Advisors Asset Management, Inc.

CIK

1297376

Location

Monument, CO

Portfolio Value

Mid $5,883,316,494

Diversification

Diversified

Filing Date

Global Rank

#591 / 8,603 ▲ 23 · as of Mar 2026

Top Industry

Asset Management 17.1%

3Y Alpha vs SPY

-3.3%

Period ended 3 months ago

Filed May 15, 2026 · 55d

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+62.0%

SPY

+76.0%

Annualised alpha

-3.3%

Max drawdown

−16.8%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

1,399 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

2.7%

−0.5 pts

Top 5

10.9%

−2.0 pts

Top 10

16.1%

−2.6 pts

HHI

Diversified−10

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Financial Services	23.5%	$1,379,795,174	333
Technology	17.5%	$1,028,791,054	248
Industrials	14.5%	$855,682,377	190
Communication Services	8.0%	$472,835,638	48
Healthcare	7.7%	$454,260,150	131
Consumer Cyclical	6.7%	$394,249,434	122
Energy	5.9%	$347,559,164	75
Consumer Defensive	5.8%	$339,910,329	61
Basic Materials	4.0%	$233,978,820	70
Utilities	3.3%	$194,035,418	59
Real Estate	3.0%	$177,784,021	59
Unclassified	0.1%	$4,434,915	3

