Advisors Asset Management, Inc.

CIK

1297376

Location

Monument, CO

Portfolio Value

Mid $5,911,805,272

Diversification

Diversified

Filing Date

Global Rank

#594 / 8,623 ▲ 23 · as of Mar 2026

Top Industry

Asset Management 17.0%

3Y Alpha vs SPY

-3.2%

Period ended 4 months ago

Filed May 15, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+55.3%

SPY

+65.3%

Annualised alpha

-2.4%

Max drawdown

−16.8%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

1,400 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

2.7%

−0.5 pts

Top 5

10.9%

−2.0 pts

Top 10

16.0%

−2.6 pts

HHI

Diversified−10

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Financial Services	23.3%	$1,380,285,934	333
Technology	17.6%	$1,038,447,589	248
Industrials	14.6%	$863,421,990	190
Communication Services	8.0%	$472,835,638	48
Healthcare	7.7%	$454,260,150	131
Consumer Cyclical	6.7%	$395,777,274	122
Energy	6.0%	$357,151,401	76
Consumer Defensive	5.7%	$339,910,329	61
Basic Materials	3.9%	$233,460,613	70
Utilities	3.3%	$194,035,418	59
Real Estate	3.0%	$177,784,021	59
Unclassified	0.1%	$4,434,915	3

