Prosperity Wealth Management, Inc.

Registered adviser

CIK

1991463

Location

San Ramon, CA

Portfolio Value

Small $297,831,323

Diversification

Diversified

Filing Date

Global Rank

#4,932 / 8,854 ▼ 85 · as of Dec 2025

Top Industry

Software - Infrastructure 14.2%

Period ended 10 months ago

Filed Mar 27, 2026 · 8mo

13 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 174328

Roster of Nov 1, 2026

Regulatory AUM

$483,606,925

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$483,606,925	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$442,192,443	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$243,370,500	Individuals and high net worth (99%)
May 2023 to Mar 2024	$217,168,317	Individuals and high net worth (100%)
Apr 2023	$217,168,317	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$232,571,980	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Fundamental active, Wealth management / planning, Value, Fixed income / rates Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Fundamental active: We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indicating it may be a good time to buy) or overpriced (indicating it may be time to sell).
Wealth management / planning: We examine the experience, expertise, investment philosophies, and past performance of independent third-party investment managers in an attempt to determine if that manager has demonstrated an ability to invest over a period of time and in different economic conditions.
Value: Typically, we employ this sub-strategy when we believe the securities to be well valued
Fixed income / rates: We generally invest client’s cash balances in money market funds, FDIC Insured Certificates of Deposit, high-grade commercial paper and/or government backed debt instruments.

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2025, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.3%, 21.2 effective positions, active share 67.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

62.5% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 9.1 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 67.4%; sector active share 44.1% against the combined 13F book's sector weights.

Over time 13 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

251 tracked positions · as of Dec 31, 2025 · Δ vs Sep 30, 2025

Top Position

18.5%

+1.1 pts

Top 5

34.2%

+0.8 pts

Top 10

46.3%

+0.9 pts

HHI

472

Diversified+37

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2025

Sector	% Portfolio	Value	Positions
Unclassified	56.5%	$168,388,462	124
Technology	19.0%	$56,500,607	43
Consumer Cyclical	6.4%	$18,939,461	17
Financial Services	5.2%	$15,409,616	22
Industrials	3.3%	$9,683,851	12
Communication Services	3.1%	$9,172,617	7
Healthcare	2.8%	$8,203,170	10
Energy	1.4%	$4,153,710	4
Utilities	1.3%	$3,803,439	4
Consumer Defensive	0.6%	$1,825,897	4
Basic Materials	0.4%	$1,129,310	2
Real Estate	0.2%	$621,183	2

