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AXTI · Axt Inc

Track AXTI — free
$41.84 -1.70 (-3.90%) At close · Nov 13
Market Cap
$2.75B
Shares
65.72M
Volume · Nov 13 10.66M Avg daily vol (3M) 9.88M

Price & Indicators

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20d MA 50d MA 200d MA Earnings Filing Insider Congress Investor day
Close$41.84 Open$43.36 Day$38.90–44.40 52W close$8.93–140.83 Avg vol 30d10.9M Short int13.4M · 20.4% of shares · 1.3d Short vol38% Last earningsOct 29, 2026 DataJan 2020–Nov 2026 Filing10-Q · Nov 12

Up next

Feb 18, 2027 Est · unconfirmed · in 14 wks

Latest documents

2026
Nov 12
Quarterly report 10-Q FY2026 Q3, ended Sep 30
Quarterly report for FY2026 Q3 AI summary on its way
Revenue $73.41M ▲ 162.6% Net income $25.72M Diluted EPS $0.39
Oct 29
Earnings call
Q3 2026 earnings call

AXT reported third-quarter 2026 revenue of $73.4 million, up 54% from second-quarter 2026, and non-GAAP gross margin of 56.1%. Backlog exceeded $500 million, while Q4 non-GAAP net income guidance was $0.57 to $0.59 per share.

Oct 29
Current report 8-K Events of Sep 30
Financial results

AXT reported third-quarter 2026 revenue of $73.4 million, up 54 percent from the prior quarter and 162 percent year over year. GAAP gross margin was 56.0 percent, and GAAP net income was $25.7 million, or $0.39 diluted income per share.

Oct 28
Current report 8-K Events of Oct 27
Entered into a material agreement, Regulation FD disclosure

AXT, Inc. agreed to subscribe for 342,998,797 Tongmei ordinary shares for the RMB equivalent of US$400 million; investors agreed to invest a minimum of RMB 1,912,350,000 and up to RMB 3,668,639,053.25, leaving AXT with approximately 73.40% ownership at the maximum.

Aug 13
Quarterly report 10-Q FY2026 Q2, ended Jun 30
Quarterly report for FY2026 Q2 AI summary on its way
Revenue $47.59M ▲ 164.8% Net income $11.13M Diluted EPS $0.17
All documents

Metrics snapshot

Useful current figures from the complete screener profile.

Revenue (TTM)
$170.96M
Trailing 12 months
Net income (TTM)
$31.68M
Trailing 12 months
Revenue growth YoY
+162.6%
Year over year
Operating margin
19.6%
Trailing 12 months
P / E (TTM)
95.1
Trailing earnings · reciprocal yield 1.1%
FCF yield
2.9%
TTM · current market cap
Return on invested capital
5.7%
Trailing 12 months
Net cash
$424.78M
Latest balance sheet
Dividend yield
—
Trailing 12 months
Shares change YoY
+50.2%
Year over year · more shares
Price change (1Y)
+300.8%
Trailing year
Short interest
20.4%
Latest settlement · 1.3 days to cover
View all 125 metrics

Equibles Rating

blended score · not investment advice
Overall
Sell
SellHoldBuy
Technical Sell Momentum Weak Sentiment Neutral Fundamentals Weak Quant / Vol Very High
Market backdrop VIX 19.3 · elevated Equity put/call 0.63
Technical
price trend
Sell
50 / 200-day cross No cross
Price vs 200-day avg −37%
below
Price vs 50-day avg −33%
below
RSI (14) 40
neutral
MACD trend Negative
52-week position 25%
mid-range
Momentum
relative strength
Weak
1-month return −19%
trailing
6-month return −68%
trailing
YTD return +156%
this year
Relative strength −69%
vs S&P · 6-mo
Sentiment
smart money
Neutral
Trend (MA cross) No cross
50d $63 › 200d $66 — 200d above 50d
Institutional flow Accumulating
304 of 264 funds reported for Sep 30 · net +10.1M sh shares · +113 new
Insider flow Distributing
Net -$384.3K over 90 days · 100% sells
Short interest Rising
20.40% of shares out · ▲ +11.9% MoM · 1.3 days cover
Volume signal Normal
Volume near normal
Institution breadth Multi-yr high
264 holders — near 3-yr high, broad support
Squeeze score 63
elevated · 0–100
Fundamentals
Weak
Revenue growth +31%
Y/Y
Gross margin 11%
contracting
EPS growth −81%
Y/Y
Free cash flow $-18.8M
Valuation P/E 95.1
rich
Buyback $2.7M
remaining
Quant / Vol
risk profile
Very High
Volatility 157%
annualized · 1-yr
Max drawdown −74%
past year
ATR 16.3%
of price · 14-day

Blended from price, momentum, positioning, fundamentals & volatility · daily-close · not investment advice. Market backdrop is context, not part of the score.

Guidance & track record

Beat or met 4 of last 4
Latest guidance · from the Earnings Call filed Oct 27, 2021
Revenue · Q4 $34M – $36M
Previous outlook earlier release · from the Earnings Call filed Apr 28, 2021

Still-open targets the latest release did not restate under the same label.

