SMH · VanEck Semiconductor ETF · Holdings ETF

$551.63 +3.17 (+0.58%)

Volume · Oct 20 2.45M Avg daily vol (3M) 8.38M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 323

Total Value: $1,371,861,221

Total Shares: 2,426,949

Showing 1–100 of 332 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 323 13F filers · Δ vs Jun 30, 2026

Top Holder

8.8%

−10.6 pts

Top 5

27.6%

−26.0 pts

Top 10

40.4%

−26.8 pts

HHI

250

Broadly held−497

Who Holds SMH

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,561 filers, like-for-like change +10.0%; actively managed books +7.3%; index-like books +30.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	21.8%	1,050	+3.8%	213	44
Exempt adviser	0.5%	9	-69.0%	3	5
Adviser	0.5%	8	-23.8%	1	2
Bank	28.4%	34	-0.2%	2	0
Broker-dealer	5.0%	2	+2.2%	0	1
Non-US	1.7%	6	+540.7%	1	0
Holding company	8.2%	8	-21.3%	1	0
Insurer	0.0%	0	—	0	0
Unknown	34.0%	444	+43.3%	96	20

Style	Share	Filers	Change	New	Exited
Index-like	14.1%	12	+30.4%	2	1
Systematic-like	1.9%	21	+3.5%	7	8
Concentrated	14.3%	609	+5.0%	150	32
Diversified active	69.6%	918	+7.9%	158	27
Unknown	0.0%	1	-99.3%	0	4
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.0%	993	+8.7%	183	24
Medium turnover	24.2%	305	+25.1%	69	15
High turnover	7.6%	78	+57.1%	25	24
Unknown	1.2%	185	-79.6%	40	9
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.7%	194	-58.5%	52	23
Medium horizon	8.2%	424	+37.7%	103	14
Long horizon	86.4%	883	+12.8%	145	28
Unknown	2.7%	60	+37.1%	17	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.1%	915	-39.6%	217	39
$1B to $10B	13.7%	467	+40.3%	80	21
$10B to $100B	19.6%	130	+15.7%	12	10
$100B or more	59.6%	49	+13.6%	8	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	15.5%	948	-11.8%	187	27
Pooled investment vehicles	2.1%	27	-0.6%	11	12
Registered funds and BDCs	0.4%	15	-36.2%	3	2
Pension and profit sharing plans	0.1%	8	-0.9%	0	0
Insurance companies	0.0%	1	0.0%	0	0
Charitable organizations	1.2%	6	+1284.5%	1	0
Governments and sovereign funds	0.1%	3	+240.7%	1	2
Corporations	0.1%	7	+33.5%	0	0
Other investment advisers	0.1%	14	-27.0%	2	0
Other	2.1%	5	+803.7%	2	1
Diversified	0.1%	14	+38.5%	5	0
Unknown	78.2%	513	+11.9%	105	28

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.8%	76	-3.8%	22	18
Private equity funds	0.6%	33	-6.9%	1	1
Venture capital funds	0.0%	4	-2.4%	0	0
Real estate funds	0.1%	15	+92.9%	4	2
Securitized asset funds	0.0%	1	-1.1%	0	0
Other private funds	4.4%	38	+201.5%	5	2
Mixed private funds	0.0%	6	+4.9%	1	0
Private funds, type not stated	0.3%	10	+356.8%	1	2
No private funds	13.0%	875	-19.8%	182	24
Unknown	77.7%	503	+13.6%	101	23

Location	Share	Filers	Change	New	Exited
United States	79.7%	1,471	+6.0%	298	62
Outside the US	20.3%	90	+29.6%	19	10
Unknown	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 29 holders with no observed 2026-03-31 13F and 22 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Fund Ownership of SMH by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 24,601 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	24,601	1
Active ETFs	2,883	1
Active funds	287,254	6
Unclassified	0	0
All registered funds	314,738	8

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

124

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -1,306

Institutional value: -99.1%

Shares held: -99.0%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small GoalVest Advisory LLC	+174,590	174,650
Small Ayalon Insurance Comp Ltd.	+33,791	74,792
Large Concurrent Investment Advisors, LLC	+15,287	100,735
Mid IFP Advisors, Inc	+9,480	17,203
Small CORNERSTONE ENTERPRISES, LLC	+9,409	18,628

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid MIRAE ASSET SECURITIES (USA) INC.	−150,354	150,148
Small Kaizen Financial Strategies	−38,358	10,339
Large TD Waterhouse Canada Inc.	−20,531	34,628
Mid Galvin, Gaustad & Stein, LLC	−17,809	648
Small Decker Retirement Planning Inc.	−9,648	24

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Micro SURIENCE PRIVATE WEALTH LLC	9,507	$5,789,763
Micro Strategic Financial Group, LLC	5,578	$3,397,002
Small Cadent Capital Advisors, LLC	4,560	$2,777,040
Large CONGRESS ASSET MANAGEMENT CO	3,912	$2,382,408
Mid Y-Intercept (Hong Kong) Ltd	3,071	$1,870,239

