GUGGENHEIM CAPITAL LLC

CIK

1283072

Location

Chicago, IL

Portfolio Value

Large $15,324,561,544

Diversification

Diversified

Reports for

GUGGENHEIM FUNDS DISTRIBUTORS, LLC SECURITY INVESTORS LLC Guggenheim Partners Investment Management, LLC GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

Filing Date

Global Rank

#370 / 8,710 ▲ 33

Top Industry

Semiconductors 17.3%

Period ended 3 months ago

Filed Aug 12, 2026 · 39d

26 quarters · since Mar 2020

Portfolio Concentration

1,640 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

3.9%

+0.3 pts

Top 5

16.7%

+1.7 pts

Top 10

27.3%

+4.5 pts

HHI

105

Diversified+23

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	36.5%	$5,599,313,827	215
Financial Services	16.7%	$2,553,441,741	424
Healthcare	7.2%	$1,108,633,000	199
Consumer Cyclical	7.0%	$1,078,034,012	155
Communication Services	6.8%	$1,038,805,371	59
Industrials	6.2%	$956,564,880	169
Unclassified	5.3%	$812,906,548	14
Consumer Defensive	4.8%	$740,858,545	77
Utilities	2.9%	$447,629,205	57
Basic Materials	2.5%	$381,525,734	94
Energy	2.3%	$350,760,671	96
Real Estate	1.7%	$256,088,010	81

