GUGGENHEIM CAPITAL LLC
Reports for
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
SECURITY INVESTORS LLC
Guggenheim Partners Investment Management, LLC
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
Filing Date
Global Rank
#405
/ 8,826
▲ 12
Top Industry
Semiconductors
17.3%
Period ended 4 months ago
Filed Aug 12, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 25.0%, 106.3 effective positions, active share 40.4% against the Russell 1000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
19.5% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 23.7 quarters (12+), a floor since 83.9% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2026-06-30, active share 40.4%; sector active share 15.5% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
1,699 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
3.7%
+0.2 pts
Top 5
16.1%
+1.4 pts
Top 10
26.3%
+3.3 pts
HHI
102
Diversified+20
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 35.1% | $5,581,938,725 |
| Financial Services | 16.4% | $2,601,717,363 |
| Unclassified | 8.4% | $1,335,099,976 |
| Healthcare | 7.0% | $1,111,458,725 |
| Consumer Cyclical | 6.8% | $1,077,868,242 |
| Communication Services | 6.5% | $1,038,805,372 |
| Industrials | 6.0% | $957,542,962 |
| Consumer Defensive | 4.7% | $740,858,545 |
| Utilities | 2.8% | $448,850,046 |
| Basic Materials | 2.4% | $381,525,734 |
| Energy | 2.2% | $350,760,671 |
| Real Estate | 1.6% | $257,230,800 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NAD | Nuveen Quality Municipal Income Fund | +551,581 | 3,620,112 | $43,875,757 | |
| IGD | Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | +537,806 | 2,333,862 | $14,329,912 | |
| KLAC | Kla Corp | +465,442 | 514,127 | $155,117,255 | |
| EOD | Allspring Global Dividend Opportunity Fund | +437,860 | 1,499,720 | $9,793,171 | |
| MHD | Blackrock Muniholdings Fund, Inc. | +415,785 | 2,284,429 | $27,184,705 | |
| BKNG | Booking Holdings Inc. | +395,667 | 411,230 | $73,297,634 | |
| NMZ | Nuveen Municipal High Income Opportunity Fund | +333,311 | 2,376,749 | $25,122,236 | |
| NUV | Nuveen Municipal Value Fund Inc | +330,052 | 3,244,551 | $29,914,760 | |
| RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | +318,435 | 432,947 | $5,901,067 | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | +266,447 | 3,379,045 | $39,669,988 | |
| BWG | BrandywineGLOBAL-Global Income Opportunities Fund Inc | +264,733 | 298,799 | $2,372,463 | |
| ETJ | Eaton Vance Risk-Managed Diversified Equity Income Fund | +252,540 | 1,400,673 | $11,583,564 | |
| MQY | Blackrock Muniyield Quality Fund, Inc. | +246,118 | 2,362,187 | $27,401,369 | |
| USA | Liberty All Star Equity Fund | +236,283 | 1,341,706 | $7,795,311 | |
| HYT | Blackrock Corporate High Yield Fund, Inc. | +227,135 | 1,250,710 | $10,706,076 | |
| RMM | RiverNorth Managed Duration Municipal Income Fund, Inc. | +194,524 | 300,841 | $4,447,633 | |
| PTY | Pimco Corporate & Income Opportunity Fund | +179,094 | 794,118 | $9,553,239 | |
| NVDA | Nvidia Corp | +176,954 | 2,764,886 | $553,226,037 | |
| PWZ | Invesco Ltd. | +170,685 | 1,027,646 | $25,187,603 | |
| MMU | Western Asset Managed Municipals Fund Inc. | +167,285 | 1,203,813 | $12,543,730 | |
| NVG | Nuveen AMT-Free Municipal Credit Income Fund | +162,643 | 3,124,143 | $39,989,030 | |
| ETB | Eaton Vance Tax-Managed Buy-Write Income Fund | +144,511 | 825,240 | $12,824,229 | |
| NFLX | Netflix Inc | +144,437 | 1,147,561 | $81,935,855 | |
| PML | Pimco Municipal Income Fund II | +142,538 | 2,724,581 | $20,734,061 | |
| BOE | BlackRock Enhanced Global Dividend Trust | +141,215 | 1,274,063 | $15,403,421 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| JQC | Nuveen Credit Strategies Income Fund | −317,496 | 2,057,071 | $9,997,364 | |
| MUA | Blackrock Muniassets Fund, Inc. | −280,810 | 1,061,633 | $11,688,578 | |
| PCQ | Pimco California Municipal Income Fund | −262,078 | 1,180,693 | $10,590,815 | |
| JPC | Nuveen Preferred & Income Opportunities Fund | −214,837 | 1,692,635 | $13,337,963 | |
| PMM | Franklin Managed Municipal Income Trust | −191,548 | 754,172 | $4,932,284 | |
| NXP | Nuveen Select Tax Free Income Portfolio | −186,769 | 1,160,084 | $16,600,802 | |
| PFN | PIMCO Income Strategy Fund II | −180,981 | 1,312,431 | $9,357,633 | |
| BKT | Blackrock Income Trust, Inc. | −180,651 | 1,002,268 | $10,744,312 | |
| BGX | Blackstone Long-Short Credit Income Fund | −175,883 | 326,265 | $3,549,763 | |
