SPXX · Nuveen S&P 500 Dynamic Overwrite Fund · Holdings

$18.84 +0.06 (+0.32%)

Market Cap

$337.60M

17.98M

Volume · Oct 21 49.37K Avg daily vol (3M) 227.03K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SPXX: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 231

Total Value: $815,554,600

Total Shares: 43,771,085

Showing 1–100 of 231 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 232 13F filers

Top Holder

28.6%

of institutional value

Top 5

48.8%

of institutional value

Top 10

67.3%

of institutional value

HHI

1,013

Broadly held

Who Holds SPXX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 231 filers, like-for-like change +1.0%; actively managed books +0.6%; index-like books +2.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	25.5%	144	+2.0%	14	14
Exempt adviser	0.0%	1	-47.4%	0	0
Adviser	6.2%	5	+1.0%	0	0
Bank	14.3%	13	-4.5%	0	0
Broker-dealer	4.6%	1	+1.2%	0	0
Holding company	34.5%	3	+4.1%	0	0
Unknown	14.9%	64	-1.9%	8	5

Style	Share	Filers	Change	New	Exited
Index-like	28.6%	2	+2.0%	0	0
Systematic-like	0.7%	5	+100.6%	1	0
Concentrated	4.2%	44	+4.0%	7	6
Diversified active	66.4%	180	-0.2%	14	13
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	76.0%	162	-2.3%	17	14
Medium turnover	18.6%	37	+19.3%	1	2
High turnover	3.4%	13	-7.5%	4	3
Unknown	2.0%	19	+0.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.6%	22	+20.5%	2	0
Medium horizon	9.2%	47	+9.3%	3	4
Long horizon	79.2%	151	-1.2%	14	13
Unknown	7.9%	11	+7.6%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	11.9%	94	+8.5%	8	8
$1B to $10B	13.9%	73	+9.3%	10	7
$10B to $100B	15.6%	44	-4.4%	3	2
$100B or more	58.5%	20	-0.7%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	11.8%	121	-11.8%	13	12
Pooled investment vehicles	8.0%	7	+31.5%	1	1
Registered funds and BDCs	4.3%	4	+0.3%	0	1
Pension and profit sharing plans	1.0%	5	+3.2%	0	0
Corporations	0.0%	2	-0.1%	0	0
Diversified	0.4%	5	+27.7%	0	0
Unknown	74.5%	87	+0.6%	8	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	9.7%	16	+22.5%	2	2
Private equity funds	1.0%	7	+313.6%	1	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.4%	2	-16.0%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	3.6%	9	-22.4%	1	1
Mixed private funds	0.2%	2	+14.0%	0	0
No private funds	10.6%	107	-8.6%	10	10
Unknown	74.5%	86	+0.7%	8	5

Location	Share	Filers	Change	New	Exited
United States	94.6%	225	+1.4%	21	19
Outside the US	5.4%	6	-5.5%	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

231 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.73% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.012%

Mar 31, 2026: 1

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

67.3%

of 13F shares, Herfindahl 0.101

Active holders

+0.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 17.3 quarters

Under 1 year 30.6% 1 to 3 years 6.99% 3 years or more 62.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$17.56

estimated per share

Mar 31, 2026: $17.52

Quarter-end price

$18.64

implied by 13F values

Estimated gain or loss

+6.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 34.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of SPXX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.21% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	10.21%	+8.92 pp	1,836,056	1
Active ETFs	3.17%	+3.11 pp	569,832	4
Active funds	0.97%	-0.01 pp	174,433	5
Unclassified	0.00%	0.00 pp	0	0
All registered funds	14.35%	+12.02 pp	2,580,321	10

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 141 Exempt adviser 1 Adviser 5 Bank 13 Broker-dealer 1 Holding company 3 Unknown 67

Showing 100 of 231

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$232,494,165

28.51%

12,472,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	11,026,953	$205,542,403	88.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,445,910	$26,951,762	11.6%	Defined

WELLS FARGO & COMPANY/MN

$45,485,905

5.58%

2,440,231

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	768,473	$14,324,336	31.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,671,758	$31,161,569	68.5%	Defined

Saba Capital Management, L.P.

$44,139,930

5.41%

2,368,022

LPL Financial LLC

$37,225,459

4.56%

1,997,074

Invesco Ltd.