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+1,138,830	1,194,048	$19,188,351
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+640,171	1,991,413	$20,710,695
MHD	Blackrock Muniholdings Fund, Inc.	+591,960	1,236,235	$13,944,730
NWL	Newell Brands Inc.	+501,598	803,455	$2,755,850
MMT	Aberdeen Multi-Market Income Fund	+490,266	884,367	$4,085,775
MYI	Blackrock Muniyield Quality Fund III, Inc.	+468,327	981,253	$10,312,969
JQC	Nuveen Credit Strategies Income Fund	+376,521	2,130,923	$10,377,595
NAC	Nuveen California Quality Municipal Income Fund	+300,225	1,649,774	$19,219,867
PCQ	Pimco California Municipal Income Fund	+289,425	1,213,649	$10,413,108
ORC	Orchid Island Capital, Inc.	+264,681	693,031	$4,872,007
FLO	Flowers Foods Inc	+248,070	903,265	$7,361,609
WEN	Wendy's Co	+244,179	872,223	$6,061,949
ABR	Arbor Realty Trust Inc	+208,145	1,025,450	$7,906,219
BTX	BlackRock Technology & Private Equity Term Trust	+200,997	715,938	$4,725,190
EAD	Allspring Income Opportunities Fund	+182,531	305,177	$1,977,546
NMAI	Nuveen Multi-Asset Income Fund	+170,951	235,038	$2,914,471
LEO	Bny Mellon Strategic Municipals, Inc.	+156,638	1,142,845	$7,188,495
BOE	BlackRock Enhanced Global Dividend Trust	+150,493	1,161,096	$12,725,612
ERC	Allspring Multi-Sector Income Fund	+148,292	237,759	$2,142,208
JFR	Nuveen Floating Rate Income Fund	+145,634	1,552,425	$11,674,236
DX	Dynex Capital Inc	+142,451	546,327	$6,971,132
MFM	Aberdeen Municipal Income Fund	+141,795	1,272,897	$6,860,914
JHI	John Hancock Investors Trust	+131,431	203,815	$2,631,251
ENIC	Enel Chile S.A.	+130,636	304,955	$1,201,522
OPP	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.	+127,744	520,125	$3,989,358
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−327,590	862,480	$10,875,872
GNL	Global Net Lease, Inc.	−309,923	428,472	$4,010,497
BDJ	BlackRock Enhanced Equity Dividend Trust	−304,864	295,881	$2,550,494
RC	Ready Capital Corp	−264,996	156,100	$252,882
XRX	Xerox Holdings Corp	−249,484	121,336	$156,523
IGD	Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND	−220,650	660,088	$3,762,501
MPT	Medical Properties Trust Inc	−215,176	137,545	$636,833
CIG	Energy Co Of Minas Gerais	−203,985	448,033	$1,070,798
F	Ford Motor Co	−193,733	394,916	$4,557,330
NIE	Virtus Equity & Convertible Income Fund	−181,605	681,713	$15,924,815
AM	Antero Midstream Corp	−158,520	82,406	$1,878,856
BLMN	Bloomin' Brands, Inc.	−156,403	56,059	$302,718
OGN	Organon & Co.	−155,468	233,051	$1,395,975
TWO	Two Harbors Investment Corp.	−150,612	770,208	$8,795,775
KSS	KOHLS Corp	−149,924	80,539	$1,038,953
JPC	Nuveen Preferred & Income Opportunities Fund	−148,540	669,557	$5,048,459
CPZ	Calamos Long/Short Equity & Dynamic Income Trust	−147,709	192,539	$2,612,754
AIO	Virtus Artificial Intelligence & Technology Opportunities Fund	−136,257	213,532	$4,571,720
BGX	Blackstone Long-Short Credit Income Fund	−129,399	27,311	$297,689
DK	Delek US Holdings, Inc.	−115,555	32,384	$1,459,546
BWG	BrandywineGLOBAL-Global Income Opportunities Fund Inc	−111,265	335,875	$2,576,161
HUN	Huntsman CORP	−110,319	605,765	$8,062,732
CC	Chemours Co	−109,128	228,333	$5,030,175
WDI	Western Asset Diversified Income Fund (WDI)	−108,960	180,091	$2,420,423
EVN	Eaton Vance Municipal Income Trust	−108,269	44,019	$458,237
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AZN	Astrazeneca PLC	53,077	$10,467,845
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.	83,006	$1,657,629
CRGY	Crescent Energy Co	122,353	$1,651,765
PKE	Park Aerospace Corp	53,310	$1,459,627
RDW	Redwire Corp	141,106	$1,199,401
FTAI	FTAI Aviation Ltd.	4,830	$1,183,350
RMT	Royce Micro-Cap Trust, Inc.	100,827	$1,140,353
KRMN	Karman Holdings Inc.	13,993	$1,120,139
AWP	abrdn Global Premier Properties Fund	100,403	$1,109,453
SYY	Sysco Corp	15,454	$1,102,333
GLQ	Clough Global Equity Fund	140,710	$1,059,546
SLVM	Sylvamo Corp	24,960	$1,054,310
CPB	CAMPBELL'S Co	46,308	$1,031,279
UTF	Cohen & Steers Infrastructure Fund Inc	39,387	$1,019,335
VSNT	Versant Media Group, Inc.	25,604	$947,860
STK	Columbia Seligman Premium Technology Growth Fund, Inc.	23,503	$891,468
FFA	First Trust Enhanced Equity Income Fund	41,132	$839,092
CCD	Calamos Dynamic Convertible & Income Fund	38,116	$813,776
BCV	Bancroft Fund Ltd	35,881	$772,876
RQI	Cohen & Steers Quality Income Realty Fund Inc	63,993	$771,115
ITRN	Ituran Location & Control Ltd.	14,753	$723,044
BIT	BlackRock Multi-Sector Income Trust	56,687	$709,721
VSAT	Viasat Inc	15,256	$698,724
SEI	Solaris Energy Infrastructure, Inc.	12,294	$694,733
LASR	Nlight, Inc.	10,729	$611,767
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BXMX	Nuveen S&P 500 BuyWrite Income Fund	1,306,523	$19,205,888
PK	Park Hotels & Resorts Inc.	121,961	$1,275,712
XPO	XPO, Inc.	8,384	$1,139,469
GAB	Gabelli Equity Trust Inc	185,326	$1,132,138
NSC	Norfolk Southern Corp	3,919	$1,131,493
EL	Estee Lauder Companies Inc	10,224	$1,070,657
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	58,383	$890,924
KIO	KKR Income Opportunities Fund	63,610	$737,239
ZTO	ZTO Express (Cayman) Inc.	34,468	$720,036
ZS	Zscaler, Inc.	3,196	$718,844
USA	Liberty All Star Equity Fund	86,088	$540,632
ACRE	Ares Commercial Real Estate Corp	108,827	$520,193
ETB	Eaton Vance Tax-Managed Buy-Write Income Fund	32,027	$489,052
EXAS	EXACT SCIENCES CORP	4,685	$475,808
IGR	Cbre Global Real Estate Income Fund	98,381	$430,908
TGNA	TEGNA INC	15,735	$305,416
KVUE	Kenvue Inc.	17,646	$304,393
HEQ	John Hancock Diversified Income Fund	22,424	$241,058
SID	National Steel Co	116,350	$186,160
SOLV	Solventum Corp	1,780	$141,047
NVR	Nvr Inc	17	$123,977
LEN	Lennar Corp /New/	931	$95,706
TOL	Toll Brothers, Inc.	576	$77,886
ORI	Old Republic International Corp	1,606	$73,297
CUBE	CubeSmart	1,713	$61,753
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,399 positions · $5,883,316,494 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,399 positions by value · page 1 of 28

