PRINCIPAL SECURITIES, INC.

Broker-Dealer

CIK

12600

Location

DES MOINES, IA

Portfolio Value

Mid $1,985,832,394

Diversification

Diversified

Filing Date

Global Rank

#1,210 / 8,603 ▲ 24 · as of Mar 2026

Top Industry

Semiconductors 9.7%

3Y Alpha vs SPY

-3.8%

Period ended 3 months ago

Filed May 13, 2026 · 57d

10 quarters · since Dec 2023

Clone Performance

Feb 2024–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+43.1%

SPY

+53.6%

Annualised alpha

-3.5%

Max drawdown

−17.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

714 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

4.2%

−0.8 pts

Top 5

18.8%

−1.3 pts

Top 10

27.0%

−1.7 pts

HHI

110

Diversified−12

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.0%	$536,053,491	114
Financial Services	17.6%	$349,504,664	143
Healthcare	10.3%	$205,392,402	72
Consumer Cyclical	10.0%	$198,559,450	69
Industrials	9.1%	$181,111,803	103
Communication Services	7.8%	$155,178,239	26
Consumer Defensive	5.0%	$98,418,348	34
Unclassified	3.8%	$76,203,285	17
Energy	3.4%	$66,712,840	41
Utilities	2.4%	$47,212,159	32
Basic Materials	2.0%	$39,053,127	30
Real Estate	1.6%	$32,432,586	33