Last Quarter's Activity

Export CSV

Dec 31, 2025 vs Sep 30, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	+59,079	970,709	$26,121,779
FNDX	Schwab Fundamental U.S. Large Company ETF	+33,293	113,931	$3,100,062
SCHG	Schwab U.S. Large-Cap Growth ETF	+26,558	749,659	$24,453,876
TQQQ	ProShares UltraPro QQQ	+17,776	37,859	$1,995,926
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+14,200	30,000	$507,600
GOF	Guggenheim Strategic Opportunities Fund	+11,632	33,416	$430,398
BSCV		+10,000	20,775	$346,838
ALLT	Allot Ltd.	+9,900	36,300	$356,829
GBTC	Grayscale Bitcoin Trust ETF	+9,404	35,492	$2,426,233
VG	Venture Global, Inc.	+8,968	22,297	$152,065
NFLX	Netflix Inc	+8,853	9,735	$912,753
VEA	Vanguard FTSE Developed Markets ETF	+8,762	20,082	$1,254,522
SSO	ProShares Ultra S&P500	+7,305	14,641	$848,006
CGGR	Capital Group Growth ETF	+7,075	16,022	$712,498
CGGO	Capital Group Global Growth Equity ETF	+6,717	13,463	$466,492
QLD	ProShares Ultra QQQ	+6,617	13,261	$933,707
PDI	PIMCO Dynamic Income Fund	+5,967	24,781	$438,871
BSCY		+5,900	19,275	$405,160
RSP	Victory Portfolios II	+5,239	10,589	$2,028,428
KARO	Karooooo Ltd.	+5,185	13,000	$591,500
WMT	Walmart Inc.	+5,048	10,782	$1,201,222
CGUS	Capital Group Core Equity ETF	+4,933	11,542	$464,334
IBIT	iShares Bitcoin Trust ETF	+4,471	9,622	$477,732
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+3,751	7,031	$1,012,253
NLY	Annaly Capital Management Inc	+3,401	17,760	$397,113
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MVIS	Microvision, Inc.	−32,000	729,899	$605,816
SQQQ	ProShares UltraPro Short QQQ	−28,600	4,850	$332,225
PTY	Pimco Corporate & Income Opportunity Fund	−22,118	73,662	$950,239
FSK	FS KKR Capital Corp	−19,688	28,023	$415,020
—		−18,985	6,589	$902,297
LRGG	Nomura Focused Large Growth ETF	−13,180	76,514	$2,264,814
—		−12,076	32,173	$942,025
PG	PROCTER & GAMBLE Co	−11,643	2,280	$326,746
APLD	Applied Digital Corp.	−11,400	15,600	$382,512
OSCR	Oscar Health, Inc.	−10,576	20,691	$297,329
QBTS	D-Wave Quantum Inc.	−10,550	13,485	$352,632
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	−8,269	223,856	$5,298,671
FFTY	Sageworth Trust Co	−8,252	8,797	$306,223
SHOP	Shopify Inc.	−5,955	8,210	$1,321,563
IUS	Invesco RAFI Strategic US ETF	−5,685	123,101	$7,036,453
BUCK	Simplify Treasury Option Income ETF	−4,104	23,807	$564,344
SGOV	iShares 0-3 Month Treasury Bond ETF	−4,092	12,717	$1,276,532
MU	Micron Technology Inc	−4,075	5,538	$1,580,600
ANET	Arista Networks, Inc.	−3,868	18,744	$2,456,026
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	−3,071	9,128	$448,641
