PUFF WEALTH MANAGEMENT, LLC

Registered adviser

CIK

2052736

Location

Haddonfield, NJ

Portfolio Value

Micro $97,986,037

Diversification

Diversified

Filing Date

Global Rank

#8,354 / 8,811 ▼ 34 · as of Jun 2026

Top Industry

Consumer Electronics 22.6%

Period ended 21 days ago

Filed Oct 7, 2026 · 14d

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 298177

Roster of Oct 1, 2026

Regulatory AUM

$134,826,592

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$134,826,592	Individuals and high net worth (98%)
Feb 2025 to Feb 2026	$104,878,699	Individuals and high net worth (97%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.0%, 16.1 effective positions, active share 72.6% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Medium horizon

Value-weighted holding period 5.5 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 72.6%; sector active share 58.6% against the combined 13F book's sector weights.

Over time 6 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

80 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.8%

+1.8 pts

Top 5

40.8%

−0.7 pts

Top 10

58.0%

−1.0 pts

HHI

674

Diversified+51

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	68.9%	$67,469,959	51
Technology	13.0%	$12,715,686	6
Communication Services	5.8%	$5,646,452	4
Consumer Cyclical	3.3%	$3,282,208	3
Financial Services	3.0%	$2,974,391	5
Industrials	2.5%	$2,450,151	4
Healthcare	2.1%	$2,035,721	4
Energy	1.2%	$1,196,459	2
Consumer Defensive	0.2%	$215,010	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TUSI	Touchstone ETF Trust-Touchstone Ultra Short Income ETF	+69,083	111,746	$2,818,234
AGGA	EA Astoria Dynamic Core US Fixed Income ETF	+44,854	320,182	$7,803,475
GQQQ	Astoria US Quality Growth Kings ETF	+24,226	218,101	$7,861,668
PPI	Astoria Real Assets ETF	+23,078	179,865	$3,595,681
RDFI	Rareview Dynamic Fixed Income ETF	+22,690	128,465	$2,784,607
PYLD		+16,496	124,819	$3,169,154
QQQI	NEOS Nasdaq-100(R) High Income ETF	+7,957	44,667	$2,481,251
ROE	Astoria US Equal Weight Quality Kings ETF	+7,846	73,570	$3,132,242
SPYI	NEOS S&P 500(R) High Income ETF	+7,231	42,094	$2,238,137
DMBS	DoubleLine Mortgage ETF	+7,112	69,682	$3,226,973
IDV	iShares International Select Dividend ETF	+5,946	34,720	$0
ALLW	SSGA Active Trust	+5,485	53,541	$1,529,666
AMLP	Alerian MLP ETF	+4,453	26,457	$1,372,324
DVYE	iShares Trust	+3,741	20,782	$0
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	+3,725	35,195	$960,119
