Advisors Asset Management, Inc.

Position in HTGC — Hercules Capital, Inc.

CIK 1297376 Monument, CO

Position in HTGC

as of Mar 31, 2026 · filed May 15, 2026 Compact

Position Value

$4,534,626

-$2,319,825 QoQ

Shares Held

307,016

-15.7% QoQ

Ownership

0.164%

of shares outstanding

% of Portfolio

0.08%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

Advisors Asset Management, Inc. holds $1,006,335,431 across 214 Asset Management names. HTGC ranks #81 (0.5% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	1,915,888	$27,358,880
2	TYG	Tortoise Energy Infrastructure Corp	422,473	$21,060,279
3	MUC	Blackrock Muniholdings California Quality Fund, Inc.	1,991,413	$20,710,695
4	NAC	Nuveen California Quality Municipal Income Fund	1,649,774	$19,219,867
5	SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	1,194,048	$19,188,351
6	GDV	Gabelli Dividend & Income Trust	667,882	$17,986,062
7	NIE	Virtus Equity & Convertible Income Fund	681,713	$15,924,815
8	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	1,086,566	$15,690,013

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$4,534,626	307,016	-15.7%	Shares	Sole	2026-05-15
2025-12-31	$6,854,451	364,211	-7.0%	Shares	Sole	2026-02-12
2025-09-30	$7,405,704	391,629	+2.3%	Shares	Sole	2025-11-06
2025-06-30	$6,996,688	382,751	-7.4%	Shares	Sole	2025-08-12
2025-03-31	$7,941,702	413,415	+1.8%	Shares	Sole	2025-05-15
2024-12-31	$8,160,377	406,191	-0.2%	Shares	Sole	2025-02-10
2024-09-30	$7,993,185	406,985	+9.3%	Shares	Sole	2024-11-08
2024-06-30	$7,612,860	372,267	-0.5%	Shares	Sole	2024-08-14
2024-03-31	$6,900,429	374,007	+1.8%	Shares	Sole	2024-05-14
2023-12-31	$6,123,957	367,364	-12.7%	Shares	Sole	2024-02-14
2023-09-30	$6,912,343	420,971	+3.5%	Shares	Sole	2023-11-14
2023-06-30	$6,017,428	406,583	-10.6%	Shares	Sole	2023-08-14
2023-03-31	$5,859,639	454,588	+4.4%	Shares	Sole	2023-05-12
2022-12-31	$5,754,414	435,281	-3.1%	Shares	Sole	2023-02-13
2022-09-30	$5,200,439	449,088	+6.2%	Shares	Sole	2022-11-08
2022-06-30	$5,705,285	422,927	-1.7%	Shares	Sole	2022-08-08
2022-03-31	$7,772,141	430,113	+8.3%	Shares	Sole	2022-05-17
2021-12-31	$6,591,306	397,306	+6.2%	Shares	Sole	2022-02-15
2021-09-30	$6,212,605	374,028	+15.3%	Shares	Sole	2021-11-12
2021-06-30	$5,534,366	324,406	+10.1%	Shares	Sole	2021-07-30
2021-03-31	$4,723,944	294,694	+5.1%	Shares	Sole	2021-05-07
2020-12-31	$4,043,714	280,424	-2.5%	Shares	Sole	2021-02-12
2020-09-30	$3,327,844	287,627	+10.4%	Shares	Sole	2020-11-16
2020-06-30	$2,726,628	260,423	-5.9%	Shares	Sole	2020-08-12
2020-03-31	$2,114,446	276,760	—	Shares	Sole	2020-05-15
No filing history on record for this holder in this stock.