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AtlasClear Holdings, Inc.The latest filing states the doubt was alleviated.
“The Company has incurred recurring operating losses and negative cash flows from operations since inception. These conditions, when considered in the aggregate, previously raised substantial doubt about the Company's ability to continue as a going concern. The Company completed a financing transaction that alleviated this substantial doubt.”View the 10-Q filed May 13, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-14 | Carlson Steven J. |
Director |
Award↑
|
Stock Option (right to buy)
|
255,860 |
| 2026-07-14 | Patel Sandip I |
Director |
Award↑
|
Stock Option (right to buy)
|
731,030 |
| 2026-07-14 | Patel Sandip I |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2025-01-22 | Atlas Fintech Holdings Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted Common Stock issued to the Reporting Person by the Issuer in consideration and satisfaction of $126,667 of funds previously advanced to the Issuer. |
Common Stock
|
27,282 |
| 2024-11-19 | Atlas Fintech Holdings Corp. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents aggregate open market sales on this date at a weighted average price of $12.99 with a range of sale prices of $12.24 to $13.23. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request. |
Common Stock
|
2,083 |
| 2024-11-18 | Atlas Fintech Holdings Corp. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents aggregate open market sales on this date at a weighted average price of $15.93 with a range of sale prices of $13.37 to $17.48. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request. |
Common Stock
|
6,250 |
| 2024-08-23 | Atlas Fintech Holdings Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Represents restricted shares of Common Stock issued to the Reporting Person at a price of $17.29 per share to satisfy approximately $803,000 of previous cash advances by the Reporting Person to the Issuer to cover costs and expenses with a Business Combination Agreement. |
Common Stock
|
46,471 |
| 2024-08-23 | Atlas Fintech Holdings Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Represents additional restricted shares of Common Stock issued to the Reporting Person as consideration for advancing the Issuer 19,727 shares of registered Common Stock to satisfy accrued interest obligations to third party convertible noteholders. |
Common Stock
|
2,565 |
| 2024-04-08 | McBey Robert G |
Director, Chief Executive Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The Reporting Person acquired the shares of Common Stock as payment of interest under convertible promissory notes issued to certain sellers in the Business Combination, including the Reporting Person, pursuant to amendments to the Stock Purchase Agreement, dated as of April 11, 2022. |
Common Stock
|
6,914 |
| 2024-03-20 | Quantum Ventures LLC |
10% Owner |
Other↓
Filing footnotes — Warrants (Direct)
Represents an aggregate number of private placement warrants distributed by Quantum Ventures to Funicular Funds LLP pursuant to the Securities Purchase Agreement in connection with the Closing. Represents an aggregate number of private placement warrants distributed by Quantum Ventures to certain of its members and other persons without consideration in connection with the Closing. The warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
4,322,498 |
| 2024-03-20 | Hammond Thomas Jon |
Director |
Other↑
Filing footnotes — Warrants (Direct)
Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
80,054 |
| 2024-03-20 | Schaible John |
Director, Chief Strategy Officer |
Other↑
Filing footnotes — Warrants (Direct)
Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
703,140 |
| 2024-03-20 | Barber Richard |
Chief Financial Officer |
Other↑
Filing footnotes — Warrants (Direct)
Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
40,000 |
| 2024-03-20 | Carlson Steven J. |
Director |
Other↑
Filing footnotes — Warrants (Direct)
Represents warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
52,928 |
| 2024-03-20 | Patel Sandip I |
Director |
Other↑
Filing footnotes — Warrants (Direct)
Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
354,088 |
| 2024-02-09 | Quantum Ventures LLC |
10% Owner |
Other↓
Filing footnotes — Warrants (Direct)
Represents an aggregate number of private placement warrants distributed by Quantum Ventures to Funicular Funds LLP pursuant to the Securities Purchase Agreement in connection with the Closing. The warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
Warrants
|
600,000 |
| 2024-02-09 | Tabacchi James |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-09 | Hammond Thomas Jon |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022, as amended, among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of the Issuer's common stock transferred by Quantum Ventures LLC ("Quantum Ventures"), to the Reporting Person for no consideration in connection with the closing of the Business Combination (the "Closing"). |
Common Stock
|
1,515 |
| 2024-02-09 | Atlas Fintech Holdings Corp. |
10% Owner |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-09 | McBey Robert G |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-09 | McBey Robert G |
Director, Chief Executive Officer |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022 (as amended, the "Business Combination Agreement") among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of common stock issued to the Reporting Person as part of the consideration for the sale of the target company in the Business Combination. |
Common Stock
|
950,000 |
| 2024-02-09 | Ridenhour Craig |
Director, See Remarks |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-09 | Schaible John |
Director, Chief Strategy Officer |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022, as amended, among Quantum FinTech Acquisition Corporation, AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of the Issuer's common stock transferred by Quantum Ventures LLC ("Quantum Ventures"), to the Reporting Person for no consideration in connection with the closing of the Business Combination (the "Closing"). |
Common Stock
|
391,901 |
| 2024-02-09 | Barber Richard |
Chief Financial Officer |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022 (as amended, the "Business Combination Agreement") among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of common stock distributed by Quantum Ventures LLC ("Quantum Ventures") to the Reporting Person without consideration in connection with the closing of the Business Combination (the "Closing"). |
Common Stock
|
25,000 |
| 2024-02-09 | Barber Richard |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-09 | Atlas Fintech Holdings Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement, dated November 16, 2022, among Quantum FinTech Acquisition Corporation, AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of Common Stock issued to the Reporting Person as part of the consideration for the sale of the target company in the Business Combination. |
Common Stock
|
3,490,000 |
| 2024-02-09 | Carlson Steven J. |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022 (as amended, the "Business Combination Agreement") among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of the Issuer's common stock transferred by Quantum Ventures LLC ("Quantum Ventures"), to the Reporting Person for no consideration in connection with the closing of the Business Combination (the "Closing"). |
Common Stock
|
87,380 |
| 2024-02-09 | Patel Sandip I |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022, as amended, among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of the Issuer's common stock transferred by Quantum Ventures LLC ("Quantum Ventures"), to the Reporting Person for no consideration in connection with the closing of the Business Combination (the "Closing"). |
Common Stock
|
201,860 |
| 2024-02-09 | Quantum Ventures LLC |
10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
Represents an aggregate number of shares of Common Stock distributed by Quantum Ventures to (i) certain of its members and other persons who made capital contributions prior to the Business Combination, without consideration (ii) the sellers, pursuant to the terms of an amendment to the Broker-Dealer Acquisition Agreement (as defined in the Business Combination Agreement) and (iii) Funicular Funds LLP, pursuant to the terms of a securities purchase agreement (the "Securities Purchase Agreement"), each in connection with the Closing. |
Common Stock
|
4,181,339 |
| 2024-02-09 | Quantum Ventures LLC |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022 (as amended, the "Business Combination Agreement") among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. In connection with the closing of the Business Combination (the "Closing"), 2,000,000 shares of Common Stock were issued to Qvent, LLC, an affiliate of Quantum, in settlement of an aggregate of $4,633,833 advanced to Quantum through the date of Closing, which Qvent, LLC then transferred to Quantum Ventures LLC ("Quantum Ventures") without consideration. |
Common Stock
|
2,000,000 |
| 2024-02-09 | Bogdanov Ilya |
Chief Technology Officer |
Other↑
|
No Securities Owned
|
0 |