PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in GOF — Guggenheim Strategic Opportunities Fund

CIK 12600 DES MOINES, IA

Position in GOF

as of Mar 31, 2026 · filed May 13, 2026 Compact

Position Value

$2,082,713

-$101,773 QoQ

Shares Held

188,994

+11.4% QoQ

Ownership

0.089%

of shares outstanding

% of Portfolio

0.10%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Dec 2023

10 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

PRINCIPAL SECURITIES, INC. holds $102,825,897 across 50 Asset Management names. GOF ranks #13 (2.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	1,120,472	$15,451,308
2	PFG	Principal Financial Group Inc	105,011	$9,462,541
3	ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	615,740	$8,417,165
4	PCN	Pimco Corporate & Income Strategy Fund	483,975	$5,759,302
5	BLK	BlackRock, Inc.	5,881	$5,655,816
6	CII	BlackRock Enhanced Large Cap Core Fund, Inc.	267,616	$5,625,288
7	BN	BROOKFIELD Corp /ON/	137,252	$5,554,588
8	PDI	PIMCO Dynamic Income Fund	278,438	$4,764,074

10 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$2,082,713	188,994	+11.4%	Shares	Sole	2026-05-13
2025-12-31	$2,184,486	169,603	+10.4%	Shares	Sole	2026-02-12
2025-09-30	$2,300,328	153,560	+5.6%	Shares	Sole	2025-11-12
2025-06-30	$2,165,899	145,460	+9.6%	Shares	Sole	2025-08-11
2025-03-31	$2,067,151	132,765	0.0%	Shares	Sole	2025-04-30
2024-12-31	$2,025,993	132,765	+5.5%	Shares	Sole	2025-01-30
2024-09-30	$1,983,963	125,886	+16.4%	Shares	Sole	2024-10-28
2024-06-30	$1,612,755	108,166	+13.9%	Shares	Sole	2024-07-31
2024-03-31	$1,360,299	94,993	+11.4%	Shares	Sole	2024-05-10
2023-12-31	$1,091,929	85,307	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.