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NAD	Nuveen Quality Municipal Income Fund	+551,581	3,620,112	$43,875,757
IGD	Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND	+537,806	2,333,862	$14,329,912
KLAC	Kla Corp	+465,442	514,127	$155,117,255
EOD	Allspring Global Dividend Opportunity Fund	+437,860	1,499,720	$9,793,171
MHD	Blackrock Muniholdings Fund, Inc.	+415,785	2,284,429	$27,184,705
BKNG	Booking Holdings Inc.	+395,667	411,230	$73,297,634
NMZ	Nuveen Municipal High Income Opportunity Fund	+333,311	2,376,749	$25,122,236
NUV	Nuveen Municipal Value Fund Inc	+330,052	3,244,551	$29,914,760
RFMZ	RiverNorth Flexible Municipal Income Fund II, Inc.	+318,435	432,947	$5,901,067
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+266,447	3,379,045	$39,669,988
BWG	BrandywineGLOBAL-Global Income Opportunities Fund Inc	+264,733	298,799	$2,372,463
ETJ	Eaton Vance Risk-Managed Diversified Equity Income Fund	+252,540	1,400,673	$11,583,564
MQY	Blackrock Muniyield Quality Fund, Inc.	+246,118	2,362,187	$27,401,369
USA	Liberty All Star Equity Fund	+236,283	1,341,706	$7,795,311
HYT	Blackrock Corporate High Yield Fund, Inc.	+227,135	1,250,710	$10,706,076
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	+194,524	300,841	$4,447,633
PTY	Pimco Corporate & Income Opportunity Fund	+179,094	794,118	$9,553,239
NVDA	Nvidia Corp	+176,954	2,764,886	$553,226,037
MMU	Western Asset Managed Municipals Fund Inc.	+167,285	1,203,813	$12,543,730
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+162,643	3,124,143	$39,989,030
ETB	Eaton Vance Tax-Managed Buy-Write Income Fund	+144,511	825,240	$12,824,229
NFLX	Netflix Inc	+144,437	1,147,561	$81,935,855
PML	Pimco Municipal Income Fund II	+142,538	2,724,581	$20,734,061
BOE	BlackRock Enhanced Global Dividend Trust	+141,215	1,274,063	$15,403,421
ACP	abrdn Income Credit Strategies Fund	+138,159	3,404,411	$17,702,937
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IVZ	Invesco Ltd.	−2,049,522	21,411	$565,036
JQC	Nuveen Credit Strategies Income Fund	−317,496	2,057,071	$9,997,364
MUA	Blackrock Muniassets Fund, Inc.	−280,810	1,061,633	$11,688,578
PCQ	Pimco California Municipal Income Fund	−262,078	1,180,693	$10,590,815
JPC	Nuveen Preferred & Income Opportunities Fund	−214,837	1,692,635	$13,337,963
PMM	Franklin Managed Municipal Income Trust	−191,548	754,172	$4,932,284
NXP	Nuveen Select Tax Free Income Portfolio	−186,769	1,160,084	$16,600,802
PFN	PIMCO Income Strategy Fund II	−180,981	1,312,431	$9,357,633
BKT	Blackrock Income Trust, Inc.	−180,651	1,002,268	$10,744,312
BGX	Blackstone Long-Short Credit Income Fund	−175,883	326,265	$3,549,763
VCV	Invesco California Value Municipal Income Trust	−169,007	1,001,083	$10,801,685
PMO	Franklin Municipal Opportunities Trust	−168,147	430,744	$4,540,041
FRA	Blackrock Floating Rate Income Strategies Fund, Inc.	−151,953	1,282,998	$14,100,148
BAB	Invesco Taxable Municipal Bond ETF	−141,333	276,899	$7,431,969
ERC	Allspring Multi-Sector Income Fund	−136,368	520,997	$4,798,382
JFR	Nuveen Floating Rate Income Fund	−124,116	1,822,745	$13,980,453
VTRS	Viatris Inc	−123,371	558,340	$8,866,437
VMO	Invesco Municipal Opportunity Trust	−121,208	1,380,117	$13,621,754
HL	Hecla Mining Co/De/	−118,659	302,277	$4,664,134
MUC	Blackrock Muniholdings California Quality Fund, Inc.	−117,791	2,595,733	$28,527,104
F	Ford Motor Co	−115,142	459,360	$6,385,102
EIM	Eaton Vance Municipal Bond Fund	−112,563	1,031,893	$10,277,653
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	−112,325	937,141	$17,468,308
BLW	BLACKROCK Ltd DURATION INCOME TRUST	−108,032	520,486	$6,500,869
PCG	PG&E Corp	−105,884	123,422	$2,075,957
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
GCSH	Guggenheim Ultra Short Income ETF	2,709,138	$135,781,996
HONA	Honeywell Aerospace Inc.	118,952	$26,297,907
RKLB	Rocket Lab Corp	116,036	$11,795,059
TOL	Toll Brothers, Inc.	12,380	$2,039,604
SKE	Skeena Resources Ltd	69,270	$1,846,738
UCTT	Ultra Clean Holdings, Inc.	12,567	$1,791,928
RBRK	Rubrik, Inc.	18,587	$1,492,164
CGON	CG Oncology, Inc.	20,964	$1,489,492
DAVE	Dave Inc./DE	3,786	$1,410,625
CGNX	Cognex Corp	19,474	$1,410,306
IESC	IES Holdings, Inc.	935	$1,373,814
RNR	Renaissancere Holdings Ltd	4,260	$1,349,994
FDXF	FedEx Freight Holding Company, Inc.	8,660	$1,307,660
ALHC	Alignment Healthcare, Inc.	52,217	$1,243,286
AXTI	Axt Inc	17,057	$1,229,468
MANH	Manhattan Associates Inc	8,820	$1,228,185
SPHR	Sphere Entertainment Co.	6,849	$1,185,082
CXT	Crane NXT, Co.	22,641	$1,158,313
MYRG	Myr Group Inc.	2,310	$1,155,924
IBRX	ImmunityBio, Inc.	130,582	$1,143,245
ADEA	Adeia Inc.	33,628	$1,107,370
SEZL	Sezzle Inc.	6,310	$1,082,985
DXPE	Dxp Enterprises Inc	6,224	$1,050,237
AAMI	Acadian Asset Management Inc.	14,417	$1,031,103
PGNY	Progyny, Inc.	35,290	$1,017,409
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AFK	VanEck Africa Index ETF	1,423,136	$41,367,174
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	680,969	$39,679,581
JA	Janus Henderson AA-A CLO ETF	749,073	$34,174,566
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	363,511	$14,591,331
—		173,899	$12,993,733
—		400,666	$10,008,636
BNDW	Vanguard Total World Bond ETF	113,583	$8,776,935
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	35,882	$2,198,131
VEU	Vanguard FTSE All-World Ex-US ETF	44,381	$1,972,735
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	88,000	$1,706,320
—		21,520	$1,454,536
BKF	iShares MSCI BIC ETF	30,820	$1,395,529
HASI	HA Sustainable Infrastructure Capital, Inc.	37,663	$1,384,115
CCL	Carnival Corp Ltd.	48,305	$1,250,133
DNP	Dnp Select Income Fund Inc	114,111	$1,175,343
LFUS	Littelfuse Inc /De	2,866	$972,576
OC	Owens Corning	7,739	$837,514
LOPE	Grand Canyon Education, Inc.	4,560	$775,336
BILZ	PIMCO Ultra Short Government Active ETF	11,862	$759,286
TTEK	Tetra Tech Inc	24,206	$729,084
BAH	Booz Allen Hamilton Holding Corp	9,027	$704,376
PEGA	Pegasystems Inc	16,317	$694,451
DOCS	Doximity, Inc.	24,886	$579,843
VNT	Vontier Corp	16,288	$577,735
EXLS	ExlService Holdings, Inc.	17,141	$521,943
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,640 tracked positions · $15,324,561,544 total · filing declares 3,086 positions · $15,889,640,574 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,640 positions by value · page 1 of 33