IEMG	iShares Trust	+3,639	28,597	$0
—		+3,378	34,238	$0
CGDG	Capital Group Dividend Growers ETF	+2,546	15,831	$586,221
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+2,505	21,742	$1,951,561
ENFR	Alerian Energy Infrastructure ETF	+2,456	15,710	$575,771
KBWB	Invesco Ltd.	+1,560	13,796	$0
UTES	Virtus Reaves Utilities ETF	+617	4,577	$321,213
DVY	iShares Select Dividend ETF	+613	3,813	$0
AAPL	Apple Inc.	+478	20,691	$6,890,516
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+342	1,404	$248,662
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−21,412	64,948	$3,261,039
UCON	First Trust Smith Unconstrained Bond ETF	−12,902	41,555	$986,723
TSEL	Touchstone ETF Trust-Touchstone Sands Capital US Select Growth ETF	−9,408	27,711	$822,088
EMLP	First Trust North American Energy Infrastructure Fund	−8,674	40,276	$1,650,913
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	−8,578	42,686	$789,264
FPE	First Trust Preferred Securities and Income ETF	−8,326	37,747	$643,586
FTHI	First Trust BuyWrite Income ETF	−6,708	29,144	$687,506
DEED	First Trust Securitized Plus ETF	−4,447	14,962	$303,279
FTSL	First Trust Senior Loan Fund	−3,137	15,378	$685,397
AIRR	First Trust Exchange-Traded Fund VI	−3,037	23,469	$2,422,939
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	−2,581	9,673	$465,658
FTXO	First Trust Nasdaq Bank ETF	−2,394	16,621	$643,232
FTCS	First Trust Capital Strength ETF	−1,497	3,888	$364,888
AVUV	Avantis U.S. Small Cap Value ETF	−1,302	15,179	$1,787,630
FDL	First Trust Morningstar Dividend Leaders Index Fund	−679	4,718	$231,700
SPGP	Victory Portfolios II	−357	2,463	$0
MU	Micron Technology Inc	−343	288	$306,751
GOOGL	Alphabet Inc.	−328	3,468	$1,193,269
NVDA	Nvidia Corp	−212	15,740	$3,594,701
QQQ	Invesco Qqq Trust, Series 1	−137	495	$366,186
FPX	First Trust US Equity Opportunities ETF	−105	1,327	$236,444
TD	Toronto Dominion Bank	−100	2,580	$303,227
WMT	Walmart Inc.	−98	2,069	$215,010
AMZN	Amazon Com Inc	−48	11,096	$2,764,568
GOOG	Alphabet Inc.	−44	3,791	$1,291,745
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	10,693	$1,613,145
IQGR		62,221	$1,562,680
LMT	Lockheed Martin Corp	528	$268,884
FBTC	Fidelity Wise Origin Bitcoin Fund	3,448	$250,462
JNJ	Johnson & Johnson	779	$206,232
NFLX	Netflix Inc	2,882	$200,529
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
KLAC	Kla Corp	1,217	$367,181
WDC	Western Digital Corp	564	$360,238
INTC	Intel Corp	1,541	$215,169
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

