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Equibles

D. E. Shaw & Co., Inc.

Position in AWR — American States Water Co

CIK 1009207 New York, NY
Back to AWR Full portfolio

Position in AWR

as of Jun 30, 2026 · filed Aug 14, 2026
Position Value
$9,232,415
+$1,324,076 QoQ
Shares Held
111,732
+6.8% QoQ
Ownership
0.282%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#35
of 409 holders
Holding Since
Mar 2020
19 quarters on record
Voting authority Sole 100% Shared 0% None 0%

Common Shares in AWR Over Time

Shares Held

Position Value (USD)

Derivatives in AWR

reported options exposure · as of Jun 30, 2020
CallValue
$204,438
CallShares
2,600
PutValue
$786,300
PutShares
10,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Utilities - Regulated Water

Utilities · as of Jun 30, 2026

D. E. Shaw & Co., Inc. holds $51,006,224 across 8 Utilities - Regulated Water names. AWR ranks #3 (18.1% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 WTRG
Essential Utilities, Inc.
 272,252 $10,429,974
2 CWT
California Water Service Group
 192,514 $9,365,806
3 AWR
American States Water Co
This page 		111,732 $9,232,415
4 AWK
American Water Works Company, Inc.
 69,976 $9,207,441
5 HTO
H2o America
 135,525 $8,235,854
6 MSEX
Middlesex Water Co
 36,195 $2,032,711
7 CWCO
Consolidated Water Co. Ltd.
 61,696 $1,820,032
8 PCYO
Pure Cycle Corp
 63,678 $681,991

All Filings in AWR

Export CSV
23 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $9,232,415 111,732
2026-03-31 $7,908,339 104,580
2025-12-31 $7,650,698 105,556
2025-09-30 $4,243,688 57,879
2025-06-30 $3,637,900 47,455
2025-03-31 $630,620 8,015
2024-12-31 $642,122 8,262
2024-09-30 $2,193,691 26,338
2024-06-30 $5,701,824 78,570
2024-03-31 $6,747,215 93,400
2023-12-31 $6,441,400 80,097
2023-09-30 $6,148,291 78,143
2023-06-30 $3,044,391 34,993
2023-03-31 $1,304,549 14,676
2021-03-31 $274,878 3,635
2020-12-31 $1,767,825 22,234
2020-09-30 $7,820,432 104,342
2020-06-30 $204,438 2,600
2020-06-30 $786,300 10,000
2020-06-30 $6,744,330 85,773
2020-03-31 $376,004 4,600
2020-03-31 $4,757,594 58,204
2020-03-31 $858,270 10,500