CONL	GraniteShares 2x Long COIN Daily ETF	−3,063	24,021	$351,907
IDV	iShares International Select Dividend ETF	−2,750	24,990	$985,855
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	−2,314	11,593	$415,493
BUFR	FT Vest Laddered Buffer ETF	−2,265	11,183	$383,129
APP	AppLovin Corp	−2,210	325	$218,991
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		24,090	$1,853,002
TSM	Taiwan Semiconductor Manufacturing Co Ltd	3,436	$1,044,166
MRVL	Marvell Technology, Inc.	11,730	$996,815
GGLS	Direxion Daily GOOGL Bear 1X Shares	146,289	$991,839
COHR	Coherent Corp.	5,343	$986,157
FIX	Comfort Systems USA Inc	1,025	$956,622
NEE	Nextera Energy Inc	11,515	$924,424
KALU	Kaiser Aluminum Corp	7,700	$884,422
GEHC	GE HealthCare Technologies Inc.	10,688	$876,629
CRM	Salesforce, Inc.	3,306	$875,792
ARM	Arm Holdings PLC	7,831	$856,006
MELI	Mercadolibre Inc	371	$747,290
ISRG	Intuitive Surgical Inc	1,172	$663,773
LOCO	El Pollo Loco Holdings, Inc.	62,700	$655,842
PTIR	GraniteShares 2x Long PLTR Daily ETF	23,525	$628,823
ONON	On Holding AG	13,100	$608,888
ILMN	Illumina, Inc.	4,520	$592,843
TMDX	TransMedics Group, Inc.	4,870	$592,435
AS	Amer Sports, Inc.	15,100	$563,985
FLEX	Flex Ltd.	9,300	$561,906
NET	Cloudflare, Inc.	2,845	$560,891
FVRR	Fiverr International Ltd.	27,700	$547,352
GDLC	Grayscale CoinDesk Crypto 5 ETF	12,900	$533,066
SDOW	ProShares UltraPro Short Dow30	15,831	$505,800
SBAR		19,329	$505,646
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		12,973	$2,265,215
HIBS	Direxion Daily S&P 500 High Beta Bear 3X Shares	249,733	$1,620,767
SOXS	Direxion Daily Semiconductor Bear 3X Shares	230,725	$1,192,848
PGR	Progressive Corp	4,755	$1,174,247
ORCL	Oracle Corp	3,862	$1,086,148
BAC	Bank Of America Corp	18,358	$947,089
LMAT	Lemaitre Vascular Inc	10,650	$931,981
PRIM	Primoris Services Corp	6,350	$872,045
LIF	Life360, Inc.	7,250	$770,675
VEEV	Veeva Systems Inc	2,580	$768,607
INTU	Intuit Inc.	1,102	$752,566
CRWV	CoreWeave, Inc.	5,400	$738,990
VRTX	Vertex Pharmaceuticals Inc	1,757	$688,111
TTD	Trade Desk, Inc.	13,999	$686,090
ZBRA	Zebra Technologies Corp	2,000	$594,320
ELF	e.l.f. Beauty, Inc.	4,300	$569,664
KNSA	Kiniksa Pharmaceuticals International, plc	13,900	$539,737
OPFI	OppFi Inc.	46,000	$521,180
IREN	IREN Ltd	10,900	$511,537
UNH	Unitedhealth Group Inc	1,468	$506,900
PYPL	PayPal Holdings, Inc.	7,295	$489,202
SERV	Serve Robotics Inc.	42,000	$488,460
NTES	NetEase, Inc.	3,100	$471,169
CMG	Chipotle Mexican Grill Inc	11,841	$464,048
LEVI	Levi Strauss & Co	18,950	$441,535
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

