CAF · Morgan Stanley China A Share Fund, Inc.

$19.01 -0.04 (-0.21%) At close · Aug 28

Market Cap

$319.71M

16.82M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 34

Total Value: $207,614,163

Total Shares: 9,867,594

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 34 13F filers · Δ vs Mar 31, 2026

Top Holder

46.6%

−0.9 pts

Top 5

87.5%

+1.8 pts

Top 10

97.5%

+1.8 pts

HHI

2,753

Highly concentrated−7

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: -7.7%

Shares held: -23.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	+22,649	355,871
Mid Karpus Management, Inc.	+9,030	482,293
Mid XTX Topco Ltd	+4,811	20,765
Mega MORGAN STANLEY	+1,514	31,261
Mid Dakota Wealth Management	+1,398	11,589

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	−1,507,448	4,602,793
Large Allspring Global Investments Holdings, LLC	−497,006	1,350,710
Small 1607 Capital Partners, LLC	−185,105	406,007
Large LAZARD ASSET MANAGEMENT LLC	−184,914	1,743,598
Mega UBS Group AG	−83,434	649

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Shaker Financial Services, LLC	42,030	$884,311
Large Cresset Asset Management, LLC	25,300	$532,312
Large READYSTATE ASSET MANAGEMENT LP	21,635	$455,200
Mid WOLVERINE ASSET MANAGEMENT LLC	13,172	$277,138
Large OSAIC HOLDINGS, INC.	10,001	$210,421

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega BANK OF MONTREAL /CAN/	175,000	$3,062,500
Mid Ursa Fund Management, LLC	130,200	$2,278,500
Mid Sculptor Capital LP	104,821	$1,834,367
Large Marex Group plc	40,000	$700,000
Mega RAYMOND JAMES FINANCIAL INC	13,512	$236,460

Filter: New 9 Increased 8 Reduced 10 Sold out 6 Unchanged 7

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$96,842,764

46.65%

4,602,793

LAZARD ASSET MANAGEMENT LLC

$36,685,301

17.67%

1,743,598

Allspring Global Investments Holdings, LLC

$28,418,938

13.69%

1,350,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,350,710	$28,418,938	100.0%	Defined

Karpus Management, Inc.

$10,147,444

4.89%

482,293

Saba Capital Management, L.P.

$9,485,589

4.57%

450,836

1607 Capital Partners, LLC

$8,542,387

4.11%

406,007

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$7,487,525

3.61%

355,871

Matisse Capital

$2,072,987

1.00%

98,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	32,250	$678,540	32.7%	Other
Held directly	66,276	$1,394,447	67.3%	Sole

COHEN & STEERS, INC.

$1,774,681

0.85%

84,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	84,348	$1,774,681	100.0%	Sole

CSS LLC/IL

$890,644

0.43%

42,331

Shaker Financial Services, LLC

$884,311

0.43%

42,030

MORGAN STANLEY

$657,731

0.32%

31,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	31,261	$657,731	100.0%	Defined

ROYAL BANK OF CANADA

$581,966

0.28%

27,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	8,701	$183,069	31.5%	Defined
RBC Dominion Securities Inc.	18,559	$390,481	67.1%	Defined
RBC Private Counsel (USA) Inc.	400	$8,416	1.4%	Defined

Cresset Asset Management, LLC

$532,312

0.26%

25,300

READYSTATE ASSET MANAGEMENT LP

$455,200

0.22%

21,635

XTX Topco Ltd

$436,895

0.21%

20,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	20,765	$436,895	100.0%	Defined

STRS OHIO

$384,968

0.19%

18,297

WOLVERINE ASSET MANAGEMENT LLC

$277,138

0.13%

13,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	13,172	$277,138	100.0%	Defined

Dakota Wealth Management

$243,832

0.12%

11,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Karpus Management Inc.	11,589	$243,832	100.0%	Defined

OSAIC HOLDINGS, INC.

$210,421

0.10%

10,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	10,001	$210,421	100.0%	Defined

Private Advisor Group, LLC

$204,824

0.10%

9,735

PNC FINANCIAL SERVICES GROUP, INC.

$142,693

0.07%

6,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	6,782	$142,693	100.0%	Defined

WELLS FARGO & COMPANY/MN

$77,237

0.04%

3,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	3,671	$77,237	100.0%	Defined

FIFTH THIRD BANCORP

$46,919

0.02%

2,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,230	$46,919	100.0%	Defined

ST GERMAIN D J CO INC

$33,664

0.02%

1,600

Rockefeller Capital Management L.P.

$16,832

0.01%

800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	800	$16,832	100.0%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$16,369

0.01%

778

Thomas J. Herzfeld Advisors, Inc.

$14,391

0.01%

684

UBS Group AG

$13,654

0.01%

649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	648	$13,633	99.8%	Defined
UBS AG	1	$21	0.2%	Defined

NATIONAL BANK OF CANADA /FI/

$10,520

0.01%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	500	$10,520	100.0%	Defined

US BANCORP \DE\

$7,511

0.00%

357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	357	$7,511	100.0%	Other

Integrated Wealth Concepts LLC

$7,321

0.00%

348

Steward Partners Investment Advisory, LLC

$5,512

0.00%

262

MATHER GROUP, LLC.

$3,682

0.00%

175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	104,821	$1,834,367	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	40,000	$700,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,800	$84,000	35.5%	Defined
Raymond James Financial Services Advisors, Inc.	8,712	$152,460	64.5%	Defined

Key facts CIK 1368493 CUSIP 617468103 13F (30d) 33 filings 29 filers Visit website Investor relations