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small RWQ Financial Management Services, Inc.	14,910	$9,779,319
Small VMS Asset Management Limited	13,133	$8,613,803
Small Cannon Advisors, Inc.	5,471	$3,588,374
Mid Portman Square Capital LLP	5,300	$3,476,217
Small VISTA INVESTMENT PARTNERS LLC	1,109	$727,382

Filter: New 24 Increased 124 Reduced 96 Sold out 23 Unchanged 77

Holder type: Registered adviser 220 Exempt adviser 1 Bank 1 Unknown 101

Showing 100 of 332

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Howard Capital Management Inc. SMH

$120,094,800

8.75%

197,200

Concurrent Investment Advisors, LLC SMH

$61,104,015

4.45%

100,335

Rezny Wealth Management, Inc. SMH

$56,179,641

4.10%

92,249

Yarbrough Capital, LLC SMH

$49,419,132

3.60%

81,148

MIRAE ASSET SECURITIES (USA) INC. SMH

$45,765,132

3.34%

75,148

MIRAE ASSET SECURITIES (USA) INC. SMH

$45,675,000

3.33%

75,000

Ayalon Insurance Comp Ltd. SMH

$45,548,328

3.32%

74,792

INDEPENDENT FINANCIAL GROUP, LLC SMH

$38,424,246

2.80%

63,094

Blue Zone Wealth Advisors, LLC SMH

$32,909,751

2.40%

54,039

NFSG Corp SMH

$29,533,455

2.15%

48,495

WESPAC Advisors SoCal, LLC SMH

$29,128,470

2.12%

47,830

Fiduciary Planning LLC SMH

$26,809,398

1.95%

44,022

Ring Mountain Capital, LLC SMH

$22,627,395

1.65%

37,155

Diversified Enterprises, LLC SMH

$21,574,434

1.57%

35,426

TD Waterhouse Canada Inc. SMH

$21,088,452

1.54%

34,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	34,628	$21,088,452	100.0%	Defined

Atria Investments, Inc SMH

$20,748,021

1.51%

34,069

B. Riley Wealth Advisors, Inc. SMH

$20,694,429

1.51%

33,981

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SMH

$17,943,576

1.31%

29,464

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC SMH

$17,300,472

1.26%

28,408

TCP Asset Management, LLC SMH

$17,052,000

1.24%

28,000

KWMG, LLC SMH

$16,634,835

1.21%

27,315

Perkins Coie Trust Co SMH

$14,965,566

1.09%

24,574

CoreCap Advisors, LLC SMH

$14,854,728

1.08%

24,392

HBW ADVISORY SERVICES LLC SMH

$14,793,828

1.08%

24,292

MFA WEALTH ADVISORS, LLC SMH

$14,010,654

1.02%

23,006

Pachira Investments Inc. SMH

$13,728,687

1.00%

22,543

Rye Brook Capital LLC SMH

$13,044,171

0.95%

21,419

KB Prvo drustvo za upravuvanje so zadolzitelni i dobrovolni penziski fondovi AD Skopje SMH

$12,813,360

0.93%

21,040

WT Wealth Management SMH

$12,711,048

0.93%

20,872

Hudock, Inc. SMH

$12,413,856

0.90%

20,384

Oasis Advisors, LLC SMH

$12,334,686

0.90%

20,254

Legacy Financial Strategies, LLC SMH

$11,976,594

0.87%

19,666

MISSION WEALTH MANAGEMENT, LP SMH

$11,813,382

0.86%

19,398

Mezzasalma Advisors, LLC SMH

$11,792,067

0.86%

19,363

PFG Advisors SMH

$11,481,477

0.84%

18,853

CORNERSTONE ENTERPRISES, LLC SMH

$11,344,452

0.83%

18,628

SBE LLC DBA CEDAR COVE WEALTH PARTNERS SMH

$11,338,362

0.83%

18,618

IFP Advisors, Inc SMH

$10,476,627

0.76%

17,203

Farther Finance Advisors, LLC SMH

$9,772,623

0.71%

16,047

Vontobel Holding Ltd. SMH

$9,510,144

0.69%

15,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	15,616	$9,510,144	100.0%	Defined