$37,051,286

4.54%

1,987,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	115,348	$2,150,086	5.8%	Defined
Invesco Capital Management LLC	1,872,382	$34,901,200	94.2%	Defined

Allspring Global Investments Holdings, LLC

$36,378,700

4.46%

1,951,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,951,647	$36,378,700	100.0%	Defined

UBS Group AG

$33,737,244

4.14%

1,809,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,790,269	$33,370,614	98.9%	Defined
UBS AG	19,669	$366,630	1.1%	Defined

RAYMOND JAMES FINANCIAL INC

$33,306,323

4.08%

1,786,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	400,843	$7,471,713	22.4%	Defined
Raymond James Financial Services Advisors, Inc.	1,363,863	$25,422,406	76.3%	Defined
RAYMOND JAMES TRUST N.A.	22,114	$412,204	1.2%	Defined

BANK OF AMERICA CORP /DE/

$24,184,859

2.97%

1,297,471

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,297,471	$24,184,859	100.0%	Defined

Advisors Asset Management, Inc.

$22,999,597

2.82%

1,233,884

GUGGENHEIM CAPITAL LLC

$17,468,308

2.14%

937,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	934,641	$17,421,708	99.7%	Defined
SECURITY INVESTORS LLC	2,500	$46,600	0.3%	Defined

OSAIC HOLDINGS, INC.

$11,194,492

1.37%

600,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	572,626	$10,673,748	95.3%	Defined
CW Advisors, LLC	21,934	$408,849	3.7%	Sole
Osaic Advisory Services, LLC	6,003	$111,895	1.0%	Defined

Cambridge Investment Research Advisors, Inc.

$11,165,770

1.37%

599,022

ROYAL BANK OF CANADA

$8,388,130

1.03%

450,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	450,007	$8,388,130	100.0%	Defined

STIFEL FINANCIAL CORP

$8,140,758

1.00%

436,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	425,634	$7,933,817	97.5%	Defined
1919 Investment Counsel, LLC	11,102	$206,941	2.5%	Defined

ABSOLUTE INVESTMENT ADVISERS, LLC

$7,865,819

0.96%

421,986

AMERIPRISE FINANCIAL INC

$7,844,978

0.96%

420,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	420,492	$7,837,970	99.9%	Defined
Ameriprise Bank, FSB	376	$7,008	0.1%	Defined

GatePass Capital, LLC

$6,895,868

0.85%

369,950

Twelve Points Wealth Management LLC

$6,432,999

0.79%

345,118

Almitas Capital LLC

$6,093,546

0.75%

326,907

Hennion & Walsh Asset Management, Inc.

$5,688,910

0.70%

307,675

Capital Investment Advisors, LLC

$5,523,609

0.68%

296,331

Janney Montgomery Scott LLC

$5,284,626

0.65%

283,510

Shaker Financial Services, LLC

$4,923,905

0.60%

266,301

COMMONWEALTH EQUITY SERVICES, LLC

$4,520,871

0.55%

242,536

Cetera Investment Advisers

$4,277,022

0.52%

229,454

Logan Stone Capital, LLC

$4,264,682

0.52%

228,792

&PARTNERS

$3,831,787

0.47%

205,568

WOLVERINE ASSET MANAGEMENT LLC

$3,774,096

0.46%

202,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	202,473	$3,774,096	100.0%	Defined

MONECO ADVISORS, LLC

$3,704,700

0.45%

198,750

Bulldog Investors, LLP

$3,496,342

0.43%

187,572

Quarry LP

$3,302,467

0.40%

177,171

Sage Capital Management, LLC

$2,982,584

0.37%

161,308

Altium Capital Management LLC

$2,933,842

0.36%

157,395

1607 Capital Partners, LLC

$2,907,634

0.36%

155,989

MML INVESTORS SERVICES, LLC

$2,808,936

0.34%

150,694

Shulman DeMeo Asset Management LLC

$2,781,099

0.34%

150,411

TWO SIGMA INVESTMENTS, LP

$2,637,671

0.32%

141,506

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$2,599,645

0.32%

139,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	25,928	$483,297	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	72,394	$1,349,424	51.9%	Defined
Held directly	41,144	$766,924	29.5%	Sole

NewEdge Advisors, LLC

$2,593,234

0.32%

139,122

Advisory Advocates, LLC

$2,508,925

0.31%

134,599

ENVESTNET ASSET MANAGEMENT INC

$2,503,258

0.31%

134,295

FORTEM FINANCIAL GROUP, LLC

$2,159,317

0.26%

116,783

PARK AVENUE SECURITIES LLC

$2,107,960

0.26%

113,088

PMG Family Office LLC

$2,069,955

0.25%

111,950

Cypress Capital Management LLC (WY)

$2,057,483

0.25%

110,380

Focus Partners Wealth

$2,043,745

0.25%

109,643

LIGHTHOUSE FINANCIAL SERVICES INC /ADV

$2,022,402

0.25%

108,498

Kestra Advisory Services, LLC

$1,942,642

0.24%

104,219

Prospera Financial Services Inc

$1,897,757

0.23%

101,811

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$1,836,878

0.23%

98,545

TPG Advisors LLC

$1,797,856

0.22%

97,234

Private Advisor Group, LLC

$1,764,630

0.22%

94,669

FORTERIS WEALTH MANAGEMENT INC.