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+1,138,830	1,194,048	$19,188,351
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+640,171	1,991,413	$20,710,695
MHD	Blackrock Muniholdings Fund, Inc.	+591,960	1,236,235	$13,944,730
NWL	Newell Brands Inc.	+501,598	803,455	$2,755,850
MMT	Aberdeen Multi-Market Income Fund	+490,266	884,367	$4,085,775
MYI	Blackrock Muniyield Quality Fund III, Inc.	+468,327	981,253	$10,312,969
JQC	Nuveen Credit Strategies Income Fund	+376,521	2,130,923	$10,377,595
NAC	Nuveen California Quality Municipal Income Fund	+300,225	1,649,774	$19,219,867
PCQ	Pimco California Municipal Income Fund	+289,425	1,213,649	$10,413,108
ORC	Orchid Island Capital, Inc.	+264,681	693,031	$4,872,007
FLO	Flowers Foods Inc	+248,070	903,265	$7,361,609
WEN	Wendy's Co	+244,179	872,223	$6,061,949
ABR	Arbor Realty Trust Inc	+208,145	1,025,450	$7,906,219
BTX	BlackRock Technology & Private Equity Term Trust	+200,997	715,938	$4,725,190
EAD	Allspring Income Opportunities Fund	+182,531	305,177	$1,977,546
NMAI	Nuveen Multi-Asset Income Fund	+170,951	235,038	$2,914,471
LEO	Bny Mellon Strategic Municipals, Inc.	+156,638	1,142,845	$7,188,495
BOE	BlackRock Enhanced Global Dividend Trust	+150,493	1,161,096	$12,725,612
ERC	Allspring Multi-Sector Income Fund	+148,292	237,759	$2,142,208
JFR	Nuveen Floating Rate Income Fund	+145,634	1,552,425	$11,674,236
DX	Dynex Capital Inc	+142,451	546,327	$6,971,132
MFM	Aberdeen Municipal Income Fund	+141,795	1,272,897	$6,860,914
JHI	John Hancock Investors Trust	+131,431	203,815	$2,631,251
ENIC	Enel Chile S.A.	+130,636	304,955	$1,201,522
OPP	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.	+127,744	520,125	$3,989,358
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−327,590	862,480	$10,875,872
GNL	Global Net Lease, Inc.	−309,923	428,472	$4,010,497
BDJ	BlackRock Enhanced Equity Dividend Trust	−304,864	295,881	$2,550,494
RC	Ready Capital Corp	−264,996	156,100	$252,882
XRX	Xerox Holdings Corp	−249,484	121,336	$156,523
IGD	Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND	−220,650	660,088	$3,762,501
MPT	Medical Properties Trust Inc	−215,176	137,545	$636,833
CIG	Energy Co Of Minas Gerais	−203,985	448,033	$1,070,798
F	Ford Motor Co	−193,733	394,916	$4,557,330
NIE	Virtus Equity & Convertible Income Fund	−181,605	681,713	$15,924,815
AM	Antero Midstream Corp	−158,520	82,406	$1,878,856
BLMN	Bloomin' Brands, Inc.	−156,403	56,059	$302,718
OGN	Organon & Co.	−155,468	233,051	$1,395,975
TWO	Two Harbors Investment Corp.	−150,612	770,208	$8,795,775
KSS	KOHLS Corp	−149,924	80,539	$1,038,953
JPC	Nuveen Preferred & Income Opportunities Fund	−148,540	669,557	$5,048,459
CPZ	Calamos Long/Short Equity & Dynamic Income Trust	−147,709	192,539	$2,612,754
AIO	Virtus Artificial Intelligence & Technology Opportunities Fund	−136,257	213,532	$4,571,720
BGX	Blackstone Long-Short Credit Income Fund	−129,399	27,311	$297,689
DK	Delek US Holdings, Inc.	−115,555	32,384	$1,459,546
BWG	BrandywineGLOBAL-Global Income Opportunities Fund Inc	−111,265	335,875	$2,576,161
HUN	Huntsman CORP	−110,319	605,765	$8,062,732
CC	Chemours Co	−109,128	228,333	$5,030,175
WDI	Western Asset Diversified Income Fund (WDI)	−108,960	180,091	$2,420,423
EVN	Eaton Vance Municipal Income Trust	−108,269	44,019	$458,237
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AZN	Astrazeneca PLC	53,077	$10,467,845
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.	83,006	$1,657,629
CRGY	Crescent Energy Co	122,353	$1,651,765
PKE	Park Aerospace Corp	53,310	$1,459,627
RDW	Redwire Corp	141,106	$1,199,401
FTAI	FTAI Aviation Ltd.	4,830	$1,183,350
RMT	Royce Micro-Cap Trust, Inc.	100,827	$1,140,353
KRMN	Karman Holdings Inc.	13,993	$1,120,139
AWP	abrdn Global Premier Properties Fund	100,403	$1,109,453
SYY	Sysco Corp	15,454	$1,102,333
GLQ	Clough Global Equity Fund	140,710	$1,059,546
SLVM	Sylvamo Corp	24,960	$1,054,310
CPB	CAMPBELL'S Co	46,308	$1,031,279
UTF	Cohen & Steers Infrastructure Fund Inc	39,387	$1,019,335
VSNT	Versant Media Group, Inc.	25,604	$947,860
STK	Columbia Seligman Premium Technology Growth Fund, Inc.	23,503	$891,468
FFA	First Trust Enhanced Equity Income Fund	41,132	$839,092
CCD	Calamos Dynamic Convertible & Income Fund	38,116	$813,776
BCV	Bancroft Fund Ltd	35,881	$772,876
RQI	Cohen & Steers Quality Income Realty Fund Inc	63,993	$771,115
ITRN	Ituran Location & Control Ltd.	14,753	$723,044
BIT	BlackRock Multi-Sector Income Trust	56,687	$709,721
VSAT	Viasat Inc	15,256	$698,724
SEI	Solaris Energy Infrastructure, Inc.	12,294	$694,733
LASR	Nlight, Inc.	10,729	$611,767
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BXMX	Nuveen S&P 500 BuyWrite Income Fund	1,306,523	$19,205,888
PK	Park Hotels & Resorts Inc.	121,961	$1,275,712
GAB	Gabelli Equity Trust Inc	185,326	$1,143,459
XPO	XPO, Inc.	8,384	$1,139,469
NSC	Norfolk Southern Corp	3,919	$1,131,493
EL	Estee Lauder Companies Inc	10,224	$1,070,657
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	58,383	$890,924
KIO	KKR Income Opportunities Fund	63,610	$737,239
ZTO	ZTO Express (Cayman) Inc.	34,468	$720,036
ZS	Zscaler, Inc.	3,196	$718,844
USA	Liberty All Star Equity Fund	86,088	$540,632
ACRE	Ares Commercial Real Estate Corp	108,827	$520,193
ETB	Eaton Vance Tax-Managed Buy-Write Income Fund	32,027	$489,052
EXAS	EXACT SCIENCES CORP	4,685	$475,808
IGR	Cbre Global Real Estate Income Fund	98,381	$430,908
TGNA	TEGNA INC	15,735	$305,416
KVUE	Kenvue Inc.	17,646	$304,393
HEQ	John Hancock Diversified Income Fund	22,424	$241,058
SID	National Steel Co	116,350	$186,160
SOLV	Solventum Corp	1,780	$141,047
NVR	Nvr Inc	17	$123,977
LEN	Lennar Corp /New/	931	$95,706
TOL	Toll Brothers, Inc.	576	$77,886
ORI	Old Republic International Corp	1,606	$73,297
CUBE	CubeSmart	1,713	$61,753
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,400 tracked positions · $5,911,805,272 total · filing declares 1,453 positions · $6,011,381,844 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,400 positions by value · page 1 of 28

