PRINCIPAL SECURITIES, INC.

Broker-Dealer

CIK

12600

Location

DES MOINES, IA

Portfolio Value

Mid $2,863,574,340

Diversification

Diversified

Filing Date

Global Rank

#1,080 / 8,700 ▼ 429

Top Industry

Semiconductors 12.0%

Period ended 2 months ago

Filed Aug 4, 2026 · 40d

11 quarters · since Dec 2023

Portfolio Concentration

819 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

5.4%

−13.9 pts

Top 5

19.5%

−23.1 pts

Top 10

28.2%

−22.9 pts

HHI

122

Diversified−501

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	25.7%	$737,072,461	127
Unclassified	18.1%	$519,377,967	56
Financial Services	14.0%	$399,517,323	155
Consumer Cyclical	8.0%	$229,555,250	79
Healthcare	7.9%	$226,846,147	79
Industrials	7.9%	$225,921,074	115
Communication Services	7.5%	$214,225,143	29
Consumer Defensive	3.8%	$107,998,876	36
Energy	2.8%	$80,521,121	43
Utilities	1.7%	$47,565,940	32
Basic Materials	1.4%	$40,842,460	34
Real Estate	1.2%	$34,130,578	34

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VVR	Invesco Senior Income Trust	+157,731	795,132	$2,385,396
GOF	Guggenheim Strategic Opportunities Fund	+71,793	260,787	$2,847,794
PPLT	abrdn Platinum ETF Trust	+63,642	69,706	$984,945
BKNG	Booking Holdings Inc.	+61,158	63,614	$11,338,559
PHK	Pimco High Income Fund	+55,618	405,481	$1,889,541
KLAC	Kla Corp	+53,336	58,969	$17,791,536
EIC	Eagle Point Income Co Inc.	+41,628	178,314	$1,795,621
CGUS	Capital Group Core Equity ETF	+40,659	375,987	$16,723,901
CGGE	Capital Group Global Equity ETF	+38,526	287,045	$10,115,465
CGGR	Capital Group Growth ETF	+33,711	220,603	$10,412,461
PEP	Pepsico Inc	+33,117	65,051	$8,807,905
NFLX	Netflix Inc	+33,068	138,632	$9,898,324
NVDA	Nvidia Corp	+31,828	512,188	$102,483,696
BNDX	Vanguard Total International Bond ETF	+29,495	223,933	$10,845,075
PDI	PIMCO Dynamic Income Fund	+25,417	303,855	$5,074,378
BLW	BLACKROCK Ltd DURATION INCOME TRUST	+24,538	182,218	$2,275,902
BCS	Barclays PLC	+24,388	79,868	$2,145,254
GHY	PGIM Global High Yield Fund, Inc.	+23,894	152,368	$1,843,652
STEW	SRH Total Return Fund, Inc.	+23,421	156,585	$2,802,871
CGDV	Capital Group Dividend Value ETF	+22,369	379,584	$18,705,899
AAPL	Apple Inc.	+21,496	336,456	$97,356,908
CGGO	Capital Group Global Growth Equity ETF	+19,936	348,629	$14,757,465
ARRY	Array Technologies, Inc.	+17,349	31,245	$231,525
RTO	Rentokil Initial PLC /Fi	+16,864	98,085	$2,806,211
EAD	Allspring Income Opportunities Fund	+16,561	190,103	$1,235,669
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BCHP	Principal Focused Blue Chip ETF	−21,273,455	4,261,372	$154,133,825
AGGH	Simplify Aggregate Bond ETF	−2,900,036	508,212	$10,250,636
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	−2,756,605	30,565	$662,649
APCB	ActivePassive Core Bond ETF	−2,410,190	725,014	$21,334,986
BAI	iShares A.I. Innovation and Tech Active ETF	−1,268,399	487,559	$25,704,110
BAPR	Innovator U.S. Equity Buffer ETF - April	−1,144,800	13,681	$728,650
FBCG	Fidelity Blue Chip Growth ETF	−1,046,248	166,094	$10,316,098
BIV	Vanguard Intermediate-Term Bond ETF	−512,163	14,611	$1,120,663
VB	Vanguard Morningstar Small-Cap ETF	−502,466	40,765	$12,356,686
AIRR	First Trust RBA American Industrial Renaissance ETF	−440,343	45,302	$6,036,491
—		−416,157	47,403	$4,344,010
VEU	Vanguard FTSE All-World Ex-US ETF	−306,453	12,771	$1,069,571
VIGI	Vanguard International Dividend Appreciation ETF	−221,169	3,909	$365,022
STT	State Street Corp	−82,755	5,078	$861,228
BENJ	Horizon Landmark ETF	−69,781	79,022	$4,168,410