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFG	Principal Financial Group Inc	+87,665	105,011	$9,462,541
NVDA	Nvidia Corp	+54,295	480,360	$83,774,784
HAL	Halliburton Co	+46,822	57,272	$2,233,035
T	At&T Inc.	+43,635	249,247	$7,225,670
VVR	Invesco Senior Income Trust	+43,036	637,401	$2,052,431
AGNC	AGNC Investment Corp.	+38,180	131,663	$1,320,579
SLB	Slb Limited/Nv	+36,823	47,334	$2,432,494
AM	Antero Midstream Corp	+34,216	44,747	$1,020,231
XP	XP Inc.	+33,758	54,504	$1,037,756
BCS	Barclays PLC	+30,089	55,480	$1,173,956
CMCSA	Comcast Corp	+27,680	198,660	$5,703,528
CII	BlackRock Enhanced Large Cap Core Fund, Inc.	+26,729	267,616	$5,625,288
CL	Colgate Palmolive Co	+26,307	44,539	$3,796,058
AAPL	Apple Inc.	+25,170	314,960	$79,933,698
CCC	CCC Intelligent Solutions Holdings Inc.	+24,058	52,907	$317,442
PDI	PIMCO Dynamic Income Fund	+23,987	278,438	$4,764,074
MSFT	Microsoft Corp	+21,525	223,933	$82,893,278
G	Genpact LTD	+20,021	73,262	$2,729,009
GOF	Guggenheim Strategic Opportunities Fund	+19,391	188,994	$2,082,713
EIC	Eagle Point Income Co Inc.	+16,811	136,686	$1,290,315
BRBR	Bellring Brands, Inc.	+16,273	26,926	$433,239
MRK	Merck & Co., Inc.	+16,195	72,670	$8,741,474
AMZN	Amazon Com Inc	+15,507	338,859	$70,574,163
NEE	Nextera Energy Inc	+14,738	62,399	$5,795,619
VZ	Verizon Communications Inc	+14,577	175,499	$8,810,049
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
USA	Liberty All Star Equity Fund	−89,551	61,969	$343,927
WBD	Warner Bros. Discovery, Inc.	−62,238	13,446	$369,227
KMX	Carmax Inc	−48,636	17,256	$717,504
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	−27,382	615,740	$8,417,165
BBVA	Banco Bilbao Vizcaya Argentaria, S.A.	−25,923	94,585	$2,048,711
DEO	Diageo PLC	−25,507	26,298	$1,957,886
PCN	Pimco Corporate & Income Strategy Fund	−18,789	483,975	$5,759,302
IAU	Ishares Gold Trust	−18,610	88,496	$7,801,807
BAC	Bank Of America Corp /De/	−17,146	142,687	$6,955,991
CPRT	Copart Inc	−16,936	28,577	$948,756
CUBE	CubeSmart	−15,805	15,825	$579,986
O	Realty Income Corp	−14,870	16,452	$1,006,533
WFC	Wells Fargo & Company/Mn	−14,162	133,254	$10,608,350
CRH	Crh Public Ltd Co	−14,074	19,825	$2,084,004
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	−13,385	1,120,472	$15,451,308
LRCX	Lam Research Corp	−13,166	47,086	$10,060,394
RIV	Rivernorth Opportunities Fund, Inc.	−11,780	164,103	$1,821,543
PYPL	PayPal Holdings, Inc.	−11,576	22,910	$1,036,219
MMM	3M Co	−10,030	11,934	$1,733,174
SIVR	abrdn Silver ETF Trust	−9,549	46,761	$3,348,555
SU	Suncor Energy Inc	−9,360	19,485	$1,288,153
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	−9,211	137,430	$1,190,143
EOG	Eog Resources Inc	−9,147	18,920	$2,735,264
NFG	National Fuel Gas Co	−8,823	2,361	$221,839
SAN	Banco Santander, S.A.	−8,625	173,824	$1,960,734
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AZN	Astrazeneca PLC	30,501	$6,015,407
TPR	Tapestry, Inc.	13,339	$1,882,266
LII	Lennox International Inc	3,470	$1,610,531
IT	Gartner Inc	6,968	$1,103,313
AON	Aon plc	3,329	$1,074,534
PPG	Ppg Industries Inc	7,883	$842,535
AMRZ	Amrize Ltd	13,861	$776,493
ALGN	Align Technology Inc	4,156	$712,463
KB	KB Financial Group Inc.	7,136	$711,673
KT	Kt Corp	32,666	$700,685
COHR	Coherent Corp.	2,317	$551,932
RKT	Rocket Companies, Inc.	36,634	$522,034
GBCI	Glacier Bancorp, Inc.	10,829	$483,731
EQT	EQT Corp	7,131	$453,816
FTI	TechnipFMC plc	6,506	$449,759
CSL	Carlisle Companies Inc	1,346	$449,052
SCCO	Southern Copper Corp/	2,592	$441,563
FHI	Federated Hermes, Inc.	6,760	$383,359
AA	Alcoa Corp	5,700	$378,081
CCJ	Cameco Corp	3,376	$366,667
RBC	RBC Bearings INC	666	$361,717
AAAU	Goldman Sachs Physical Gold ETF	7,741	$357,556
CHRW	C. H. Robinson Worldwide, Inc.	2,007	$333,302
JLL	Jones Lang Lasalle Inc	1,094	$332,926
AGX	Argan Inc	611	$332,781
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
DNP	Dnp Select Income Fund Inc	114,852	$1,147,371
RBLX	Roblox Corp	10,657	$863,536
DTM	DT Midstream, Inc.	6,874	$822,680
DOCU	Docusign, Inc.	11,694	$799,869
PNR	PENTAIR plc	7,039	$733,041
DORM	Dorman Products, Inc.	5,426	$668,428
VIPS	Vipshop Holdings Ltd	35,716	$631,816
RACE	Ferrari N.V.	1,703	$629,360
KVUE	Kenvue Inc.	33,781	$582,722
DPZ	Dominos Pizza Inc	1,078	$449,331
PHYS	Sprott Physical Gold Trust	12,600	$416,052
PSLV	Sprott Physical Silver Trust	16,759	$396,350
THW	abrdn World Healthcare Fund	30,852	$394,288
TTD	Trade Desk, Inc.	8,516	$323,267
GTLB	Gitlab Inc.	8,461	$317,541
EXAS	EXACT SCIENCES CORP	3,058	$310,570
USPH	U S Physical Therapy Inc /Nv	3,963	$309,470
BOOT	Boot Barn Holdings, Inc.	1,722	$303,881
IBIT	iShares Bitcoin Trust ETF	5,989	$297,353
RDDT	Reddit, Inc.	1,254	$288,256
CCEP	COCA-COLA EUROPACIFIC PARTNERS plc	3,126	$283,528
CVE	Cenovus Energy Inc.	15,752	$266,523
TRMB	Trimble Inc.	3,346	$262,159
WST	West Pharmaceutical Services Inc	951	$261,658
ACLS	Axcelis Technologies Inc	3,200	$257,088
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