$1,730,996

0.21%

93,618

D.A. DAVIDSON & CO.

$1,670,554

0.20%

89,622

Dynamic Advisor Solutions LLC

$1,452,518

0.18%

78,557

FIFTH THIRD BANCORP

$1,452,261

0.18%

77,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	77,911	$1,452,261	100.0%	Defined

Ionic Capital Management LLC

$1,423,518

0.17%

76,369

ISLAY CAPITAL MANAGEMENT, LLC

$1,414,189

0.17%

76,484

HighTower Advisors, LLC

$1,411,793

0.17%

75,740

Concurrent Investment Advisors, LLC

$1,410,158

0.17%

76,266

Moors & Cabot, Inc.

$1,399,975

0.17%

75,106

Integrated Wealth Concepts LLC

$1,331,548

0.16%

71,435

ASHTON THOMAS SECURITIES, LLC

$1,272,180

0.16%

68,250

Patten Group, Inc.

$1,225,896

0.15%

65,767

Allworth Financial LP

$1,219,372

0.15%

65,417

Tyche Wealth Partners LLC

$1,209,829

0.15%

64,905

DAVENPORT & Co LLC

$1,122,842

0.14%

60,727

High Point Wealth Management, LLC

$1,120,636

0.14%

60,120

Blake Schutter Theil Wealth Advisors, LLC

$1,069,507

0.13%

57,377

Compound Planning, Inc.

$1,066,170

0.13%

57,198

TRUIST FINANCIAL CORP

$1,064,679

0.13%

57,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	57,118	$1,064,679	100.0%	Defined

Baird Financial Group, Inc.

$1,040,558

0.13%

55,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	55,346	$1,031,649	99.1%	Defined
BAIRD TRUST Co	478	$8,909	0.9%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$978,972

0.12%

52,520

IMC-Chicago, LLC

$936,715

0.11%

50,253

SIMS INVESTMENT MANAGEMENT, LLC

$933,042

0.11%

50,462

Rockefeller Capital Management L.P.

$884,617

0.11%

47,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	47,458	$884,617	100.0%	Defined

Richmond Investment Services, LLC

$859,378

0.11%

46,104

Steward Partners Investment Advisory, LLC

$838,110

0.10%

44,963

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

$822,266

0.10%

44,113

WORLD EQUITY GROUP, INC.

$814,484

0.10%

44,050

XTX Topco Ltd

$808,920

0.10%

43,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	43,397	$808,920	100.0%	Defined

Alteri Wealth LLC

$806,329

0.10%

43,258

PUFF WEALTH MANAGEMENT, LLC

$789,264

0.10%

42,686

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$783,569

0.10%

42,037

Venture Visionary Partners LLC

$771,106

0.09%

41,704

Western Wealth Management, LLC

$755,609

0.09%

40,537

UMB Bank, n.a.

$742,338

0.09%

39,825

PNC FINANCIAL SERVICES GROUP, INC.

$707,536

0.09%

37,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,667	$31,072	4.4%	Defined
PNC Wealth Management LLC	36,291	$676,464	95.6%	Defined

IFP Advisors, Inc

$695,297

0.09%

37,604

Calamos Advisors LLC

$686,362

0.08%

36,822

Spire Wealth Management

$683,752

0.08%

36,682

NBC SECURITIES, INC.

$680,248

0.08%

36,494

Investment Partners Asset Management, Inc.

$672,111

0.08%

36,350

World Investment Advisors

$670,201

0.08%

35,955

Summit Financial, LLC

$669,418

0.08%

35,913

Focused Wealth Management, Inc

$653,723

0.08%

35,071

DIVERSIFY WEALTH MANAGEMENT, LLC

$652,863

0.08%

35,309

Diversify Advisory Services, LLC

$652,863

0.08%

35,309

WEDBUSH SECURITIES INC

$649,566

0.08%

34,848

Showing the top 100 of 231 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1338561 CUSIP 6706EW100 13F (30d) 45 filings 45 filers Visit website