IVOG	Vanguard S&P Mid-Cap 400 Growth ETF	−54,474	1,679	$245,637
SBUX	Starbucks Corp	−43,869	29,151	$2,978,940
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	−41,639	1,078,833	$15,686,231
SONY	Sony Group Corp	−35,203	21,217	$425,613
BBVA	Banco Bilbao Vizcaya Argentaria, S.A.	−27,229	67,356	$1,687,941
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	−24,383	591,357	$8,799,392
AGNC	AGNC Investment Corp.	−23,734	107,929	$1,176,426
CCC	CCC Intelligent Solutions Holdings Inc.	−23,439	29,468	$152,054
SNY	Sanofi	−21,118	18,034	$769,330
USA	Liberty All Star Equity Fund	−20,149	41,820	$242,974
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	12,287	$2,716,409
SPCX	Space Exploration Technologies Corp	13,567	$2,318,057
VIK	Viking Holdings Ltd	16,809	$1,759,398
ATI	Ati Inc	6,215	$1,224,976
BG	Bunge Global SA	11,135	$1,188,438
ALC	Alcon Inc	17,498	$1,174,115
DPZ	Dominos Pizza Inc	3,593	$1,063,671
STM	STMicroelectronics N.V.	13,327	$998,059
BWA	Borgwarner Inc	14,335	$951,844
SOLS	Solstice Advanced Materials Inc.	10,162	$900,353
CGXU	Capital Group International Focus Equity ETF	25,362	$878,032
XOVR	EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF	39,616	$833,916
GMED	Globus Medical Inc	10,335	$816,568
FDXF	FedEx Freight Holding Company, Inc.	4,603	$695,053
ARM	Arm Holdings PLC /Uk	1,878	$665,882
ADM	Archer-Daniels-Midland Co	8,121	$620,444
JD	JD.com, Inc.	23,258	$592,613
SHAZ	SharonAI Holdings Inc.	6,737	$570,354
SNEX	StoneX Group Inc.	4,519	$535,501
HUM	Humana Inc	1,261	$500,894
CORT	Corcept Therapeutics Inc	5,720	$497,354
ONTO	Onto Innovation Inc.	1,314	$497,283
FE	Firstenergy Corp	10,350	$492,039
CDW	CDW Corp	3,462	$486,895
ALAB	Astera Labs, Inc.	1,006	$485,918
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	12,841,957	$1,266,284,417
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	5,325,346	$319,075,246
FNDA	Schwab Fundamental U.S. Small Company ETF	6,620,793	$190,428,180
—		4,819,169	$139,707,709
AGNG	Global X Funds Global X Aging Population ETF	2,828,508	$74,450,699
BNDW	Vanguard Total World Bond ETF	1,083,193	$72,281,433
ABI	VictoryShares Pioneer Asset-Based Income ETF	561,303	$56,885,168
CGCB	Capital Group Core Bond ETF	1,233,076	$32,140,065
AFK	VanEck Africa Index ETF	444,005	$31,182,875
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	538,468	$27,861,986
EDV	Vanguard World Funds Extended Duration ETF	131,000	$27,385,738
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	318,493	$26,621,958
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	377,444	$22,381,566
VCHY	Vanguard U.S. High-Yield Corporate Bond Index ETF	337,870	$20,579,464
AAAP	Pacer Barings CLO Market Flex ETF	340,446	$20,288,792
LRGE	Legg Mason ETF Investment Trust ClearBridge Large Cap Growth Select ETF	493,235	$19,995,746
—		120,350	$18,307,736
—		189,859	$17,687,623
DVVY	Invesco Diversified Dividend Opportunities ETF	362,937	$17,357,892
AFGR	First Trust Active Factor Large Cap Growth ETF	491,785	$17,134,133
IVZ	Invesco Ltd.	440,027	$16,319,433
AAPR	Innovator Equity Defined Protection ETF - 2 Yr to April 2028	404,257	$14,953,083
BKF	iShares MSCI BIC ETF	130,692	$12,843,911
BUYZ	Franklin Disruptive Commerce ETF	369,632	$12,813,520
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	183,644	$11,529,800
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

819 tracked positions · $2,863,574,340 total · filing declares 1,539 positions · $8,305,462,292 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 819 positions by value · page 1 of 17