714 positions · $1,985,832,394 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 714 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	480,360	+54,295	$83,774,784	+5.4%	4.22%
MSFT	Microsoft Corp Technology	Added	223,933	+21,525	$82,893,278	−15.3%	4.17%
AAPL	Apple Inc. Technology	Added	314,960	+25,170	$79,933,698	+1.5%	4.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	338,859	+15,507	$70,574,163	−5.4%	3.55%
GOOGL	Alphabet Inc. Communication Services	Added	194,773	+2,243	$56,008,923	−7.1%	2.82%
META	Meta Platforms, Inc. Communication Services	Added	71,947	+3,931	$41,163,037	−8.3%	2.07%
AVGO	Broadcom Inc. Technology	Added	126,181	+12,847	$39,054,281	−0.4%	1.97%
JPM	Jpmorgan Chase & Co Financial Services	Added	102,594	+5,662	$30,179,051	−3.4%	1.52%
QQQ	Invesco Qqq Trust, Series 1	Added	46,772	+2,238	$26,995,862	−1.3%	1.36%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	53,557	+4,355	$25,664,514	+3.8%	1.29%
V	Visa Inc. Financial Services	Added	80,335	+5,450	$24,280,450	−7.5%	1.22%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	70,981	-5,058	$23,988,028	+3.8%	1.21%
LLY	ELI LILLY & Co Healthcare	Added	23,156	+1,851	$21,298,194	−7.0%	1.07%
SPY	Spdr S&P 500 ETF Trust	Added	28,295	+4,152	$18,401,370	+11.8%	0.93%
TSLA	Tesla, Inc. Consumer Cyclical	Added	47,087	+5,726	$17,504,592	−5.9%	0.88%
JNJ	Johnson & Johnson Healthcare	Added	66,416	+3,899	$16,234,727	+25.5%	0.82%
WMT	Walmart Inc. Consumer Defensive	Reduced	130,318	-3,719	$16,195,921	+8.5%	0.82%
MA	Mastercard Inc Financial Services	Added	32,388	+2,597	$16,182,988	−4.8%	0.81%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	Reduced	1,120,472	-13,385	$15,451,308	−11.2%	0.78%
CVX	Chevron Corp Energy	Added	73,379	+3,717	$15,182,115	+43.0%	0.76%
AMAT	Applied Materials Inc /De Technology	Added	40,925	+179	$13,987,755	+33.6%	0.70%
CAT	Caterpillar Inc Industrials	Reduced	19,442	-1,749	$13,773,879	+13.5%	0.69%
PM	Philip Morris International Inc. Consumer Defensive	Added	82,184	+6,122	$13,588,302	+11.4%	0.68%
SCHW	Schwab Charles Corp Financial Services	Added	137,142	+1,303	$12,888,605	−5.0%	0.65%
ABBV	AbbVie Inc. Healthcare	Reduced	58,517	-6,052	$12,726,862	−13.7%	0.64%
RTX	RTX Corp Industrials	Added	63,855	+581	$12,317,629	+6.1%	0.62%
HD	Home Depot, Inc. Consumer Cyclical	Added	36,341	+7,117	$11,952,191	+18.9%	0.60%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	11,278	-668	$11,237,737	+9.1%	0.57%
WFC	Wells Fargo & Company/Mn Financial Services	Reduced	133,254	-14,162	$10,608,350	−22.8%	0.53%
KO	Coca Cola Co Consumer Defensive	Added	139,040	+1,066	$10,573,992	+9.6%	0.53%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Added	65,866	+5,368	$10,518,800	+13.2%	0.53%
NFLX	Netflix Inc Communication Services	Added	105,564	+8,993	$10,149,978	+12.1%	0.51%
LRCX	Lam Research Corp Technology	Reduced	47,086	-13,166	$10,060,394	−2.5%	0.51%
PFG	Principal Financial Group Inc Financial Services	Added	105,011	+87,665	$9,462,541	+518.4%	0.48%
PLTR	Palantir Technologies Inc. Technology	Added	63,194	+6,519	$9,244,018	−8.2%	0.47%
VZ	Verizon Communications Inc Communication Services	Added	175,499	+14,577	$8,810,049	+34.4%	0.44%
MRK	Merck & Co., Inc. Healthcare	Added	72,670	+16,195	$8,741,474	+47.1%	0.44%
GS	Goldman Sachs Group Inc Financial Services	Reduced	10,316	-716	$8,727,232	−10.0%	0.44%
CSCO	Cisco Systems, Inc. Technology	Reduced	112,350	-1,054	$8,717,236	−0.2%	0.44%
GLD	Spdr Gold Trust	Added	20,189	+2,397	$8,687,124	+23.2%	0.44%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Reduced	615,740	-27,382	$8,417,165	−8.9%	0.42%
AXP	American Express Co Financial Services	Added	27,143	+3,657	$8,210,214	−5.5%	0.41%
IAU	Ishares Gold Trust	Reduced	88,496	-18,610	$7,801,807	−10.3%	0.39%
MS	Morgan Stanley Financial Services	Added	46,954	+2,404	$7,727,219	−2.3%	0.39%
CRM	Salesforce, Inc. Technology	Reduced	39,907	-1,643	$7,449,439	−32.3%	0.38%
DUK	Duke Energy CORP Utilities	Added	56,461	+1,520	$7,393,003	+14.8%	0.37%
PH	Parker-Hannifin Corp Industrials	Added	8,172	+739	$7,315,901	+12.0%	0.37%
T	At&T Inc. Communication Services	Added	249,247	+43,635	$7,225,670	+41.5%	0.36%
QCOM	Qualcomm Inc/De Technology	Added	56,105	+8,468	$7,225,201	−11.3%	0.36%
LIN	Linde PLC Basic Materials	Added	14,351	+1,805	$7,114,651	+33.0%	0.36%