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Added	790,881	+124,832	$590,606,204	+36.3%	3.85%
NVDA	Nvidia Corp Technology	Added	2,764,886	+176,954	$553,226,037	+22.6%	3.61%
MU	Micron Technology Inc Technology	Added	460,384	+20,092	$531,416,646	+257.3%	3.47%
AAPL	Apple Inc. Technology	Added	1,539,974	+75,975	$445,606,874	+19.9%	2.91%
GOOGL	Alphabet Inc. Communication Services	Added	1,217,836	+73,507	$433,346,215	+31.8%	2.83%
LRCX	Lam Research Corp Technology	Added	858,419	+44,659	$371,978,703	+113.9%	2.43%
MSFT	Microsoft Corp Technology	Added	863,773	+60,072	$322,204,602	+8.3%	2.10%
AMD	Advanced Micro Devices Inc Technology	Added	554,139	+24,676	$321,904,886	+198.9%	2.10%
AVGO	Broadcom Inc. Technology	Added	822,738	+44,202	$310,789,279	+29.0%	2.03%
AMAT	Applied Materials Inc /De Technology	Added	418,212	+2,694	$302,367,276	+112.9%	1.97%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,145,633	+71,955	$273,050,168	+22.1%	1.78%
META	Meta Platforms, Inc. Communication Services	Added	356,484	+27,134	$200,803,870	+6.6%	1.31%
CSCO	Cisco Systems, Inc. Technology	Reduced	1,630,198	-33,737	$191,483,055	+48.3%	1.25%
TSLA	Tesla, Inc. Consumer Cyclical	Added	426,332	+40,350	$179,315,237	+25.0%	1.17%
INTC	Intel Corp Technology	Added	1,199,847	+53,949	$167,534,635	+231.3%	1.09%
KLAC	Kla Corp Technology	Added	514,127	+465,442	$155,117,255	+116.4%	1.01%
WMT	Walmart Inc. Consumer Defensive	Added	1,336,745	+64,876	$151,399,737	−4.2%	0.99%
MRVL	Marvell Technology, Inc. Technology	Added	493,203	+22,662	$146,920,240	+215.2%	0.96%
GCSH	Guggenheim Ultra Short Income ETF	NEW	2,709,138	NEW	$135,781,996	NEW	0.89%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	141,914	+7,333	$132,756,288	−1.0%	0.87%
QCOM	Qualcomm Inc/De Technology	Reduced	639,805	-23,662	$118,229,564	+38.4%	0.77%
MRK	Merck & Co., Inc. Healthcare	Added	811,080	+16,212	$104,223,779	+9.0%	0.68%
SNDK	Sandisk Corp Technology	Added	43,743	+35,528	$99,459,770	+1805.6%	0.65%
PANW	Palo Alto Networks Inc Technology	Reduced	274,135	-948	$93,485,516	+112.0%	0.61%
V	Visa Inc. Financial Services	Added	271,191	+238	$93,042,919	+13.6%	0.61%
AMGN	Amgen Inc Healthcare	Added	234,207	+8,294	$84,811,038	+6.7%	0.55%
NFLX	Netflix Inc Communication Services	Added	1,147,561	+144,437	$81,935,855	−15.0%	0.53%
WM	Waste Management Inc Industrials	Reduced	367,297	-8,189	$81,863,153	−5.1%	0.53%
PEP	Pepsico Inc Consumer Defensive	Added	585,774	+35,654	$79,313,799	−7.2%	0.52%
ADI	Analog Devices Inc Technology	Added	192,889	+6,306	$76,609,723	+29.1%	0.50%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	226,975	-1,562	$74,295,725	+10.5%	0.48%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	411,230	+395,667	$73,297,634	+11.9%	0.48%
TXN	Texas Instruments Inc Technology	Added	241,999	+16,809	$72,132,640	+65.0%	0.47%
JNJ	Johnson & Johnson Healthcare	Reduced	274,166	-25,712	$69,629,938	−5.0%	0.45%
PLTR	Palantir Technologies Inc. Technology	Added	551,971	+82,730	$64,398,454	−6.2%	0.42%
GS	Goldman Sachs Group Inc Financial Services	Reduced	62,701	-137	$63,413,910	+19.3%	0.41%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Added	675,739	+48,677	$62,228,803	+7.5%	0.41%
MA	Mastercard Inc Financial Services	Reduced	120,605	-1,393	$61,942,727	+1.6%	0.40%
WDC	Western Digital Corp Technology	Added	95,055	+5,587	$60,713,528	+150.9%	0.40%
ABBV	AbbVie Inc. Healthcare	Reduced	234,277	-11,424	$58,953,463	+10.3%	0.38%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Added	115,233	+14,847	$57,239,687	+27.7%	0.37%
CVX	Chevron Corp Energy	Reduced	344,791	-7,003	$57,152,555	−21.5%	0.37%
HD	Home Depot, Inc. Consumer Cyclical	Added	161,949	+18,849	$57,116,172	+21.4%	0.37%
KO	Coca Cola Co Consumer Defensive	Reduced	672,778	-5,214	$54,676,666	+6.0%	0.36%
DASH	DoorDash, Inc. Consumer Cyclical	Added	294,176	+12,085	$54,284,296	+28.2%	0.35%
GILD	Gilead Sciences, Inc. Healthcare	Added	416,657	+203	$52,640,444	−9.3%	0.34%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	905,304	-72,517	$52,362,782	−7.1%	0.34%
UNP	Union Pacific Corp Industrials	Reduced	187,798	-12,218	$51,081,056	+5.3%	0.33%
MCD	Mcdonalds Corp Consumer Cyclical	Added	187,589	+4,511	$50,707,181	−10.9%	0.33%
CAT	Caterpillar Inc Industrials	Reduced	47,405	-1,034	$50,481,583	+47.1%	0.33%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.