Advisors Asset Management, Inc.

Position in HTGC — Hercules Capital, Inc.

CIK 1297376 Monument, CO

Position in HTGC

as of Jun 30, 2026 · filed Aug 14, 2026 Compact

Position Value

$4,595,393

+$60,767 QoQ

Shares Held

291,401

-5.1% QoQ

Ownership

0.156%

of shares outstanding

% of Portfolio

0.07%

of 13F equity value

Holder Rank

#33

of 333 holders

Holding Since

Mar 2020

26 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

Advisors Asset Management, Inc. holds $1,103,194,092 across 213 Asset Management names. HTGC ranks #84 (0.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	1,912,181	$26,445,463
2	MUC	Blackrock Muniholdings California Quality Fund, Inc.	2,305,569	$25,338,203
3	SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	1,233,884	$22,999,597
4	NAC	Nuveen California Quality Municipal Income Fund	1,877,055	$22,749,906
5	NCZ	Virtus Convertible & Income Fund II	1,296,527	$20,614,779
6	GDV	Gabelli Dividend & Income Trust	684,610	$20,127,534
7	NIE	Virtus Equity & Convertible Income Fund	663,531	$17,822,442
8	TYG	Tortoise Energy Infrastructure Corp	390,431	$16,737,776

26 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$4,595,393	291,401	-5.1%	Shares	Sole	2026-08-14
2026-03-31	$4,534,626	307,016	-15.7%	Shares	Sole	2026-05-15
2025-12-31	$6,854,451	364,211	-7.0%	Shares	Sole	2026-02-12
2025-09-30	$7,405,704	391,629	+2.3%	Shares	Sole	2025-11-06
2025-06-30	$6,996,688	382,751	-7.4%	Shares	Sole	2025-08-12
2025-03-31	$7,941,702	413,415	+1.8%	Shares	Sole	2025-05-15
2024-12-31	$8,160,377	406,191	-0.2%	Shares	Sole	2025-02-10
2024-09-30	$7,993,185	406,985	+9.3%	Shares	Sole	2024-11-08
2024-06-30	$7,612,860	372,267	-0.5%	Shares	Sole	2024-08-14
2024-03-31	$6,900,429	374,007	+1.8%	Shares	Sole	2024-05-14
2023-12-31	$6,123,957	367,364	-12.7%	Shares	Sole	2024-02-14
2023-09-30	$6,912,343	420,971	+3.5%	Shares	Sole	2023-11-14
2023-06-30	$6,017,428	406,583	-10.6%	Shares	Sole	2023-08-14
2023-03-31	$5,859,639	454,588	+4.4%	Shares	Sole	2023-05-12
2022-12-31	$5,754,414	435,281	-3.1%	Shares	Sole	2023-02-13
2022-09-30	$5,200,439	449,088	+6.2%	Shares	Sole	2022-11-08
2022-06-30	$5,705,285	422,927	-1.7%	Shares	Sole	2022-08-08
2022-03-31	$7,772,141	430,113	+8.3%	Shares	Sole	2022-05-17
2021-12-31	$6,591,306	397,306	+6.2%	Shares	Sole	2022-02-15
2021-09-30	$6,212,605	374,028	+15.3%	Shares	Sole	2021-11-12
2021-06-30	$5,534,366	324,406	+10.1%	Shares	Sole	2021-07-30
2021-03-31	$4,723,944	294,694	+5.1%	Shares	Sole	2021-05-07
2020-12-31	$4,043,714	280,424	-2.5%	Shares	Sole	2021-02-12
2020-09-30	$3,327,844	287,627	+10.4%	Shares	Sole	2020-11-16
2020-06-30	$2,726,628	260,423	-5.9%	Shares	Sole	2020-08-12
2020-03-31	$2,114,446	276,760	—	Shares	Sole	2020-05-15
No filing history on record for this holder in this stock.