BNZI
Banzai International, Inc.Substantial doubt about the company's ability to continue as a going concern.
“These factors raise substantial doubt regarding the Company’s ability to continue as a going concern within one year of the date these financial statements were issued.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. |
Class A Common Stock
|
76,042 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. |
Class A Common Stock
|
30,705 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Class A Common Stock (Direct)
The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. |
Class A Common Stock
|
30,705 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Convertible Note (Direct)
On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. |
Convertible Note
|
5,079 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. |
Class A Common Stock
|
5,079 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Class A Common Stock (Direct)
The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. |
Class A Common Stock
|
5,079 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Convertible Note (Direct)
On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. |
Convertible Note
|
30,705 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Convertible Note (Direct)
On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. |
Convertible Note
|
76,042 |
| 2026-06-05 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Class A Common Stock (Direct)
The conversion price was proportionately adjusted to reflect the Reverse Split effective at the close of business on May 8, 2026, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the Reverse Split. As of May 14, 2026, there was an aggregate of $5,361,910 outstanding under the convertible note. On May 15, 2026, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the floor price applicable to the conversion price under the convertible note from $50.00 (as adjusted for the Reverse Split) to $4.50 (on a post-Reverse Split basis). The conversion price remains equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to the floor price, as amended. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. |
Class A Common Stock
|
76,042 |
| 2026-04-06 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Award
Filing footnotes — Class B Common Stock (Direct)
The reported securities were issued to the Reporting Person pursuant to an Addendum to Executive Compensation Decision, as approved by the Board of Directors of the Issuer on March 30, 2026, following consideration of a memorandum dated October 14, 2025, regarding executive and director compensation. |
Class B Common Stock
|
446,004 |
| 2026-02-06 | BOGGS PAULA |
Director |
Award
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each of the RSUs represents a contingent right to receive one share of common stock of the Company. Represents RSUs that the Board approved granting on January 15, 2026, and will vest on January 15, 2027, subject to continued Board service; the Reporting Person was notified of the grant on February 6, 2026. |
Restricted Stock Unit (RSU)
|
55,047 |
| 2026-02-06 | Schofield Kent |
Director |
Award
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each of the RSUs represents a contingent right to receive one share of common stock of the Company. Represents RSUs that the Board approved granting on January 15, 2026, and will vest on January 15, 2027, subject to continued Board service; the Reporting Person was notified of the grant on February 6, 2026. |
Restricted Stock Unit (RSU)
|
52,888 |
| 2026-02-06 | Ward Mason |
Director |
Award
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each of the RSUs represents a contingent right to receive one share of common stock of the Company. Represents RSUs that the Board approved granting on January 15, 2026, and will vest on January 15, 2027, subject to continued Board service; the Reporting Person was notified of the grant on February 6, 2026. |
Restricted Stock Unit (RSU)
|
61,523 |
| 2025-11-06 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
The price reported is the weighted average price of multiple trades at prices ranging from $2.5095 to $2.8916 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range. The convertible note converted at the same prices as these trades. Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. On July 8, 2025, the Issuer effectuated a 1-for-10 reverse split of the Issuer's Class A common stock, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the reverse stock split. |
Class A Common Stock
|
62,700 |
| 2025-11-06 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Class A Common Stock (Direct)
The price reported is the weighted average price of multiple trades at prices ranging from $2.5095 to $2.8916 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range. The convertible note converted at the same prices as these trades. Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. On July 8, 2025, the Issuer effectuated a 1-for-10 reverse split of the Issuer's Class A common stock, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the reverse stock split. |
Class A Common Stock
|
62,700 |
| 2025-11-06 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Convertible Note (Direct)
