PRINCIPAL SECURITIES, INC.

Broker-Dealer

CIK

12600

Location

DES MOINES, IA

Portfolio Value

Mid $2,026,114,807

Diversification

Diversified

Filing Date

Global Rank

#1,202 / 8,623 ▲ 24 · as of Mar 2026

Top Industry

Semiconductors 9.5%

3Y Alpha vs SPY

-2.2%

Period ended 4 months ago

Filed May 13, 2026 · 3mo

10 quarters · since Dec 2023

Clone Performance

Feb 2024–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+44.1%

SPY

+50.3%

Annualised alpha

-2.0%

Max drawdown

−17.5%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 10 quarters. Past performance does not predict future results.

Portfolio Concentration

715 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

4.1%

−0.8 pts

Top 5

18.4%

−1.2 pts

Top 10

26.5%

−1.7 pts

HHI

107

Diversified−11

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.9%	$545,884,931	114
Financial Services	17.3%	$349,576,457	143
Consumer Cyclical	10.3%	$208,486,374	69
Healthcare	10.1%	$205,392,402	72
Industrials	9.0%	$182,068,377	103
Communication Services	7.7%	$155,178,239	26
Consumer Defensive	4.9%	$98,418,348	34
Energy	4.2%	$85,231,398	42
Unclassified	3.8%	$77,175,993	17
Utilities	2.3%	$47,212,159	32
Basic Materials	1.9%	$39,057,543	30
Real Estate	1.6%	$32,432,586	33

