FIEE · FiEE, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“Based on these factors, management determined that there is substantial doubt regarding our ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-12 | Yu Cao |
Director, Chief Financial Officer, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units (collectively, the "RSUs" and each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest as follows: 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date, and the remaining 40% on the third anniversary of the grant date, subject to the Reporting Person's continued employment through each applicable vesting date. |
Common Stock
|
143,561 |
| 2026-05-12 | Chung Li Wai |
Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units (collectively, the "RSUs" and each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest as follows: 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date, and the remaining 40% on the third anniversary of the grant date, subject to the Reporting Person's continued employment through each applicable vesting date. |
Common Stock
|
143,561 |
| 2026-05-05 | Chan Oi Fat |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of common stock issued pursuant to the Director Agreement dated April 29, 2025. |
Common Stock
|
100,000 |
| 2026-05-05 | NATAN DAVID |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of common stock issued pursuant to the Director Agreement dated April 29, 2025. The reported amount reflects a corrective adjustment to the Reporting Person's prior filings to account for an under-reporting of 2,000 shares of beneficial ownership attributable to a clerical error. |
Common Stock
|
100,000 |
| 2026-02-10 | Elements Corporate Services Ltd |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements. |
Common Stock
|
2,138,181 |
| 2026-02-10 | Elements Corporate Services Ltd |
10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
The Series A Convertible Preferred Stock (the "Preferred Stock") is convertible into shares of common stock, par value $0.01 per share ("common stock") of FiEE, Inc. (the "Issuer") at a ratio of 1.4 shares of common stock for each share of Preferred Stock, subject to a 19.99% beneficial ownership limitation. Preferred Stock votes on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert shares of Preferred Stock into shares of common stock does not expire. The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements. |
Series A Convertible Preferred Stock
|
54,652 |
| 2025-10-27 | Elements Corporate Services Ltd |
10% Owner |
Other↓
Filing footnotes — Convertible Note (Direct)
This figure includes interest. The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements. |
Convertible Note
|
0 |
| 2025-10-27 | Elements Corporate Services Ltd |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
The securities are owned directly by Elements Corporate Services Limited, a Hong Kong limited company ("Elements"). Wong Man Ching is the sole director and sole shareholder of Elements, and as a result, Ms. Wong may be deemed to have beneficial ownership of the securities held by Elements. |
Common Stock
|
981,649 |
| 2025-05-09 | Bin Hu |
Director, 10% Owner |
Buy↑
|
Common Stock
|
853,659 |
| 2025-05-09 | Yu Cao |
Director, Chief Financial Officer, 10% Owner |
Buy↑
|
Common Stock
|
1,585,366 |
| 2025-04-10 | Chung Li Wai |
Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Indirect)
The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire. The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person. |
Series A Convertible Preferred Stock
(I)
|
3,411 |
| 2025-04-10 | Yu Cao |
Director, Chief Financial Officer, 10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire. The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person. |
Series A Convertible Preferred Stock
|
15,913 |
| 2025-04-10 | Bin Hu |
Director, 10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire. The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person. |
Series A Convertible Preferred Stock
|
11,934 |
| 2025-02-18 | Lazar David E. |
10% Owner |
Sell↓
Filing footnotes — Warrants (Direct)
Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement. |
Warrants
|
2,800,000 |
| 2025-02-18 | Lazar David E. |
10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement. |
Common Stock
|
1,200,000 |
| 2025-02-18 | Lazar David E. |
10% Owner |
Sell↓
Filing footnotes — Series A Convertible Preferred Stock (Direct)
The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration. Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement. The Series A Preferred Stock is perpetual and therefore has no expiration date. |
Series A Convertible Preferred Stock
|
2,219,447 |
| 2024-12-26 | HITCHCOCK JEREMY P. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
132,677 |
| 2024-12-26 | HITCHCOCK ELIZABETH CASH |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
132,677 |
| 2024-12-26 | Lazar David E. |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased pursuant to a private transaction. |
Common Stock
|
1,456,980 |
| 2024-12-26 | HITCHCOCK JEREMY P. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
495,169 |
| 2024-12-26 | HITCHCOCK ELIZABETH CASH |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
72,454 |
| 2024-12-26 | HITCHCOCK JEREMY P. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
12,613 |
| 2024-12-26 | HITCHCOCK ELIZABETH CASH |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
495,169 |
| 2024-12-26 | HITCHCOCK ELIZABETH CASH |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Shares sold pursuant to a private transaction. |
Common Stock
|
12,613 |
| 2024-12-26 | HITCHCOCK JEREMY P. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
734,346 |