80 tracked positions · $97,986,037 total · filing declares 80 positions · $105,938,024 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 80 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GQQQ	Astoria US Quality Growth Kings ETF	Added	218,101	+24,226	$7,861,668	+11.6%	8.02%
AGGA	EA Astoria Dynamic Core US Fixed Income ETF	Added	320,182	+44,854	$7,803,475	+12.8%	7.96%
AAPL	Apple Inc. Technology	Added	20,691	+478	$6,890,516	+17.8%	7.03%
PPI	Astoria Real Assets ETF	Added	179,865	+23,078	$3,595,681	—	3.67%
NVDA	Nvidia Corp Technology	Reduced	15,740	-212	$3,594,701	+12.6%	3.67%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	64,948	-21,412	$3,261,039	−25.1%	3.33%
DMBS	DoubleLine Mortgage ETF	Added	69,682	+7,112	$3,226,973	+5.1%	3.29%
PYLD		Added	124,819	+16,496	$3,169,154	+10.3%	3.23%
ROE	Astoria US Equal Weight Quality Kings ETF	Added	73,570	+7,846	$3,132,242	+11.8%	3.20%
META	Meta Platforms, Inc. Communication Services	Added	4,083	+35	$2,960,909	+29.9%	3.02%
TUSI	Touchstone ETF Trust-Touchstone Ultra Short Income ETF	Added	111,746	+69,083	$2,818,234	+161.5%	2.88%
RDFI	Rareview Dynamic Fixed Income ETF	Added	128,465	+22,690	$2,784,607	+10.5%	2.84%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	11,096	-48	$2,764,568	+4.1%	2.82%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Added	44,667	+7,957	$2,481,251	+19.0%	2.53%
AIRR	First Trust Exchange-Traded Fund VI	Reduced	23,469	-3,037	$2,422,939	−31.4%	2.47%
SPYI	NEOS S&P 500(R) High Income ETF	Added	42,094	+7,231	$2,238,137	+20.9%	2.28%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	21,742	+2,505	$1,951,561	+15.4%	1.99%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	15,179	-1,302	$1,787,630	−13.1%	1.82%
EMLP	First Trust North American Energy Infrastructure Fund	Reduced	40,276	-8,674	$1,650,913	−22.5%	1.68%
SPCX	Space Exploration Technologies Corp Industrials	NEW	10,693	NEW	$1,613,145	NEW	1.65%
IQGR		NEW	62,221	NEW	$1,562,680	NEW	1.59%
ALLW	SSGA Active Trust	Added	53,541	+5,485	$1,529,666	+8.7%	1.56%
AMLP	Alerian MLP ETF	Added	26,457	+4,453	$1,372,324	—	1.40%
GOOG	Alphabet Inc. Communication Services	Reduced	3,791	-44	$1,291,745	−4.7%	1.32%
MSFT	Microsoft Corp Technology	Added	2,506	+173	$1,285,327	+47.7%	1.31%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,691	+41	$1,221,093	+2.2%	1.25%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,468	-328	$1,193,269	−12.0%	1.22%
UCON	First Trust Smith Unconstrained Bond ETF	Reduced	41,555	-12,902	$986,723	−27.2%	1.01%
ABBV	AbbVie Inc. Healthcare	Reduced	3,757	-30	$982,793	+3.1%	1.00%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	35,195	+3,725	$960,119	+7.5%	0.98%
TSEL	Touchstone ETF Trust-Touchstone Sands Capital US Select Growth ETF	Reduced	27,711	-9,408	$822,088	−25.0%	0.84%
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund Financial Services	Reduced	42,686	-8,578	$789,264	−17.4%	0.81%
XOM	ExxonMobil Holdings Corp Energy	Reduced	4,571	-42	$743,930	+18.0%	0.76%
FTHI	First Trust BuyWrite Income ETF	Reduced	29,144	-6,708	$687,506	−19.6%	0.70%
FTSL	First Trust Senior Loan Fund	Reduced	15,378	-3,137	$685,397	−17.3%	0.70%
V	Visa Inc. Financial Services	Reduced	1,839	-13	$660,807	+4.0%	0.67%
FPE	First Trust Preferred Securities and Income ETF	Reduced	37,747	-8,326	$643,586	−21.9%	0.66%
FTXO	First Trust Nasdaq Bank ETF	Reduced	16,621	-2,394	$643,232	−18.2%	0.66%
FTGC	First Trust Global Tactical Commodity Strategy Fund	Added	20,551	+67	$628,655	+13.5%	0.64%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	7,764	-18	$607,843	−3.6%	0.62%
CGDG	Capital Group Dividend Growers ETF	Added	15,831	+2,546	$586,221	+17.6%	0.60%
ENFR	Alerian Energy Infrastructure ETF	Added	15,710	+2,456	$575,771	—	0.59%
FDN	First Trust Dow Jones Internet Index Fund	Reduced	1,931	-20	$556,996	+7.8%	0.57%
ABT	Abbott Laboratories Healthcare	Reduced	5,090	-19	$503,044	+8.5%	0.51%
EIPI	FT Energy Income Partners Enhanced Income ETF	Added	22,346	+316	$475,746	−1.1%	0.49%
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	Reduced	9,673	-2,581	$465,658	−24.8%	0.48%
IBIT	iShares Bitcoin Trust ETF	Held	9,575	0	$453,280	+42.2%	0.46%
CVX	Chevron Corp Energy	Held	2,216	0	$452,529	+23.2%	0.46%
QQQ	Invesco Qqq Trust, Series 1	Reduced	495	-137	$366,186	−21.3%	0.37%
FTCS	First Trust Capital Strength ETF	Reduced	3,888	-1,497	$364,888	−27.9%	0.37%

Showing the top 50 of 80 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.