The price reported is the weighted average price of multiple trades at prices ranging from $2.5095 to $2.8916 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range. The convertible note converted at the same prices as these trades. On October 10, 2025, the Issuer and the Reporting Person agreed to amend the convertible note to, among other things, reduce the conversion price to a price equal to 95% of the price of the Class A common stock on the trading day immediately preceding delivery of any conversion notice, subject to a floor price of $2.50. Accordingly, the convertible note reported herein has been adjusted to reflect the floor price. The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. On July 8, 2025, the Issuer effectuated a 1-for-10 reverse split of the Issuer's Class A common stock, resulting in proportionate adjustments to the number of shares beneficially owned by the Reporting Person. Accordingly, the securities reported herein have been adjusted to reflect the reverse stock split. |
Convertible Note
|
62,700 |
| 2025-09-11 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
2,500 |
| 2025-09-11 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
2,990 |
| 2025-09-11 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
4,283 |
| 2025-09-11 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
2,500 |
| 2025-09-11 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
10,717 |
| 2025-09-11 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
2,500 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
3,000 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
1,000 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
1,000 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
9,000 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
2,000 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
5,000 |
| 2025-04-22 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
4,000 |
| 2025-04-21 | Alco Investment Co |
10% Owner |
Exercise
Filing footnotes — Pre-Funded Warrants (Right to Buy) (Direct)
On April 21, 2025, the reporting person completed the cashless exercise of 1,048,920 pre-funded warrants (the "Pre-Funded Warrants") pursuant to the terms and conditions of the warrants as originally issued and approved in accordance with Rule 16b-3(d)(1) on September 20, 2024. The Pre-Funded Warrants are not subject to expiration. |
Pre-Funded Warrants (Right to Buy)
|
1,048,920 |
| 2025-04-21 | Alco Investment Co |
10% Owner |
Exercise
Filing footnotes — Class A Common Stock (Direct)
On April 21, 2025, the reporting person completed the cashless exercise of 1,048,920 pre-funded warrants (the "Pre-Funded Warrants") pursuant to the terms and conditions of the warrants as originally issued and approved in accordance with Rule 16b-3(d)(1) on September 20, 2024. |
Class A Common Stock
|
1,048,920 |
| 2025-04-21 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
9,000 |
| 2025-04-21 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
7,000 |
| 2025-04-21 | Alco Investment Co |
10% Owner |
Tax
Filing footnotes — Class A Common Stock (Direct)
Forfeiture of shares for net share settlement of exercise price of the Pre-Funded Warrants. |
Class A Common Stock
|
100 |
| 2025-04-21 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
8,000 |
| 2025-04-21 | Davy Joseph P. |
Director, CEO & Chairman, 10% Owner |
Sell
|
Class A Common Stock
|
1,000 |
| 2024-10-24 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
18,300 |
| 2024-10-23 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
18,300 |
| 2024-10-23 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Convertible Note (Direct)
The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Convertible Note
|
18,300 |
| 2024-10-18 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
37,300 |
| 2024-10-18 | CP BF Lending, LLC |
10% Owner |
Other
Filing footnotes — Convertible Note (Direct)
The maturity date of the convertible note will be February 19, 2027 or, if earlier, the date on which the consolidated convertible loan becomes due and payable pursuant to the terms of the convertible note or any other loan document. Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Convertible Note
|
37,300 |
| 2024-10-18 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
37,300 |
| 2024-10-17 | CP BF Lending, LLC |
10% Owner |
Exercise
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
304,704 |
| 2024-10-17 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
114,700 |
| 2024-10-17 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
37,100 |
| 2024-10-17 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
25,500 |
| 2024-10-17 | CP BF Lending, LLC |
10% Owner |
Exercise
Filing footnotes — Common Stock Warrants (right to buy) (Direct)
No expiration date. Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock Warrants (right to buy)
|
304,704 |
| 2024-10-17 | CP BF Lending, LLC |
10% Owner |
Sell
Filing footnotes — Class A Common Stock (Direct)
Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Class A Common Stock
|
458,249 |
| 2024-09-20 | Alco Investment Co |
10% Owner |
Buy
Filing footnotes — Class A Common Stock (Direct)
On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share. |
Class A Common Stock
|
282,420 |
| 2024-09-20 | Alco Investment Co |
10% Owner |
Buy
Filing footnotes — Common Stock Warrants (Right to Buy) (Direct)
On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share. |
Common Stock Warrants (Right to Buy)
|
1,331,340 |