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Reduced	556,253	-41,110	$159,956,112	−14.5%	2.72%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	746,280	-26,380	$155,427,735	−12.9%	2.64%
AAPL	Apple Inc. Technology	Reduced	525,365	-22,351	$133,332,383	−10.5%	2.27%
MSFT	Microsoft Corp Technology	Reduced	274,697	-6,735	$101,684,588	−25.3%	1.73%
WMT	Walmart Inc. Consumer Defensive	Reduced	749,714	-57,588	$93,174,455	+3.6%	1.58%
META	Meta Platforms, Inc. Communication Services	Reduced	151,808	-2,643	$86,853,911	−14.8%	1.48%
VZ	Verizon Communications Inc Communication Services	Reduced	1,199,801	-35,624	$60,230,010	+19.7%	1.02%
V	Visa Inc. Financial Services	Reduced	192,243	-3,442	$58,103,524	−15.3%	0.99%
MA	Mastercard Inc Financial Services	Reduced	112,999	-3,165	$56,461,080	−14.9%	0.96%
AVGO	Broadcom Inc. Technology	Reduced	136,680	-12,018	$42,303,826	−17.8%	0.72%
MRK	Merck & Co., Inc. Healthcare	Added	349,476	+6,787	$42,038,468	+16.5%	0.71%
JNJ	Johnson & Johnson Healthcare	Reduced	166,776	-13,108	$40,766,725	+9.5%	0.69%
SHOP	Shopify Inc. Technology	Reduced	339,637	-6,652	$40,287,740	−27.7%	0.68%
CVX	Chevron Corp Energy	Reduced	192,254	-834	$39,777,352	+35.2%	0.68%
IBM	International Business Machines Corp Technology	Reduced	158,446	-5,579	$38,405,725	−21.0%	0.65%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	37,305	+979	$37,171,821	+18.7%	0.63%
GLW	Corning Inc /Ny Technology	Reduced	270,186	-38,046	$36,737,190	+36.1%	0.62%
AMGN	Amgen Inc Healthcare	Reduced	103,779	-3,101	$36,514,641	+4.4%	0.62%
T	At&T Inc. Communication Services	Reduced	1,251,122	-79,622	$36,270,026	+9.7%	0.62%
CSCO	Cisco Systems, Inc. Technology	Reduced	460,735	-57,521	$35,748,428	−10.5%	0.61%
UPS	United Parcel Service Inc Industrials	Added	346,633	+23,348	$34,101,754	+6.3%	0.58%
TXN	Texas Instruments Inc Technology	Added	170,722	+9,951	$33,143,969	+18.8%	0.56%
TMUS	T-Mobile US, Inc. Communication Services	Added	148,260	+919	$31,139,047	+4.1%	0.53%
AXP	American Express Co Financial Services	Reduced	102,153	-3,682	$30,899,239	−21.1%	0.53%
NVDA	Nvidia Corp Technology	Added	166,070	+7,390	$28,962,608	−2.1%	0.49%
KO	Coca Cola Co Consumer Defensive	Reduced	380,240	-2,063	$28,917,252	+8.2%	0.49%
HD	Home Depot, Inc. Consumer Cyclical	Added	86,384	+6,342	$28,410,833	+3.2%	0.48%
KYN	Kayne Anderson Energy Infrastructure Fund, Inc. Financial Services	Added	1,915,888	+73,231	$27,358,880	+19.9%	0.47%
GEV	GE Vernova Inc. Industrials	Reduced	30,896	-2,584	$26,969,118	+23.3%	0.46%
LMT	Lockheed Martin Corp Industrials	Reduced	42,991	-2,735	$25,983,330	+17.5%	0.44%
PFE	Pfizer Inc Healthcare	Reduced	881,273	-36,540	$24,746,145	+8.3%	0.42%
PWR	Quanta Services, Inc. Industrials	Reduced	44,835	-2,277	$24,615,311	+23.8%	0.42%
GS	Goldman Sachs Group Inc Financial Services	Reduced	29,001	-179	$24,534,555	−4.3%	0.42%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	168,405	+5,360	$24,324,418	+4.1%	0.41%
PH	Parker-Hannifin Corp Industrials	Added	26,982	+1,299	$24,155,365	+7.0%	0.41%
CMI	Cummins Inc Industrials	Reduced	44,229	-100	$23,796,086	+5.2%	0.40%
CMCSA	Comcast Corp Communication Services	Added	814,104	+102,387	$23,372,925	+17.2%	0.40%
CLS	Celestica Inc Technology	Reduced	82,858	-5,062	$23,339,441	−10.2%	0.40%
NEE	Nextera Energy Inc Utilities	Added	242,947	+6,663	$22,564,917	+19.0%	0.38%
JPM	Jpmorgan Chase & Co Financial Services	Added	76,505	+593	$22,504,710	−8.0%	0.38%
APH	Amphenol Corp /De/ Technology	Reduced	177,437	-7,912	$22,419,164	−10.5%	0.38%
MU	Micron Technology Inc Technology	Added	64,483	+4,819	$21,784,936	+27.9%	0.37%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	155,253	-7,370	$21,637,610	+8.4%	0.37%
TYG	Tortoise Energy Infrastructure Corp Financial Services	Added	422,473	+40,861	$21,060,279	+34.9%	0.36%
MUC	Blackrock Muniholdings California Quality Fund, Inc. Financial Services	Added	1,991,413	+640,171	$20,710,695	+44.6%	0.35%
LLY	ELI LILLY & Co Healthcare	Reduced	22,367	-360	$20,572,495	−15.8%	0.35%
PLTR	Palantir Technologies Inc. Technology	Added	139,872	+8,480	$20,460,476	−12.4%	0.35%
RTX	RTX Corp Industrials	Added	102,208	+1,368	$19,715,923	+6.6%	0.34%
FDX	Fedex Corp Industrials	Reduced	67,898	-1,345	$19,487,438	+20.9%	0.33%
NAC	Nuveen California Quality Municipal Income Fund Financial Services	Added	1,649,774	+300,225	$19,219,867	+20.6%	0.33%