Revenue · Q2 $30.5M – $31.5M
Prior guidance period ended · from the Earnings Call filed Jul 30, 2026
Revenue · Q3 $66M
Guided vs delivered · last 4 settled
Revenue Q3
guided $66M
$73.41M Beat +11.2%
Revenue that can be realized in Q2 Q2
guided $34M
$47.59M Beat +40.0%
Revenue Q3
guided $34.5M – $35.5M
$34.58M In line
Revenue Q3
guided $23.5M – $24.5M
$25.47M Beat +6.1%

Guidance from company 8-Ks · delivered figures from as-reported statements · no analyst estimates involved.

Technicals

trend & momentum for long-term holders Sell
3 · 3 · 0
50 / 200-day cross
No cross Neutral
Price vs 200-day avg
−37% Bearish
Price vs 50-day avg
−33% Bearish
RSI (14)
40 Neutral
MACD trend
Negative Bearish
52-week position
25% Neutral
Market signals — smart money & positioning
Mixed
Trend (MA cross) No cross
50d $63 › 200d $66 — 200d above 50d
Institutional flow Accumulating
304 of 264 funds reported for Sep 30 · net +10.1M sh shares · +113 new
Insider flow Distributing
Net -$384.3K over 90 days · 100% sells
Short interest Rising
20.40% of shares out · ▲ +11.9% MoM · 1.3 days cover
Volume signal Normal
Volume near normal
Institution breadth Multi-yr high
264 holders — near 3-yr high, broad support
Price context
position in its 52-week range
Range low $9 Now $42 · 25% Range high $141
vs 200-day avg -37% vs 50-day avg -33%

Illustrative technical + ownership context — a signal mix, not investment advice.

Key metrics

Earlier KPI extraction records exist, but do not meet the current evidence-completeness requirements. No current verified series is available. Earlier figures remain withheld until revalidated; this is not evidence that the company reports no KPIs.

Versus peers

Semiconductor Equipment & Materials — same industry group
Open screener →
Company Mkt cap YTD Rev growth Y/Y P/E Short % shares
AXTI
Axt Inc
this stock
$2.75B +155.9% +31.1% 95.1 20.4%
ASML
Asml Holding NV
$576.26B +39.8% — — 0.3%
AMAT
Applied Materials Inc
$294.03B +44.2% -12.6% 32.0 1.8%
LRCX
Lam Research Corp
$282.21B +32.0% +51.7% 33.7 2.2%
KLAC
Kla Corp
$198.47B — +11.7% 38.2 1.7%

Peers by industry group · P/E from as-reported trailing EPS · short % is of shares outstanding

At a glance

key data from every section
Ownership
Institutional Holders Accumulating
Holders
349
% held
106.7%
Reported
304 of 264
Top holder
BlackRock, Inc.
Held Float
View
Held by Funds
Fund positions
205
View
Short & Settlement
Short Interest Rising
Shares short
13.4M
Days to cover
1.3d
Change
+1.4M sh
View
Short Volume
Short vol %
38%
As of
Nov 13, 2026
Short Total
View
Fails to Deliver
FTD shares
256
Value
$15.9K
As of
Oct 13, 2026
View
Off-Exchange
Off-exchange %
41.7%
Week of
Oct 5, 2026
Off-exch Lit
View
Smart Money
Insider Trades Net selling
Net (90d)
-$384.3K
Buyers / Sellers
0 / 1
Buyers Sellers
View
Financials
Financials
Revenue (FY)
$88.3M
Net income (FY)
$-21.3M
EPS diluted
$-0.49
View
Buybacks
Authorized
$5.0M
Remaining
$2.7M
Spent Remaining
View
Filings
SEC Filings
Latest
10-Q
Filed
Nov 12, 2026
This year
28
View
Proposed Sales
Value
$371.7K
Shares
4.0K
Filed
Aug 17, 2026
View
Earnings & Events
Webcasts
Last webcast
Oct 29, 2026
View
Investor Relations
Latest news
AXT, Inc. Announces Third Quarter…
Published
Oct 29, 2026
View

Performance

5D 20D 120D MTD YTD
AXTI +7.6% -18.7% -68.5% -24.0% +155.9%
SPY +2.6% -1.2% +0.5% -0.2% +10.6%
vs SPY +5.0% -17.6% -69.0% -23.8% +145.3%

Capital returns

Buyback program · as of Sep 30, 2026
Authorized
$5.00M
Spent (derived)
$2.30M
Remaining
$2.70M
Spent Remaining

Dividends per share over the trailing 365 days by ex-date · buyback figures as last reported in SEC filings ("spent" derived as authorized − remaining; when several programs run concurrently, authorized is their combined total per the newest filing) · components shown separately — trailing-year buyback spend isn't tracked, so no combined shareholder yield is derived.

Key facts CIK 1051627 CUSIP 00246W103 13F (30d) 277 filings 256 filers Visit website Investor relations