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFG	Principal Financial Group Inc	+87,665	105,011	$9,462,541
NVDA	Nvidia Corp	+54,295	480,360	$83,774,784
HAL	Halliburton Co	+46,822	57,272	$2,233,035
T	At&T Inc.	+43,635	249,247	$7,225,670
VVR	Invesco Senior Income Trust	+43,036	637,401	$2,052,431
AGNC	AGNC Investment Corp.	+38,180	131,663	$1,320,579
SLB	Slb Limited/Nv	+36,823	47,334	$2,432,494
AM	Antero Midstream Corp	+34,216	44,747	$1,020,231
XP	XP Inc.	+33,758	54,504	$1,037,756
BCS	Barclays PLC	+30,089	55,480	$1,173,956
CMCSA	Comcast Corp	+27,680	198,660	$5,703,528
CII	BlackRock Enhanced Large Cap Core Fund, Inc.	+26,729	267,616	$5,625,288
CL	Colgate Palmolive Co	+26,307	44,539	$3,796,058
AAPL	Apple Inc.	+25,170	314,960	$79,933,698
CCC	CCC Intelligent Solutions Holdings Inc.	+24,058	52,907	$317,442
PDI	PIMCO Dynamic Income Fund	+23,987	278,438	$4,764,074
MSFT	Microsoft Corp	+21,525	223,933	$82,893,278
G	Genpact LTD	+20,021	73,262	$2,729,009
GOF	Guggenheim Strategic Opportunities Fund	+19,391	188,994	$2,082,713
EIC	Eagle Point Income Co Inc.	+16,811	136,686	$1,290,315
BRBR	Bellring Brands, Inc.	+16,273	26,926	$433,239
MRK	Merck & Co., Inc.	+16,195	72,670	$8,741,474
AMZN	Amazon Com Inc	+15,507	338,859	$70,574,163
NEE	Nextera Energy Inc	+14,738	62,399	$5,795,619
VZ	Verizon Communications Inc	+14,577	175,499	$8,810,049
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
USA	Liberty All Star Equity Fund	−89,551	61,969	$343,927
WBD	Warner Bros. Discovery, Inc.	−62,238	13,446	$369,227
KMX	Carmax Inc	−48,636	17,256	$717,504
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	−27,382	615,740	$8,417,165
BBVA	Banco Bilbao Vizcaya Argentaria, S.A.	−25,923	94,585	$2,048,711
DEO	Diageo PLC	−25,507	26,298	$1,957,886
PCN	Pimco Corporate & Income Strategy Fund	−18,789	483,975	$5,759,302
IAU	Ishares Gold Trust	−18,610	88,496	$7,801,807
BAC	Bank Of America Corp /De/	−17,146	142,687	$6,955,991
CPRT	Copart Inc	−16,936	28,577	$948,756
CUBE	CubeSmart	−15,805	15,825	$579,986
O	Realty Income Corp	−14,870	16,452	$1,006,533
WFC	Wells Fargo & Company/Mn	−14,162	133,254	$10,608,350
CRH	Crh Public Ltd Co	−14,074	19,825	$2,084,004
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	−13,385	1,120,472	$15,451,308
LRCX	Lam Research Corp	−13,166	47,086	$10,060,394
RIV	Rivernorth Opportunities Fund, Inc.	−11,780	164,103	$1,821,543
PYPL	PayPal Holdings, Inc.	−11,576	22,910	$1,036,219
MMM	3M Co	−10,030	11,934	$1,733,174
SIVR	abrdn Silver ETF Trust	−9,549	46,761	$3,348,555
SU	Suncor Energy Inc	−9,360	19,485	$1,288,153
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	−9,211	137,430	$1,190,143
EOG	Eog Resources Inc	−9,147	18,920	$2,735,264
NFG	National Fuel Gas Co	−8,823	2,361	$221,839
SAN	Banco Santander, S.A.	−8,625	173,824	$1,960,734
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AZN	Astrazeneca PLC	30,501	$6,015,407
TPR	Tapestry, Inc.	13,339	$1,882,266
LII	Lennox International Inc	3,470	$1,610,531
IT	Gartner Inc	6,968	$1,103,313
AON	Aon plc	3,329	$1,074,534
PPG	Ppg Industries Inc	7,883	$842,535
AMRZ	Amrize Ltd	13,861	$776,493
ALGN	Align Technology Inc	4,156	$712,463
KB	KB Financial Group Inc.	7,136	$711,673
KT	Kt Corp	32,666	$700,685
COHR	Coherent Corp.	2,317	$551,932
RKT	Rocket Companies, Inc.	36,634	$522,034
GBCI	Glacier Bancorp, Inc.	10,829	$483,731
EQT	EQT Corp	7,131	$453,816
FTI	TechnipFMC plc	6,506	$449,759
CSL	Carlisle Companies Inc	1,346	$449,052
SCCO	Southern Copper Corp/	2,592	$445,979
FHI	Federated Hermes, Inc.	6,760	$383,359
AA	Alcoa Corp	5,700	$378,081
CCJ	Cameco Corp	3,376	$366,667
RBC	RBC Bearings INC	666	$361,717
AAAU	Goldman Sachs Physical Gold ETF	7,741	$357,556
CHRW	C. H. Robinson Worldwide, Inc.	2,007	$333,302
JLL	Jones Lang Lasalle Inc	1,094	$332,926
AGX	Argan Inc	611	$332,781
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
DNP	Dnp Select Income Fund Inc	114,852	$1,147,371
RBLX	Roblox Corp	10,657	$863,536
DTM	DT Midstream, Inc.	6,874	$822,680
DOCU	Docusign, Inc.	11,694	$799,869
PNR	PENTAIR plc	7,039	$733,041
DORM	Dorman Products, Inc.	5,426	$668,428
VIPS	Vipshop Holdings Ltd	35,716	$631,816
RACE	Ferrari N.V.	1,703	$629,360
KVUE	Kenvue Inc.	33,781	$582,722
DPZ	Dominos Pizza Inc	1,078	$449,331
PHYS	Sprott Physical Gold Trust	12,600	$416,052
PSLV	Sprott Physical Silver Trust	16,759	$396,350
THW	abrdn World Healthcare Fund	30,852	$394,288
TTD	Trade Desk, Inc.	8,516	$323,267
GTLB	Gitlab Inc.	8,461	$317,541
EXAS	EXACT SCIENCES CORP	3,058	$310,570
USPH	U S Physical Therapy Inc /Nv	3,963	$309,470
BOOT	Boot Barn Holdings, Inc.	1,722	$303,881
IBIT	iShares Bitcoin Trust ETF	5,989	$297,353
RDDT	Reddit, Inc.	1,254	$288,256
CCEP	COCA-COLA EUROPACIFIC PARTNERS plc	3,126	$283,528
CVE	Cenovus Energy Inc.	15,752	$266,523
TRMB	Trimble Inc.	3,346	$262,159
WST	West Pharmaceutical Services Inc	951	$261,658
ACLS	Axcelis Technologies Inc	3,200	$257,088
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

