CAF · Morgan Stanley China A Share Fund, Inc. · Holdings

$16.92 +0.09 (+0.53%) At close · Oct 20

Market Cap

$225.95M

13.35M

Volume · Oct 20 7850 Avg daily vol (3M) 14.9K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CAF: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 34

Total Value: $207,517,591

Total Shares: 9,870,066

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 33 13F filers

Top Holder

46.6%

of institutional value

Top 5

87.5%

of institutional value

Top 10

97.5%

of institutional value

HHI

2,753

Highly concentrated

Who Holds CAF

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 33 filers, like-for-like change -22.8%; actively managed books -23.7%; index-like books +6.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	57.6%	16	-25.1%	7	2
Adviser	23.4%	3	-8.0%	0	0
Bank	0.4%	7	-86.0%	0	1
Benefit plan	3.8%	2	+4.8%	0	0
Holding company	14.1%	3	-25.9%	1	0
Exempt adviser	0.0%	0	—	0	0
Unknown	0.6%	2	-57.5%	0	3

Style	Share	Filers	Change	New	Exited
Index-like	3.9%	2	+6.7%	0	0
Systematic-like	0.2%	1	+30.2%	0	0
Concentrated	46.7%	3	-25.5%	0	1
Diversified active	49.1%	27	-22.1%	8	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	52.6%	19	-24.2%	4	3
Medium turnover	46.4%	10	-20.8%	2	2
High turnover	1.0%	4	-40.7%	2	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.4%	2	-50.7%	1	1
Long horizon	93.0%	25	-22.0%	4	2
Medium horizon	0.0%	0	-100.0%	0	2
Unknown	6.6%	6	-27.1%	3	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	6.0%	6	-35.7%	3	1
$1B to $10B	56.8%	8	-22.6%	2	1
$10B to $100B	36.5%	13	-16.0%	3	1
$100B or more	0.7%	6	-79.3%	0	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.9%	9	+608.2%	4	0
Pooled investment vehicles	51.6%	5	-25.3%	3	2
Pension and profit sharing plans	1.0%	1	-44.7%	0	0
Diversified	4.1%	1	-31.3%	0	0
Governments and sovereign funds	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	42.4%	17	-19.5%	1	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	10.2%	7	-32.3%	3	2
Real estate funds	0.3%	1	new	1	0
Other private funds	46.7%	2	-24.7%	0	0
No private funds	0.6%	6	+2579.4%	3	0
Unknown	42.4%	17	-19.5%	1	4

Location	Share	Filers	Change	New	Exited
United States	52.9%	28	-17.7%	8	4
Outside the US	47.1%	5	-27.9%	0	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

33 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.03% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.002%

Mar 31, 2026: 1

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

97.5%

of 13F shares, Herfindahl 0.275

Active holders

-23.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (3 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 22.1 quarters

Under 1 year 1.49% 1 to 3 years 10.5% 3 years or more 88.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$14.59

estimated per share

Mar 31, 2026: $14.81

Quarter-end price

$21.04

implied by 13F values

Estimated gain or loss

+44.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 17.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of CAF by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.24%	-0.08 pp	31,690	1
Active funds	1.91%	-0.73 pp	255,638	3
Unclassified	0.00%	0.00 pp	0	0
All registered funds	2.15%	-0.81 pp	287,328	4

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 16 Adviser 3 Bank 7 Benefit plan 2 Holding company 3 Unknown 3

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$96,842,764

46.67%

4,602,793

LAZARD ASSET MANAGEMENT LLC

$36,685,301

17.68%

1,743,598

Allspring Global Investments Holdings, LLC

$28,418,938

13.69%

1,350,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,350,710	$28,418,938	100.0%	Defined

Karpus Management, Inc.

$10,147,444

4.89%

482,293

Saba Capital Management, L.P.

$9,485,589

4.57%

450,836

1607 Capital Partners, LLC

$8,542,387

4.12%

406,007

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$7,487,525

3.61%

355,871

Matisse Capital

$2,072,987

1.00%

98,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	32,250	$678,540	32.7%	Other
Held directly	66,276	$1,394,447	67.3%	Sole

COHEN & STEERS, INC.

$1,774,681

0.86%

84,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	84,348	$1,774,681	100.0%	Sole

CSS LLC/IL

$890,644

0.43%

42,331

Shaker Financial Services, LLC

$795,390

0.38%

44,836

MORGAN STANLEY

$657,731

0.32%

31,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	31,261	$657,731	100.0%	Defined

ROYAL BANK OF CANADA

$581,966

0.28%

27,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	8,701	$183,069	31.5%	Defined
RBC Dominion Securities Inc.	18,559	$390,481	67.1%	Defined
RBC Private Counsel (USA) Inc.	400	$8,416	1.4%	Defined

Cresset Asset Management, LLC

$532,312

0.26%

25,300

READYSTATE ASSET MANAGEMENT LP

$455,200

0.22%

21,635

XTX Topco Ltd

$436,895

0.21%

20,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	20,765	$436,895	100.0%	Defined

STRS OHIO

$384,968

0.19%

18,297

WOLVERINE ASSET MANAGEMENT LLC

$277,138

0.13%

13,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	13,172	$277,138	100.0%	Defined

Dakota Wealth Management

$243,832

0.12%

11,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Karpus Management Inc.	11,589	$243,832	100.0%	Defined

OSAIC HOLDINGS, INC.

$210,421

0.10%

10,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	10,001	$210,421	100.0%	Defined

Private Advisor Group, LLC

$204,824

0.10%

9,735

PNC FINANCIAL SERVICES GROUP, INC.

$142,693

0.07%

6,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	6,782	$142,693	100.0%	Defined

WELLS FARGO & COMPANY/MN

$77,237

0.04%

3,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	3,671	$77,237	100.0%	Defined

FIFTH THIRD BANCORP

$46,919

0.02%

2,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,230	$46,919	100.0%	Defined

ST GERMAIN D J CO INC

$33,664

0.02%

1,600

Rockefeller Capital Management L.P.

$16,832

0.01%

800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	800	$16,832	100.0%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$16,369

0.01%

778

Thomas J. Herzfeld Advisors, Inc.

$14,391

0.01%

684

UBS Group AG

$13,654

0.01%

649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	648	$13,633	99.8%	Defined
UBS AG	1	$21	0.2%	Defined

NATIONAL BANK OF CANADA /FI/

$10,520

0.01%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	500	$10,520	100.0%	Defined

US BANCORP \DE\

$7,511

0.00%

357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	357	$7,511	100.0%	Other

Steward Partners Investment Advisory, LLC

$5,512

0.00%

262

MATHER GROUP, LLC.

$3,104

0.00%

175

Blue Trust, Inc.

$248

0.00%

Key facts CIK 1368493 CUSIP 617468103 13F (30d) 3 filings 3 filers Visit website