DRW Securities, LLC
Broker-DealerPosition in COF — Capital One Financial Corp
CIK 1481986
CHICAGO, IL
Position in COF
as of Mar 31, 2026
· filed May 13, 2026
Position Value
$897,373
-$5,976,198 QoQ
Shares Held
4,919
-82.7% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.08%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Jun 2024
8 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in COF Over Time
Shares Held
Position Value (USD)
Derivatives in COF
reported options exposure · as of Mar 31, 2025CallValue
$753,060
CallShares
4,200
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Mar 31, 2026DRW Securities, LLC holds $12,262,649 across 9 Credit Services names. COF ranks #4 (7.3% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | MA |
Mastercard Inc
|
8,523 | $4,258,602 | |
| 2 | ALLY |
Ally Financial Inc.
|
79,371 | $3,113,724 | |
| 3 | SOFI |
SoFi Technologies, Inc.
|
81,825 | $1,299,381 | |
| 4 | COF |
Capital One Financial Corp
This page
|
4,919 | $897,373 | |
| 5 | GDOT |
Green Dot Corp
|
69,759 | $782,695 | |
| 6 | WU |
Western Union CO
|
87,989 | $768,143 | |
| 7 | V |
Visa Inc.
|
1,395 | $421,624 | |
| 8 | AXP |
American Express Co
|
1,383 | $418,329 |
All Filings in COF
Export CSV
9 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $897,373 | 4,919 | Shares | Other | 2026-05-13 | |
| 2025-12-31 | $6,873,571 | 28,361 | Shares | Other | 2026-02-12 | |
| 2025-09-30 | $7,564,021 | 35,582 | Shares | Other | 2025-11-14 | |
| 2025-06-30 | $7,068,525 | 33,223 | Shares | Other | 2025-08-14 | |
| 2025-03-31 | $2,719,981 | 15,170 | Shares | Other | 2025-05-15 | |
| 2025-03-31 | $753,060 | 4,200 | Call | Other | 2025-05-15 | |
| 2024-12-31 | $3,778,779 | 21,191 | Shares | Other | 2025-02-13 | |
| 2024-09-30 | $1,438,306 | 9,606 | Shares | Other | 2024-11-13 | |
| 2024-06-30 | $432,517 | 3,124 | Shares | Other | 2024-08-13 | |
| No filing history on record for this holder in this stock. | ||||||