251 tracked positions · $297,831,323 total · filing declares 251 positions · $300,373,737 · as of Dec 31, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 251 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHX	Schwab U.S. Large-Cap ETF	Added	970,709	+59,079	$26,121,779	+8.8%	13	before history	8.77%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	749,659	+26,558	$24,453,876	+6.0%	13	before history	8.21%
VOO	VANGUARD 500 INDEX FUND	Added	24,104	+231	$15,116,341	+3.4%	13	before history	5.08%
QQQ	Invesco Qqq Trust, Series 1	Added	20,001	+591	$12,286,814	+5.4%	13	before history	4.13%
MSFT	Microsoft Corp Technology	Reduced	16,476	-713	$7,968,123	−10.5%	13	before history	2.68%
NVDA	Nvidia Corp Technology	Reduced	40,472	-663	$7,548,028	−1.7%	13	before history	2.53%
IUS	Invesco RAFI Strategic US ETF	Reduced	123,101	-5,685	$7,036,453	−1.0%	13	before history	2.36%
AMZN	Amazon Com Inc Consumer Cyclical	Added	24,995	+1,549	$5,769,345	+12.1%	13	before history	1.94%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Reduced	223,856	-8,269	$5,298,671	−4.6%	6	$23.65	1.78%
AAPL	Apple Inc. Technology	Reduced	18,133	-131	$4,929,637	+6.0%	13	before history	1.66%
PLTR	Palantir Technologies Inc. Technology	Added	27,530	+1,239	$4,893,457	+2.0%	13	before history	1.64%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Added	36,211	+1,399	$4,408,689	+5.1%	11	$89.43	1.48%
GOOGL	Alphabet Inc. Communication Services	Added	11,965	+1,029	$3,745,045	+40.9%	13	before history	1.26%
LLY	ELI LILLY & Co Healthcare	Added	3,314	+859	$3,561,489	+90.1%	11	$807.67	1.20%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	7,989	+274	$3,297,619	+6.2%	10	unpriced	1.11%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	113,931	+33,293	$3,100,062	+46.2%	3	$24.85	1.04%
META	Meta Platforms, Inc. Communication Services	Added	4,249	+263	$2,804,722	−4.2%	12	$496.12	0.94%
UPRO	ProShares UltraPro S&P500	Added	23,807	+26	$2,755,898	+3.9%	3	unpriced	0.93%
GS	Goldman Sachs Group Inc Financial Services	Reduced	2,965	-248	$2,606,235	+1.9%	4	$601.35	0.88%
DKNG	DraftKings Inc. Consumer Cyclical	Added	71,954	+2,957	$2,479,534	−3.9%	8	$40.11	0.83%
ANET	Arista Networks, Inc. Technology	Reduced	18,744	-3,868	$2,456,026	−25.5%	12	$65.92	0.82%
GBTC	Grayscale Bitcoin Trust ETF	Added	35,492	+9,404	$2,426,233	+3.6%	5	$76.98	0.81%
LRGG	Nomura Focused Large Growth ETF	Reduced	76,514	-13,180	$2,264,814	−16.0%	3	$26.78	0.76%
TRGP	Targa Resources Corp. Energy	Added	11,912	+1,052	$2,197,764	+20.8%	8	$100.92	0.74%
UBER	Uber Technologies, Inc Technology	Reduced	26,020	-290	$2,126,094	−17.5%	11	$62.75	0.71%
TSLA	Tesla, Inc. Consumer Cyclical	Added	4,543	+254	$2,043,077	+7.1%	12	$256.88	0.69%
RSP	Victory Portfolios II	Added	10,589	+5,239	$2,028,428	+99.9%	13	before history	0.68%
TQQQ	ProShares UltraPro QQQ	Added	37,859	+17,776	$1,995,926	−3.9%	13	before history	0.67%
BXMX	Nuveen S&P 500 BuyWrite Income Fund Financial Services	Added	126,381	+873	$1,857,796	+2.5%	13	before history	0.62%
		NEW	24,090	NEW	$1,853,002	NEW	1	$82.83	0.62%
AVGO	Broadcom Inc. Technology	Reduced	5,118	-114	$1,771,339	+2.6%	6	unpriced	0.59%
WYNN	Wynn Resorts Ltd Consumer Cyclical	Added	14,630	+1,503	$1,760,427	+4.6%	13	before history	0.59%
ASML	Asml Holding NV Technology	Added	1,609	+375	$1,721,404	+44.1%	8	$848.01	0.58%
IVV	iShares Core S&P 500 ETF	Added	2,495	+102	$1,708,925	+6.7%	13	before history	0.57%
GE	General Electric Co Industrials	Added	5,295	+170	$1,631,018	+5.8%	5	$194.01	0.55%
MU	Micron Technology Inc Technology	Reduced	5,538	-4,075	$1,580,600	−1.7%	3	$109.15	0.53%
VRT	Vertiv Holdings Co Industrials	Added	9,560	+536	$1,548,815	+13.8%	8	$91.42	0.52%
IBM	International Business Machines Corp Technology	Added	4,927	+893	$1,459,426	+28.2%	11	$225.78	0.49%
XOM	ExxonMobil Holdings Corp Energy	Reduced	11,295	-379	$1,359,240	+3.3%	13	before history	0.46%
SMH	VanEck Semiconductor ETF	Added	3,720	+667	$1,339,683	+34.5%	9	unpriced	0.45%
SHOP	Shopify Inc. Technology	Reduced	8,210	-5,955	$1,321,563	−37.2%	13	before history	0.44%
VST	Vistra Corp. Utilities	Added	8,096	+1,432	$1,306,127	+0.0%	5	$153.84	0.44%
TLTI	NEOS Enhanced Income 20+ Year Treasury Bond ETF	Added	27,779	+2,208	$1,279,778	+6.4%	3	$46.33	0.43%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	12,717	-4,092	$1,276,532	−24.6%	13	before history	0.43%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	2,689	-689	$1,260,495	−23.9%	12	$329.74	0.42%
VEA	Vanguard FTSE Developed Markets ETF	Added	20,082	+8,762	$1,254,522	+85.0%	6	$56.03	0.42%
AGGH	Simplify Exchange Traded Funds	Added	60,397	+1,096	$1,250,217	+1.8%	11	$20.94	0.42%
WMT	Walmart Inc. Consumer Defensive	Added	10,782	+5,048	$1,201,222	+103.3%	13	before history	0.40%
IWF	iShares Russell 1000 Growth ETF	Held	2,485	0	$1,176,150	+1.0%	8	unpriced	0.39%
EMEQ	Nomura Focused Emerging Markets Equity ETF	Added	27,492	+2,498	$1,105,178	+24.5%	3	$30.84	0.37%

Showing the top 50 of 251 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.