Crown Wealth Group, LLC SMH

$8,254,995

0.60%

13,555

CenterStar Asset Management, LLC SMH

$7,673,400

0.56%

12,600

NWF Advisory Services Inc. SMH

$7,406,049

0.54%

12,161

SIMS INVESTMENT MANAGEMENT, LLC SMH

$6,639,927

0.48%

10,903

Bluesphere Advisors LLC SMH

$6,604,605

0.48%

10,845

Kaizen Financial Strategies SMH

$6,296,451

0.46%

10,339

Castle Rock Wealth Management, LLC SMH

$6,177,696

0.45%

10,144

SURIENCE PRIVATE WEALTH LLC SMH

$5,789,763

0.42%

9,507

Hutchens & Kramer Investment Management Group, LLC SMH

$5,530,938

0.40%

9,082

Krilogy Financial LLC SMH

$5,463,948

0.40%

8,972

Ferguson Shapiro LLC SMH

$5,455,422

0.40%

8,958

Ignite Planners, LLC SMH

$5,378,079

0.39%

8,831

SACKS & ASSOCIATES, LLC SMH

$5,325,705

0.39%

8,745

PW Nova Financial Services LLC SMH

$5,319,615

0.39%

8,735

WealthBridge Investment Counsel Inc. SMH

$5,237,400

0.38%

8,600

Berbice Capital Management LLC SMH

$5,165,538

0.38%

8,482

JB Capital LLC SMH

$5,071,752

0.37%

8,328

BLVD Private Wealth, LLC SMH

$4,891,488

0.36%

8,032

Tactive Advisors, LLC SMH

$4,756,290

0.35%

7,810

Todd Wealth Management, LLC SMH

$4,728,276

0.34%

7,764

Three Magnolias Financial Advisors, LLC SMH

$4,463,361

0.33%

7,329

Robertson Stephens Wealth Management, LLC SMH

$4,360,440

0.32%

7,160

Keystone Global Partners, LLC SMH

$4,357,395

0.32%

7,155

15 Wealth Advisors LLC SMH

$4,267,263

0.31%

7,007

FLAGSTAR ADVISORS INC SMH

$4,224,024

0.31%

6,936

Perennial Advisors, LLC SMH

$4,184,439

0.31%

6,871

Snider Financial Group SMH

$4,091,262

0.30%

6,718

ABSOLUTE CAPITAL MANAGEMENT, LLC SMH

$3,925,005

0.29%

6,445

STACKSTONE WEALTH, LLC SMH

$3,874,458

0.28%

6,362

CLG LLC SMH

$3,836,091

0.28%

6,299

Accel Wealth Management SMH

$3,648,519

0.27%

5,991

Avidian Wealth Enterprises, LLC SMH

$3,551,079

0.26%

5,831

First Heartland Consultants, Inc. SMH

$3,461,556

0.25%

5,684

Strategic Financial Group, LLC SMH

$3,397,002

0.25%

5,578

Future Financial Wealth Managment LLC SMH

$3,245,970

0.24%

5,330

CenterStar Asset Management, LLC SMH

$3,166,800

0.23%

5,200

MOULTON WEALTH MANAGEMENT, INC SMH

$3,062,661

0.22%

5,029

Great Diamond Partners, LLC SMH

$2,931,726

0.21%

4,814

Signal Advisors Wealth, LLC SMH

$2,878,743

0.21%

4,727

Milestones Private Investment Advisors LLC SMH

$2,846,466

0.21%

4,674

Avior Wealth Management, LLC SMH

$2,799,573

0.20%

4,597

Cadent Capital Advisors, LLC SMH

$2,777,040

0.20%

4,560

Cordoba Advisory Partners LLC SMH

$2,707,614

0.20%

4,446

SteelPeak Wealth, LLC SMH

$2,678,382

0.20%

4,398

RICHARDS, MERRILL & PETERSON, INC. SMH

$2,662,548

0.19%

4,372

Dynamic Advisor Solutions LLC SMH

$2,657,676

0.19%

4,364

Wisconsin Wealth Advisors, LLC SMH

$2,596,167

0.19%

4,263

Fiduciary Alliance LLC SMH

$2,554,755

0.19%

4,195

ADIRONDACK TRUST CO SMH

$2,518,215

0.18%

4,135

PING CAPITAL MANAGEMENT, INC. SMH

$2,496,900

0.18%

4,100

FSA Investment Group, LLC SMH

$2,484,720

0.18%

4,080

Vontobel Holding Ltd. SMH

$2,436,000

0.18%

4,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	4,000	$2,436,000	100.0%	Defined

Secure Asset Management, LLC SMH

$2,403,723

0.18%

3,947

Michael J. Porro & Co. Financial Advisors, Inc. SMH

$2,402,505

0.18%

3,945

Box Hill Private Wealth LLC SMH

$2,385,453

0.17%

3,917

CONGRESS ASSET MANAGEMENT CO SMH

$2,382,408

0.17%

3,912

Able Wealth Management LLC SMH

$2,356,830

0.17%

3,870

Global Financial Private Client, LLC SMH

$2,295,321

0.17%

3,769

Clarus Wealth Advisors SMH

$2,271,570

0.17%

3,730

Roof Eidam Maycock Peralta, LLC SMH

$2,242,947

0.16%

3,683

Showing the top 100 of 332 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.