715 tracked positions · $2,026,114,807 total · filing declares 1,411 positions · $6,817,676,286 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 715 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	480,360	+54,295	$83,774,784	+5.4%	4.13%
MSFT	Microsoft Corp Technology	Added	223,933	+21,525	$82,893,278	−15.3%	4.09%
AAPL	Apple Inc. Technology	Added	314,960	+25,170	$79,933,698	+1.5%	3.95%
AMZN	Amazon Com Inc Consumer Cyclical	Added	338,859	+15,507	$70,574,163	−5.4%	3.48%
GOOGL	Alphabet Inc. Communication Services	Added	194,773	+2,243	$56,008,923	−7.1%	2.76%
META	Meta Platforms, Inc. Communication Services	Added	71,947	+3,931	$41,163,037	−8.3%	2.03%
AVGO	Broadcom Inc. Technology	Added	126,181	+12,847	$39,054,281	−0.4%	1.93%
JPM	Jpmorgan Chase & Co Financial Services	Added	102,594	+5,662	$30,179,051	−3.4%	1.49%
QQQ	Invesco Qqq Trust, Series 1	Added	46,772	+2,238	$26,995,862	−1.3%	1.33%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	53,557	+4,355	$25,664,514	+3.8%	1.27%
V	Visa Inc. Financial Services	Added	80,335	+5,450	$24,280,450	−7.5%	1.20%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	70,981	-5,058	$23,988,028	+3.8%	1.18%
LLY	ELI LILLY & Co Healthcare	Added	23,156	+1,851	$21,298,194	−7.0%	1.05%
XOM	ExxonMobil Holdings Corp Energy	Added	109,151	+74	$18,518,558	+41.1%	0.91%
SPY	Spdr S&P 500 ETF Trust	Added	28,295	+4,152	$18,401,370	+11.8%	0.91%
TSLA	Tesla, Inc. Consumer Cyclical	Added	47,087	+5,726	$17,504,592	−5.9%	0.86%
JNJ	Johnson & Johnson Healthcare	Added	66,416	+3,899	$16,234,727	+25.5%	0.80%
WMT	Walmart Inc. Consumer Defensive	Reduced	130,318	-3,719	$16,195,921	+8.5%	0.80%
MA	Mastercard Inc Financial Services	Added	32,388	+2,597	$16,182,988	−4.8%	0.80%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	Reduced	1,120,472	-13,385	$15,451,308	−11.2%	0.76%
CVX	Chevron Corp Energy	Added	73,379	+3,717	$15,182,115	+43.0%	0.75%
AMAT	Applied Materials Inc /De Technology	Added	40,925	+179	$13,987,755	+33.6%	0.69%
CAT	Caterpillar Inc Industrials	Reduced	19,442	-1,749	$13,773,879	+13.5%	0.68%
PM	Philip Morris International Inc. Consumer Defensive	Added	82,184	+6,122	$13,588,302	+11.4%	0.67%
SCHW	Schwab Charles Corp Financial Services	Added	137,142	+1,303	$12,888,605	−5.0%	0.64%
ABBV	AbbVie Inc. Healthcare	Reduced	58,517	-6,052	$12,726,862	−13.7%	0.63%
RTX	RTX Corp Industrials	Added	63,855	+581	$12,317,629	+6.1%	0.61%
HD	Home Depot, Inc. Consumer Cyclical	Added	36,341	+7,117	$11,952,191	+18.9%	0.59%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	11,278	-668	$11,237,737	+9.1%	0.55%
WFC	Wells Fargo & Company/Mn Financial Services	Reduced	133,254	-14,162	$10,608,350	−22.8%	0.52%
KO	Coca Cola Co Consumer Defensive	Added	139,040	+1,066	$10,573,992	+9.6%	0.52%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Added	65,866	+5,368	$10,518,800	+13.2%	0.52%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	2,456	+219	$10,340,545	−13.7%	0.51%
NFLX	Netflix Inc Communication Services	Added	105,564	+8,993	$10,149,978	+12.1%	0.50%
LRCX	Lam Research Corp Technology	Reduced	47,086	-13,166	$10,060,394	−2.5%	0.50%
PFG	Principal Financial Group Inc Financial Services	Added	105,011	+87,665	$9,462,541	+518.4%	0.47%
PLTR	Palantir Technologies Inc. Technology	Added	63,194	+6,519	$9,244,018	−8.2%	0.46%
VZ	Verizon Communications Inc Communication Services	Added	175,499	+14,577	$8,810,049	+34.4%	0.43%
MRK	Merck & Co., Inc. Healthcare	Added	72,670	+16,195	$8,741,474	+47.1%	0.43%
GS	Goldman Sachs Group Inc Financial Services	Reduced	10,316	-716	$8,727,232	−10.0%	0.43%
CSCO	Cisco Systems, Inc. Technology	Reduced	112,350	-1,054	$8,717,236	−0.2%	0.43%
GLD	Spdr Gold Trust	Added	20,189	+2,397	$8,687,124	+23.2%	0.43%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Reduced	615,740	-27,382	$8,417,165	−8.9%	0.42%
KLAC	Kla Corp Technology	Reduced	5,633	-1,593	$8,294,085	−5.5%	0.41%
AXP	American Express Co Financial Services	Added	27,143	+3,657	$8,210,214	−5.5%	0.41%
IAU	Ishares Gold Trust	Reduced	88,496	-18,610	$7,801,807	−10.3%	0.39%
MS	Morgan Stanley Financial Services	Added	46,954	+2,404	$7,727,219	−2.3%	0.38%
CRM	Salesforce, Inc. Technology	Reduced	39,907	-1,643	$7,449,439	−32.3%	0.37%
DUK	Duke Energy CORP Utilities	Added	56,461	+1,520	$7,393,003	+14.8%	0.36%
PH	Parker-Hannifin Corp Industrials	Added	8,172	+739	$7,315,901	+12.0%	0.36%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.