ANNA · AleAnna, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-04-13 | Palmer Duncan |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date. |
Restricted Stock Units
|
38,549 |
| 2026-04-13 | Ronald Ivan Edward |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest in three equal installments, with one-third of the restricted stock units vesting on March 15, 2027, 2028 and 2029, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
110,954 |
| 2026-04-13 | HEBERT CURTIS L JR |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date. |
Restricted Stock Units
|
38,549 |
| 2026-04-13 | vant Hoff Graham |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date. |
Restricted Stock Units
|
46,809 |
| 2026-04-13 | Bucciol Manfredo |
Chief Accounting Officer |
Other↑
|
No Securities Owned
|
0 |
| 2026-04-13 | Brun Marco |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Restricted Stock Units (Direct)
Each RSU has a value equal to one share of common stock. All of the RSUs reported vested on April 13, 2026. |
Restricted Stock Units
|
98,646 |
| 2026-04-13 | Brun Marco |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
Common Stock
|
98,646 |
| 2026-03-15 | Brun Marco |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc., the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria. PSUs convert into common stock on a one-for-one basis. |
Common Stock
|
119,932 |
| 2026-03-15 | Dirks William K. |
Director, Executive Director |
Award↑
Filing footnotes — Common Stock (Direct)
On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria. PSUs convert into common stock on a one-for-one basis. |
Common Stock
|
21,617 |
| 2026-03-06 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $5.37, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
4,672 |
| 2026-03-06 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $4.65, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
77,588 |
| 2026-03-05 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.96, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
62,156 |
| 2026-03-04 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.03 to $3.88, inclusive, pursuant to Rule 144 of the Securities Act of 1933, as amended ("Rule 144"). The reporting person undertakes to provide to AleAnna, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
34,595 |
| 2026-03-03 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.27, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
26,675 |
| 2026-03-03 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.995, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
64,698 |
| 2026-03-02 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.12 to $3.68, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
22,224 |
| 2026-02-27 | WILDER C JOHN |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.86 to $3.50, inclusive, pursuant to Rule 144 of the Securities Act of 1933, as amended ("Rule 144"). The reporting person undertakes to provide to AleAnna, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
33,176 |
| 2025-10-29 | Ronald Ivan Edward |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
39,952 |
| 2025-10-29 | Palmer Duncan |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
33,898 |
| 2025-10-29 | vant Hoff Graham |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
60,533 |
| 2025-10-29 | HEBERT CURTIS L JR |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
33,898 |
| 2025-10-29 | Palmer Duncan |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
60,533 |
| 2025-10-29 | vant Hoff Graham |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
41,162 |
| 2025-10-29 | HEBERT CURTIS L JR |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date. |
Restricted Stock Units
|
60,533 |
| 2025-08-13 | Ronald Ivan Edward |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | WILDER C JOHN |
Director |
Award↑
Filing footnotes — Class C HoldCo Units (Indirect)
Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date. In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units"). This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class C HoldCo Units
(I)
|
25,994,400 |
| 2024-12-13 | Bremner John |
Director, Former CEO |
Other↓
Filing footnotes — Warrants (Indirect)
In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled. The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes. |
Warrants
(I)
|
5,600,000 |
| 2024-12-13 | Swiftmerge Holdings, LP |
10% Owner |
Other↓
Filing footnotes — Warrants (Direct)
In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled. The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person. |
Warrants
|
5,600,000 |
| 2024-12-13 | WILDER C JOHN |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | WILDER C JOHN |
Director |
Gift↓
Filing footnotes — Class A Common Stock (Indirect)
Nautilus Resources LLC gifted shares of Class A Common Stock to the John and Susan Wilder Foundation, which is managed and controlled by Mr. Wilder, together with his spouse. This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
6,655,470 |
| 2024-12-13 | JONES GEORGE L |
Director |
Other↓
Filing footnotes — Warrants (Indirect)
In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled. The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes. |
Warrants
(I)
|
5,600,000 |
| 2024-12-13 | HEBERT CURTIS L JR |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | Dirks William K. |
Director, Executive Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | Roscopf Charles |
Chief Accounting Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | WILDER C JOHN |
Director |
Award↑
Filing footnotes — Class C Common Stock (Indirect)
Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date. In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units"). This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class C Common Stock
(I)
|
25,994,400 |
| 2024-12-13 | Loch Aston |
Former COO & Former Secretary |
Other↓
Filing footnotes — Warrants (Indirect)
In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled. The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes. |
Warrants
(I)
|
5,600,000 |
| 2024-12-13 | WILDER C JOHN |
Director |
Award↑
Filing footnotes — Class A Common Stock (Indirect)
In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units"). This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. |
Class A Common Stock
(I)
|
37,134,194 |
| 2024-12-13 | Swiftmerge Holdings, LP |
10% Owner |
Other↓
Filing footnotes — Class A Common Stock (Direct)
Pursuant to the Issuer's de-registration as a Cayman Islands exempted company and domestication as a Delaware corporation (the "Domestication") in connection with the closing (the "Closing") of the Issuer's initial business combination (the "Business Combination"; the Issuer prior to the Domestication, "Swiftmerge") with AleAnna, Inc. (the "Target") on December 13, 2024, each ordinary share of Swiftmerge ("Ordinary Share") was automatically converted into one share of Class A Common Stock of the Issuer ("Class A Common Stock"). In connection with the Closing, Swiftmerge was renamed "AleAnna, Inc." Reflects a forfeiture of 2,706,012 Ordinary Shares held by the Sponsor in connection with the Closing (the "Share Forfeiture"). The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person. |
Class A Common Stock
|
2,706,012 |
| 2024-12-13 | Yopp Tristan |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | vant Hoff Graham |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | Palmer Duncan |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-13 | Brun Marco |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-14 | Munyan Christopher J |
CFO |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-14 | CLARK WESLEY K |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-14 | Lyder Courtney |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-14 | MAKOWKA LEONARD |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-14 | Boatman Sarah |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-14 | Conrad Brett |
Director |
Other↑
|
No Securities Owned
|
0 |