| VCV | Invesco California Value Municipal Income Trust | −169,007 | 1,001,083 | $10,801,685 | |
| PMO | Franklin Municipal Opportunities Trust | −168,147 | 430,744 | $4,540,041 | |
| FRA | Blackrock Floating Rate Income Strategies Fund, Inc. | −151,953 | 1,282,998 | $14,100,148 | |
| ERC | Allspring Multi-Sector Income Fund | −136,368 | 520,997 | $4,798,382 | |
| JFR | Nuveen Floating Rate Income Fund | −124,116 | 1,822,745 | $13,980,453 | |
| VTRS | Viatris Inc | −123,371 | 558,340 | $8,866,437 | |
| VMO | Invesco Municipal Opportunity Trust | −121,208 | 1,380,117 | $13,621,754 | |
| HL | Hecla Mining Co | −118,659 | 302,277 | $4,664,134 | |
| MUC | Blackrock Muniholdings California Quality Fund, Inc. | −117,791 | 2,595,733 | $28,527,104 | |
| F | Ford Motor Co | −115,142 | 459,360 | $6,385,102 | |
| EIM | Eaton Vance Municipal Bond Fund | −112,563 | 1,031,893 | $10,277,653 | |
| SPXX | Nuveen S&P 500 Dynamic Overwrite Fund | −112,325 | 937,141 | $17,468,308 | |
| BLW | BLACKROCK Ltd DURATION INCOME TRUST | −108,032 | 520,486 | $6,500,869 | |
| PCG | PG&E Corp | −105,884 | 123,422 | $2,075,957 | |
| CDE | Coeur Mining, Inc. | −103,893 | 342,276 | $5,585,944 | |
| HON | Honeywell International Inc | −103,095 | 126,868 | $28,405,744 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GCSH | Guggenheim Funds Trust | 2,709,138 | $135,781,996 | |
| GISC | Guggenheim Securitized Income ETF | 1,227,191 | $61,666,347 | |
| HONA | Honeywell Aerospace Inc. | 118,952 | $26,297,907 | |
| RKLB | Rocket Lab Corp | 116,036 | $11,795,059 | |
| TOL | Toll Brothers, Inc. | 12,380 | $2,039,604 | |
| CAM | AB California Intermediate Municipal ETF | 77,598 | $1,952,365 | |
| SKE | Skeena Resources Ltd | 69,270 | $1,846,738 | |
| UCTT | Ultra Clean Holdings, Inc. | 12,567 | $1,791,928 | |
| MBB | iShares MBS ETF | 18,113 | $1,712,040 | |
| RBRK | Rubrik, Inc. | 18,587 | $1,492,164 | |
| CGON | CG Oncology, Inc. | 20,964 | $1,489,492 | |
| DAVE | Dave Inc. | 3,786 | $1,410,625 | |
| CGNX | Cognex Corp | 19,474 | $1,410,306 | |
| RNR | Renaissancere Holdings Ltd | 4,260 | $1,349,994 | |
| FDXF | FedEx Freight Holding Company, Inc. | 8,660 | $1,307,660 | |
| ALHC | Alignment Healthcare, Inc. | 52,217 | $1,243,286 | |
| AXTI | Axt Inc | 17,057 | $1,229,468 | |
| MANH | Manhattan Associates Inc | 8,820 | $1,228,185 | |
| SPHR | Sphere Entertainment Co. | 6,849 | $1,185,082 | |
| CXT | Crane NXT, Co. | 22,641 | $1,158,313 | |
| MYRG | Myr Group Inc. | 2,310 | $1,155,924 | |
| IBRX | ImmunityBio, Inc. | 130,582 | $1,143,245 | |
| ADEA | Adeia Inc. | 33,628 | $1,107,370 | |
| SEZL | Sezzle Inc. | 6,310 | $1,082,985 | |
| DXPE | Dxp Enterprises Inc | 6,224 | $1,050,237 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| NXJ | NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND | 333,212 | $4,098,508 | |
| — | 89,402 | $3,141,586 | ||
| — | 56,801 | $2,285,104 | ||
| PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | 88,000 | $1,706,320 | |
| — | 14,809 | $1,700,369 | ||
| HASI | HA Sustainable Infrastructure Capital, Inc. | 37,663 | $1,384,115 | |
| CCL | Carnival Corp Ltd. | 48,305 | $1,250,133 | |
| — | 84,973 | $1,228,710 | ||
| DNP | Dnp Select Income Fund Inc | 114,111 | $1,175,343 | |
| CMU | Mfs High Yield Municipal Trust | 315,595 | $1,129,830 | |
| LFUS | Littelfuse Inc | 2,866 | $972,576 | |
| OC | Owens Corning | 7,739 | $837,514 | |
| — | 24,326 | $814,434 | ||
| — | 10,747 | $812,365 | ||
| LOPE | Grand Canyon Education, Inc. | 4,560 | $775,336 | |
| TTEK | Tetra Tech Inc | 24,206 | $729,084 | |
| BAH | Booz Allen Hamilton Holding Corp | 9,027 | $704,376 | |
| PEGA | Pegasystems Inc | 16,317 | $694,451 | |
| — | 15,530 | $653,036 | ||
| — | 10,025 | $651,023 | ||
| DOCS | Doximity, Inc. | 24,886 | $579,843 | |
| VNT | Vontier Corp | 16,288 | $577,735 | |
| — | 1,563 | $549,082 | ||
| EXLS | ExlService Holdings, Inc. | 17,141 | $521,943 | |
| — | 19,304 | $477,195 | ||
| No positions match the current search. | ||||
1,699 tracked positions ·
$15,883,657,161 total
· filing declares
3,086 positions · $15,889,640,574
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 1,699 positions by value
· page 1 of 34
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
PUT
CALL
+ SHARES
|
Added | 790,881 | $590,606,204 | 3.72% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 2,764,886 | $553,226,037 | 3.48% | |
| MU |
Micron Technology Inc
Technology
|
Added | 460,384 | $531,416,646 | 3.35% | |
| AAPL |
Apple Inc.
