D. E. Shaw & Co., Inc.
Position in AWK — American Water Works Company, Inc.
CIK 1009207
New York, NY
Position in AWK
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$8,301,490
+$2,522,298 QoQ
Shares Held
61,000
+37.7% QoQ
Ownership
0.031%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
22 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in AWK Over Time
Shares Held
Position Value (USD)
Derivatives in AWK
reported options exposure · as of Mar 31, 2026CallValue
$0
CallShares
0
PutValue
$2,803,454
PutShares
20,600
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Utilities - Regulated Water
Utilities · as of Mar 31, 2026D. E. Shaw & Co., Inc. holds $47,969,490 across 9 Utilities - Regulated Water names. AWK ranks #2 (17.3% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | WTRG |
Essential Utilities, Inc.
|
558,549 | $22,492,768 | |
| 2 | AWK |
American Water Works Company, Inc.
This page
|
61,000 | $8,301,490 | |
| 3 | AWR |
American States Water Co
|
104,580 | $7,908,339 | |
| 4 | CWT |
California Water Service Group
|
82,792 | $3,753,789 | |
| 5 | HTO |
H2o America
|
39,175 | $2,298,397 | |
| 6 | MSEX |
Middlesex Water Co
|
26,403 | $1,374,276 | |
| 7 | CWCO |
Consolidated Water Co. Ltd.
|
19,983 | $661,836 | |
| 8 | PCYO |
Pure Cycle Corp
|
59,111 | $594,656 |
All Filings in AWK
Export CSV
30 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $2,803,454 | 20,600 | Put | Defined | 2026-05-15 | |
| 2026-03-31 | $8,301,490 | 61,000 | Shares | Defined | 2026-05-15 | |
| 2025-12-31 | $2,688,300 | 20,600 | Put | Defined | 2026-02-17 | |
| 2025-12-31 | $5,779,192 | 44,285 | Shares | Defined | 2026-02-17 | |
| 2025-09-30 | $5,504,407 | 39,546 | Shares | Defined | 2025-11-14 | |
| 2025-06-30 | $2,250,520 | 16,178 | Shares | Defined | 2025-08-14 | |
| 2025-03-31 | $3,242,932 | 21,983 | Shares | Defined | 2025-05-15 | |
| 2024-09-30 | $7,426,359 | 50,782 | Shares | Defined | 2024-11-14 | |
| 2024-06-30 | $2,482,842 | 19,223 | Shares | Defined | 2024-08-14 | |
| 2024-03-31 | $4,106,256 | 33,600 | Put | Defined | 2024-05-15 | |
| 2024-03-31 | $68,512,514 | 560,613 | Shares | Defined | 2024-05-15 | |
| 2023-12-31 | $1,052,752 | 7,976 | Shares | Defined | 2024-02-14 | |
| 2023-12-31 | $2,560,606 | 19,400 | Put | Defined | 2024-02-14 | |
| 2023-09-30 | $2,402,302 | 19,400 | Put | Defined | 2023-11-14 | |
| 2023-09-30 | $5,869,294 | 47,398 | Shares | Defined | 2023-11-14 | |
| 2023-06-30 | $5,889,008 | 41,254 | Shares | Defined | 2023-08-14 | |
| 2023-06-30 | $4,154,025 | 29,100 | Call | Defined | 2023-08-14 | |
| 2022-09-30 | $7,942,363 | 61,020 | Shares | Defined | 2022-11-14 | |
| 2022-06-30 | $12,116,870 | 81,447 | Shares | Defined | 2022-08-15 | |
| 2022-03-31 | $535,986 | 3,238 | Shares | Defined | 2022-05-16 | |
| 2021-12-31 | $16,747,160 | 88,675 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $14,989,621 | 88,675 | Shares | Defined | 2021-11-15 | |
| 2021-06-30 | $45,642,360 | 296,129 | Shares | Defined | 2021-08-16 | |
| 2021-03-31 | $49,750,351 | 331,846 | Shares | Defined | 2021-05-17 | |
| 2020-12-31 | $73,440,152 | 478,531 | Shares | Defined | 2021-02-16 | |
| 2020-09-30 | $56,642,574 | 390,962 | Shares | Defined | 2020-11-16 | |
| 2020-06-30 | $34,151,510 | 265,440 | Shares | Defined | 2020-08-14 | |
| 2020-06-30 | $1,286,600 | 10,000 | Call | Defined | 2020-08-14 | |
| 2020-03-31 | $28,226,920 | 236,090 | Shares | Defined | 2020-05-15 | |
| 2020-03-31 | $4,256,336 | 35,600 | Call | Defined | 2020-05-15 | |
| No filing history on record for this holder in this stock. | ||||||