.2%	3.49%
BKGI	BNY Mellon Global Infrastructure Income ETF	Added	92,580	+6,160	$3,881,879	−0.1%	2.71%
SOXX	iShares Semiconductor ETF	Reduced	6,551	-91	$3,725,160	−12.5%	2.60%
SRLN	State Street(R) Blackstone Senior Loan ETF	Reduced	89,899	-27,222	$3,631,020	−23.1%	2.53%
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	Reduced	61,111	-1,475	$3,070,827	−2.5%	2.14%
FDVV	Fidelity High Dividend ETF	Reduced	44,569	-86	$2,706,675	+0.5%	1.89%
IYC	iShares U.S. Consumer Discretionary ETF	Reduced	28,482	-2,163	$2,699,523	−12.9%	1.88%
XTWO	BondBloxx Bloomberg Two Year Target Duration US Treasury ETF	Reduced	46,367	-2,062	$2,241,380	−5.5%	1.56%
VHT	VANGUARD HEALTH CARE INDEX FUND	Added	7,034	+12	$2,223,306	+5.9%	1.55%
JPIE	JPMorgan Income ETF	Reduced	49,114	-1,376	$2,204,727	−5.2%	1.54%
VEA	Vanguard FTSE Developed Markets ETF	Added	30,285	+63	$2,138,423	−0.7%	1.49%
CPRT	Copart Inc Industrials	Held	76,208	0	$2,078,954	−3.2%	1.45%
VOO	VANGUARD 500 INDEX FUND	Reduced	2,728	-156	$1,911,946	−3.5%	1.33%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,909	+3	$1,737,839	−2.5%	1.21%
BEDY	BNY Mellon ETF Trust II	Added	57,304	+38,470	$1,638,550	+199.9%	1.14%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Added	7,235	+138	$1,578,749	−1.3%	1.10%
WELL	Welltower Inc. Real Estate	Added	6,775	+7	$1,559,876	+1.5%	1.09%
IYK	iShares U.S. Consumer Staples ETF	Added	20,192	+19	$1,428,180	−2.6%	1.00%
PYLD		Reduced	52,962	-1,889	$1,344,705	−7.6%	0.94%
DVY	iShares Select Dividend ETF	Added	8,826	+1,179	$1,342,169	+12.3%	0.94%
IFRA	iShares U.S. Infrastructure ETF	Added	23,869	+1,732	$1,313,511	−5.9%	0.92%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	7,460	+65	$1,256,413	+7.1%	0.88%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,836	-1	$1,204,889	+4.5%	0.84%
MSFT	Microsoft Corp Technology	Reduced	2,104	-648	$1,079,141	+5.1%	0.75%
META	Meta Platforms, Inc. Communication Services	Reduced	1,369	-1	$992,771	+28.6%	0.69%
WMT	Walmart Inc. Consumer Defensive	Reduced	8,631	-686	$896,933	−15.0%	0.63%
SCHX	Schwab U.S. Large-Cap ETF	Added	28,760	+117	$862,800	+2.4%	0.60%
SCHD	Schwab U.S. Dividend Equity ETF	Added	26,348	+219	$857,100	+3.4%	0.60%
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	Added	16,139	+729	$802,269	+4.5%	0.56%
XFIV	BondBloxx Bloomberg Five Year Target Duration US Treasury ETF	Reduced	15,767	-30,398	$735,688	−67.3%	0.51%
EVRG	Evergy, Inc. Utilities	Added	9,029	+77	$708,234	−8.5%	0.49%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	1,337	-20	$665,759	−2.0%	0.46%
GOOGL	Alphabet Inc. Communication Services	Added	1,881	+1	$647,214	−3.7%	0.45%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	1,676	+4	$627,226	+1.4%	0.44%
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	Added	1,669	+3	$608,650	−7.9%	0.42%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	13,307	+33	$524,828	−12.8%	0.37%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	8,420	+12	$517,830	+16.0%	0.36%
GLD	Spdr Gold Trust	Reduced	1,356	-7	$516,419	+2.9%	0.36%
CSCO	Cisco Systems, Inc. Technology	Added	4,244	+5	$456,781	−8.3%	0.32%
LLY	ELI LILLY & Co Healthcare	Reduced	390	-35	$451,261	−11.5%	0.31%
IDU	iShares U.S. Utilities ETF	Reduced	4,341	-212	$437,746	−16.1%	0.31%
IVE	iShares S&P 500 Value ETF	Held	1,908	0	$435,558	+0.5%	0.30%

Showing the top 50 of 85 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.