Technology
|
Added | 1,539,974 | $445,606,874 | 2.81% | |
| LRCX |
Lam Research Corp
Technology
|
Added | 858,419 | $371,978,703 | 2.34% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 863,773 | $322,204,602 | 2.03% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 554,139 | $321,904,886 | 2.03% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 822,738 | $310,789,279 | 1.96% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 418,212 | $302,367,276 | 1.90% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 1,145,633 | $273,050,168 | 1.72% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 754,511 | $269,639,595 | 1.70% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 356,484 | $200,803,870 | 1.26% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 1,630,198 | $191,483,055 | 1.21% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 426,332 | $179,315,237 | 1.13% | |
| INTC |
Intel Corp
Technology
|
Added | 1,199,847 | $167,534,635 | 1.05% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 463,325 | $163,706,620 | 1.03% | |
| KLAC |
Kla Corp
Technology
|
Added | 514,127 | $155,117,255 | 0.98% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 1,336,745 | $151,399,737 | 0.95% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Added | 493,203 | $146,920,240 | 0.92% | |
| GCSH |
Guggenheim Funds Trust
|
NEW | 2,709,138 | $135,781,996 | 0.85% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 141,914 | $132,756,288 | 0.84% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 639,805 | $118,229,564 | 0.74% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 811,080 | $104,223,779 | 0.66% | |
| SNDK |
Sandisk Corp
Technology
|
Added | 43,743 | $99,459,770 | 0.63% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 274,135 | $93,485,516 | 0.59% | |
| V |
Visa Inc.
Financial Services
|
Added | 271,191 | $93,042,919 | 0.59% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 119,723 | $89,659,356 | 0.56% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 234,207 | $84,811,038 | 0.53% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 1,147,561 | $81,935,855 | 0.52% | |
| WM |
Waste Management Inc
Industrials
|
Reduced | 367,297 | $81,863,153 | 0.52% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 585,774 | $79,313,799 | 0.50% | |
| ADI |
Analog Devices Inc
Technology
|
Added | 192,889 | $76,609,723 | 0.48% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 226,975 | $74,295,725 | 0.47% | |
| BKNG |
Booking Holdings Inc.
Consumer Cyclical
|
Added | 411,230 | $73,297,634 | 0.46% | |
| TXN |
Texas Instruments Inc
Technology
|
Added | 241,999 | $72,132,640 | 0.45% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 274,166 | $69,629,938 | 0.44% | |
| PLTR |
Palantir Technologies Inc.
Technology
|
Added | 551,971 | $64,398,454 | 0.41% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 62,701 | $63,413,910 | 0.40% | |
| ORLY |
O Reilly Automotive Inc
Consumer Cyclical
|
Added | 675,739 | $62,228,803 | 0.39% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 120,605 | $61,942,727 | 0.39% | |
| GISC |
Guggenheim Securitized Income ETF
|
NEW | 1,227,191 | $61,666,347 | 0.39% | |
| WDC |
Western Digital Corp
Technology
|
Added | 95,055 | $60,713,528 | 0.38% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 234,277 | $58,953,463 | 0.37% | |
| VRTX |
Vertex Pharmaceuticals Inc
Healthcare
|
Added | 115,233 | $57,239,687 | 0.36% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 344,791 | $57,152,555 | 0.36% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 161,949 | $57,116,172 | 0.36% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 672,778 | $54,676,666 | 0.34% | |
| DASH |
DoorDash, Inc.
Consumer Cyclical
|
Added | 294,176 | $54,284,296 | 0.34% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Added | 416,657 | $52,640,444 | 0.33% | |
| MDLZ |
Mondelez International, Inc.
Consumer Defensive
|
Reduced | 905,304 | $52,362,782 | 0.33% |
Showing the top 50 of 1,699 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.