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Reduced	556,253	-41,110	$159,956,112	−14.5%	2.71%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	746,280	-26,380	$155,427,735	−12.9%	2.63%
AAPL	Apple Inc. Technology	Reduced	525,365	-22,351	$133,332,383	−10.5%	2.26%
MSFT	Microsoft Corp Technology	Reduced	274,697	-6,735	$101,684,588	−25.3%	1.72%
WMT	Walmart Inc. Consumer Defensive	Reduced	749,714	-57,588	$93,174,455	+3.6%	1.58%
META	Meta Platforms, Inc. Communication Services	Reduced	151,808	-2,643	$86,853,911	−14.8%	1.47%
VZ	Verizon Communications Inc Communication Services	Reduced	1,199,801	-35,624	$60,230,010	+19.7%	1.02%
V	Visa Inc. Financial Services	Reduced	192,243	-3,442	$58,103,524	−15.3%	0.98%
MA	Mastercard Inc Financial Services	Reduced	112,999	-3,165	$56,461,080	−14.9%	0.96%
AVGO	Broadcom Inc. Technology	Reduced	136,680	-12,018	$42,303,826	−17.8%	0.72%
MRK	Merck & Co., Inc. Healthcare	Added	349,476	+6,787	$42,038,468	+16.5%	0.71%
JNJ	Johnson & Johnson Healthcare	Reduced	166,776	-13,108	$40,766,725	+9.5%	0.69%
SHOP	Shopify Inc. Technology	Reduced	339,637	-6,652	$40,287,740	−27.7%	0.68%
CVX	Chevron Corp Energy	Reduced	192,254	-834	$39,777,352	+35.2%	0.67%
IBM	International Business Machines Corp Technology	Reduced	158,446	-5,579	$38,405,725	−21.0%	0.65%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	37,305	+979	$37,171,821	+18.7%	0.63%
GLW	Corning Inc /Ny Technology	Reduced	270,186	-38,046	$36,737,190	+36.1%	0.62%
AMGN	Amgen Inc Healthcare	Reduced	103,779	-3,101	$36,514,641	+4.4%	0.62%
T	At&T Inc. Communication Services	Reduced	1,251,122	-79,622	$36,270,026	+9.7%	0.61%
CSCO	Cisco Systems, Inc. Technology	Reduced	460,735	-57,521	$35,748,428	−10.5%	0.60%
UPS	United Parcel Service Inc Industrials	Added	346,633	+23,348	$34,101,754	+6.3%	0.58%
TXN	Texas Instruments Inc Technology	Added	170,722	+9,951	$33,143,969	+18.8%	0.56%
TMUS	T-Mobile US, Inc. Communication Services	Added	148,260	+919	$31,139,047	+4.1%	0.53%
AXP	American Express Co Financial Services	Reduced	102,153	-3,682	$30,899,239	−21.1%	0.52%
NVDA	Nvidia Corp Technology	Added	166,070	+7,390	$28,962,608	−2.1%	0.49%
KO	Coca Cola Co Consumer Defensive	Reduced	380,240	-2,063	$28,917,252	+8.2%	0.49%
HD	Home Depot, Inc. Consumer Cyclical	Added	86,384	+6,342	$28,410,833	+3.2%	0.48%
KYN	Kayne Anderson Energy Infrastructure Fund, Inc. Financial Services	Added	1,915,888	+73,231	$27,358,880	+19.9%	0.46%
GEV	GE Vernova Inc. Industrials	Reduced	30,896	-2,584	$26,969,118	+23.3%	0.46%
LMT	Lockheed Martin Corp Industrials	Reduced	42,991	-2,735	$25,983,330	+17.5%	0.44%
PFE	Pfizer Inc Healthcare	Reduced	881,273	-36,540	$24,746,145	+8.3%	0.42%
PWR	Quanta Services, Inc. Industrials	Reduced	44,835	-2,277	$24,615,311	+23.8%	0.42%
GS	Goldman Sachs Group Inc Financial Services	Reduced	29,001	-179	$24,534,555	−4.3%	0.42%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	168,405	+5,360	$24,324,418	+4.1%	0.41%
FDX	Fedex Corp Industrials	Reduced	67,898	-1,345	$24,183,911	+20.9%	0.41%
PH	Parker-Hannifin Corp Industrials	Added	26,982	+1,299	$24,155,365	+7.0%	0.41%
CMI	Cummins Inc Industrials	Reduced	44,229	-100	$23,796,086	+5.2%	0.40%
CMCSA	Comcast Corp Communication Services	Added	814,104	+102,387	$23,372,925	+9.9%	0.40%
CLS	Celestica Inc Technology	Reduced	82,858	-5,062	$23,339,441	−10.2%	0.39%
NEE	Nextera Energy Inc Utilities	Added	242,947	+6,663	$22,564,917	+19.0%	0.38%
JPM	Jpmorgan Chase & Co Financial Services	Added	76,505	+593	$22,504,710	−8.0%	0.38%
APH	Amphenol Corp /De/ Technology	Reduced	177,437	-7,912	$22,419,164	−10.5%	0.38%
MU	Micron Technology Inc Technology	Added	64,483	+4,819	$21,784,936	+27.9%	0.37%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	155,253	-7,370	$21,637,610	+8.4%	0.37%
TYG	Tortoise Energy Infrastructure Corp Financial Services	Added	422,473	+40,861	$21,060,279	+34.9%	0.36%
MUC	Blackrock Muniholdings California Quality Fund, Inc. Financial Services	Added	1,991,413	+640,171	$20,710,695	+44.6%	0.35%
LLY	ELI LILLY & Co Healthcare	Reduced	22,367	-360	$20,572,495	−15.8%	0.35%
PLTR	Palantir Technologies Inc. Technology	Added	139,872	+8,480	$20,460,476	−12.4%	0.35%
RTX	RTX Corp Industrials	Added	102,208	+1,368	$19,715,923	+6.6%	0.33%
NAC	Nuveen California Quality Municipal Income Fund Financial Services	Added	1,649,774	+300,225	$19,219,867	+20.6%	0.33%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.