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BCHP	Principal Focused Blue Chip ETF	Reduced	4,261,372	-21,273,455	$154,133,825	−82.6%	5.38%
GOOGL	Alphabet Inc. Communication Services	Added	328,505	+3,255	$116,855,271	+25.1%	4.08%
NVDA	Nvidia Corp Technology	Added	512,188	+31,828	$102,483,696	+22.3%	3.58%
AAPL	Apple Inc. Technology	Added	336,456	+21,496	$97,356,908	+21.8%	3.40%
MSFT	Microsoft Corp Technology	Added	233,753	+9,820	$87,194,544	+5.2%	3.04%
AMZN	Amazon Com Inc Consumer Cyclical	Added	347,640	+8,781	$82,856,517	+17.4%	2.89%
AVGO	Broadcom Inc. Technology	Added	128,290	+2,109	$48,461,547	+24.1%	1.69%
META	Meta Platforms, Inc. Communication Services	Added	76,424	+4,477	$43,048,874	+4.6%	1.50%
QQQ	Invesco Qqq Trust, Series 1	Added	55,842	+9,070	$41,122,048	+52.3%	1.44%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	495,560	-3,357	$35,308,650	+10.4%	1.23%
JPM	Jpmorgan Chase & Co Financial Services	Added	106,584	+3,990	$34,888,140	+15.6%	1.22%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	72,621	+1,640	$34,681,610	+44.6%	1.21%
SPY	Spdr S&P 500 ETF Trust	Added	40,728	+12,433	$30,414,448	+65.3%	1.06%
V	Visa Inc. Financial Services	Added	87,371	+7,036	$29,976,116	+23.5%	1.05%
LLY	ELI LILLY & Co Healthcare	Added	23,901	+745	$28,667,578	+34.6%	1.00%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	56,135	+2,578	$28,089,392	+9.4%	0.98%
BAI	iShares A.I. Innovation and Tech Active ETF	Reduced	487,559	-1,268,399	$25,704,110	−63.8%	0.90%
MU	Micron Technology Inc Technology	Added	22,181	+3,697	$25,603,306	+310.0%	0.89%
AMAT	Applied Materials Inc /De Technology	Reduced	34,855	-6,070	$25,200,165	+80.2%	0.88%
APCB	ActivePassive Core Bond ETF	Reduced	725,014	-2,410,190	$21,334,986	−80.4%	0.75%
CAT	Caterpillar Inc Industrials	Added	19,564	+122	$20,833,703	+51.3%	0.73%
LRCX	Lam Research Corp Technology	Added	47,326	+240	$20,507,775	+103.8%	0.72%
TSLA	Tesla, Inc. Consumer Cyclical	Added	48,304	+1,217	$20,316,662	+16.1%	0.71%
AMD	Advanced Micro Devices Inc Technology	Added	33,699	+723	$19,576,086	+191.8%	0.68%
CGDV	Capital Group Dividend Value ETF	Added	379,584	+22,369	$18,705,899	+23.1%	0.65%
		Added	75,730	+273	$18,645,483	+20.1%	0.65%
MA	Mastercard Inc Financial Services	Added	35,578	+3,190	$18,272,860	+12.9%	0.64%
JNJ	Johnson & Johnson Healthcare	Added	70,522	+4,106	$17,910,472	+10.3%	0.63%
KLAC	Kla Corp Technology	Added	58,969	+53,336	$17,791,536	+114.5%	0.62%
CGUS	Capital Group Core Equity ETF	Added	375,987	+40,659	$16,723,901	+29.8%	0.58%
PM	Philip Morris International Inc. Consumer Defensive	Added	88,956	+6,772	$16,093,029	+18.4%	0.56%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	Reduced	1,078,833	-41,639	$15,686,231	+1.5%	0.55%
XOM	ExxonMobil Holdings Corp Energy	Added	113,887	+4,736	$15,570,630	−15.9%	0.54%
CGGO	Capital Group Global Growth Equity ETF	Added	348,629	+19,936	$14,757,465	+34.5%	0.52%
WMT	Walmart Inc. Consumer Defensive	Reduced	125,832	-4,486	$14,251,732	−12.0%	0.50%
INTC	Intel Corp Technology	Added	100,631	+10,503	$14,051,106	+253.3%	0.49%
CVX	Chevron Corp Energy	Added	76,336	+2,957	$12,653,455	−16.7%	0.44%
UNH	Unitedhealth Group Inc Healthcare	Added	30,333	+4,884	$12,607,304	+83.1%	0.44%
SCHW	Schwab Charles Corp Financial Services	Reduced	135,377	-1,765	$12,491,235	−3.1%	0.44%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	40,765	-502,466	$12,356,686	−90.7%	0.43%
CSCO	Cisco Systems, Inc. Technology	Reduced	104,865	-7,485	$12,317,442	+41.3%	0.43%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	34,455	-1,886	$12,151,589	+1.7%	0.42%
RTX	RTX Corp Industrials	Reduced	61,777	-2,078	$11,720,950	−4.8%	0.41%
KO	Coca Cola Co Consumer Defensive	Added	143,462	+4,422	$11,659,156	+10.3%	0.41%
PFG	Principal Financial Group Inc Financial Services	Added	105,857	+846	$11,409,267	+20.6%	0.40%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	63,614	+61,158	$11,338,559	+9.7%	0.40%
ABBV	AbbVie Inc. Healthcare	Reduced	44,899	-13,618	$11,298,384	−11.2%	0.39%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	12,060	+782	$11,281,768	+0.4%	0.39%
APH	Amphenol Corp /De/ Technology	Reduced	31,575	-1,243	$11,134,608	+34.3%	0.39%
BNDX	Vanguard Total International Bond ETF	Added	223,933	+29,495	$10,845,075	+16.1%	0.38%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.