| 2024-12-26 | HITCHCOCK JEREMY P. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Shares sold pursuant to a private transaction. |
Common Stock
|
72,454 |
| 2024-12-26 | HITCHCOCK ELIZABETH CASH |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares sold pursuant to a private transaction. |
Common Stock
(I)
|
734,346 |
| 2024-10-21 | Lazar David E. |
10% Owner |
Award↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
The shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") of Minim, Inc. (the "Company") are convertible at any time at the option of the holder for no additional consideration. The shares were issued pursuant to the Non-Employee Directors Compensation Plan of the Company. The Series A Preferred Stock is perpetual and therefore has no expiration date. |
Series A Convertible Preferred Stock
|
305,357 |
| 2024-09-26 | Papanicolau Andrew F. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
74,917 |
| 2024-09-26 | McMurdo Matthew Charles |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
159,364 |
| 2024-09-26 | NATAN DAVID |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
121,792 |
| 2024-09-26 | Ben-Tzvi Avraham |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. These shares are owned directly by NLT Management and Asset Holding Company LTD, an entity owned by the spouse of Mr. Ben-Tzvi in which Mr. Ben-Tzvi has a pecuniary interest. |
Common Stock
(I)
|
159,364 |
| 2024-09-26 | HITCHCOCK JEREMY P. |
10% Owner |
Award↓
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
9,413 |
| 2024-09-26 | Rivard Patrick William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
88,042 |
| 2024-01-29 | Lazar David E. |
10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
The shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") of Minim, Inc. (the "Company") are convertible at any time at the option of the holder for no additional consideration. The Series A Preferred Stock is perpetual and therefore has no expiration date. |
Series A Convertible Preferred Stock
|
2,000,000 |
| 2024-01-29 | Papanicolau Andrew F. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
2,000 |
| 2024-01-29 | Lazar David E. |
10% Owner |
Buy↑
|
Warrants
|
2,800,000 |
| 2024-01-29 | Rivard Patrick William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
2,880 |
| 2024-01-22 | Papanicolau Andrew F. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The original Form 4, filed on January 25, 2024, was amended by a Form 4 amendment to correct an administrative error on the amount of restricted stock issued. A Form 4/A was filed on January 31, 2024 to correct this administrative error; however, the Form 4/A filed on January 31, 2024 incorrectly included a separate restricted stock issuance on January 29, 2024 for 2,000 shares. This amendment of this current Form 4/A correctly restates the 25,000 shares issued on January 25, 2024. Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
25,000 |
| 2024-01-22 | Ben-Tzvi Avraham |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
25,000 |
| 2024-01-22 | Rivard Patrick William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The original Form 4, filed on January 25, 2024, was amended by a Form 4 amendment to correct an administrative error on the amount of restricted stock issued. A Form 4/A was filed on January 31, 2024 to correct this administrative error; however, the Form 4/A filed on January 31, 2024 incorrectly included a separate restricted stock issuance on January 29, 2024 for 2,880 shares. This amendment of this current Form 4/A correctly restates the 25,000 shares issued on January 25, 2024. Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
25,000 |
| 2024-01-22 | Rivard Patrick William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
72,000 |
| 2024-01-22 | NATAN DAVID |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
25,000 |
| 2024-01-22 | Lazar David E. |
10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. (the "Company"). The amounts reflected in this Form 4 do not include shares of convertible preferred stock that the Reporting Person will receive upon to the closing of a securities purchase agreement between the Reporting Person and the Company. |
Common Stock
|
25,000 |
| 2024-01-22 | McMurdo Matthew Charles |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted stock issued pursuant to the Non-Employee Directors Compensation Plan of Minim, Inc. |
Common Stock
|
25,000 |
| 2023-12-06 | HITCHCOCK JEREMY P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares are owned directly by Slingshot Capital LLC ("Slingshot"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Slingshot. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Slingshot, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
743,343 |
| 2023-12-06 | HITCHCOCK ELIZABETH CASH |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares are owned directly by Slingshot Capital LLC ("Slingshot"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Slingshot. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Slingshot, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
743,343 |
| 2023-04-07 | Frank Philip |
Director |
Convert↑
Filing footnotes — COMMON STOCK (Direct)
Each restricted stock unit represents a contingent right to receive one share of Minim common stock |
COMMON STOCK
|
50,000 |
| 2023-04-07 | Howe Sandra Kaye |
Director |
Convert↑
Filing footnotes — COMMON STOCK (Direct)
Each restricted stock unit represents a contingent right to receive one share of Minim common stock. |
COMMON STOCK
|
40,000 |
| 2023-03-14 | Tacker Dustin |
CHIEF FINANCIAL OFFICER |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units convert into common stock on a one-for-one basis. |
Common Stock
|
1,324 |