AXTI · Axt Inc · Holdings

$59.28 +2.19 (+3.84%) At close · Oct 21

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$3.83B

65.57M

Volume · Oct 21 6.86M Avg daily vol (3M) 10.03M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AXTI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 274

Total Value: $4,264,357,030

Total Shares: 59,138,678

Showing 1–100 of 307 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding AXTI

All superinvestors →

Joel Greenblatt $8,042,542

Holder Concentration

Across 263 13F filers

Top Holder

9.3%

of institutional value

Top 5

41.9%

of institutional value

Top 10

59.3%

of institutional value

HHI

463

Broadly held

Who Holds AXTI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 257 filers, like-for-like change +39.5%; actively managed books +24.1%; index-like books +90.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	29.6%	114	+57.3%	61	30
Exempt adviser	0.9%	5	-92.0%	3	11
Adviser	4.9%	9	+10571.5%	6	1
Bank	10.4%	15	+28.7%	3	0
Insurer	0.0%	2	new	2	0
Broker-dealer	0.6%	2	+111.4%	0	1
Benefit plan	0.3%	4	+70.4%	2	0
Non-US	2.9%	8	+212.4%	3	1
Holding company	15.6%	10	+101.3%	4	0
Unknown	34.8%	88	+40.9%	43	22

Style	Share	Filers	Change	New	Exited
Index-like	31.4%	31	+90.8%	11	1
Systematic-like	14.4%	25	+87.6%	10	12
Concentrated	6.0%	40	-66.8%	24	17
Diversified active	48.2%	161	+55.5%	82	36
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	35.8%	118	+103.8%	51	17
Medium turnover	20.6%	60	+135.4%	36	13
High turnover	27.0%	55	-6.5%	28	32
Unknown	16.6%	24	-0.6%	12	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	18.3%	48	-34.0%	29	19
Medium horizon	21.4%	50	+350.4%	30	13
Long horizon	56.5%	142	+61.6%	58	18
Unknown	3.8%	17	-21.2%	10	16
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.5%	56	-54.8%	36	23
$1B to $10B	2.4%	56	-86.1%	29	25
$10B to $100B	20.6%	80	+110.1%	46	16
$100B or more	73.5%	65	+93.3%	16	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.8%	48	-43.7%	22	12
Pooled investment vehicles	9.5%	28	+70.5%	17	14
Registered funds and BDCs	17.4%	14	+74.2%	5	2
Pension and profit sharing plans	0.0%	1	new	1	0
Insurance companies	0.1%	3	new	3	0
Governments and sovereign funds	0.6%	7	+50.1%	5	0
Other investment advisers	0.0%	2	-42.9%	1	0
Other	0.1%	1	+375.7%	0	0
Diversified	1.0%	10	-27.7%	7	2
Corporations	0.0%	0	—	0	0
Unknown	70.4%	143	+33.1%	66	36

Private funds	Share	Filers	Change	New	Exited
Hedge funds	11.4%	38	-12.4%	23	24
Private equity funds	0.2%	10	-81.7%	4	1
Venture capital funds	0.0%	1	new	1	0
Real estate funds	0.0%	2	+7.5%	0	0
Securitized asset funds	0.2%	1	+11.7%	0	0
Other private funds	3.8%	8	+49.4%	4	0
Mixed private funds	0.3%	3	+6.3%	1	0
Private funds, type not stated	0.0%	2	-90.1%	2	2
No private funds	14.6%	54	+87.9%	29	13
Unknown	69.6%	138	+49.8%	63	26

Location	Share	Filers	Change	New	Exited
United States	81.7%	196	+90.7%	100	42
Outside the US	18.3%	60	-37.8%	26	24
Unknown	0.0%	1	new	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

257 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.778% of filers hold it in their top 10

Mar 31, 2026: 13

Holders above 5%

median weight 0.005%

Mar 31, 2026: 6

Crowding

23.2%

of shares outstanding, 67th percentile

Mar 31, 2026: 32.3%

Private-fund advisers

11.1%

of shares outstanding

Institutional ownership

70.2%

73.2% of the estimated free float

Top 10 holders

54.2%

of 13F shares, Herfindahl 0.041

Active holders

+24.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (2 institutional, 3 passive, 0 exempt)

How long holders have held it value-weighted 6.9 quarters

Under 1 year 53.0% 1 to 3 years 29.6% 3 years or more 17.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$67.19

estimated per share

Mar 31, 2026: $24.00

Quarter-end price

$72.08

implied by 13F values

Estimated gain or loss

+7.3%

price against the estimated cost

Estimated at a loss

51.4%

of costed 13F value

Estimated cost covers 66.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AXTI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	AAOI Applied Optoelectronics, Inc.	18	0.315
2	POET Poet Technologies Inc.	7	0.237
3	SITM SITIME Corp	10	0.161
4	AEHR Aehr Test Systems	5	0.139
5	LITE Lumentum Holdings Inc.	16	0.132
6	MXL Maxlinear, Inc	6	0.130
7	SMCI Super Micro Computer, Inc.	8	0.118
8	BMNR Bitmine Immersion Technologies, Inc.	6	0.109
9	FORM Formfactor Inc	5	0.107
10	CRCL Circle Internet Group, Inc.	6	0.105

Shareholder Targets

13F filers that own its peers but not AXTI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: AAOI, POET, SITM, AEHR, LITE, MXL, SMCI, BMNR, FORM, CRCL, BE, UUUU, WOLF, TME, VSH, ASTS, COHR, TSEM, TEM, NBIS. 2,698 filers in all.

#	Filer	In peers	Of book	Largest peers
1	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$6,580,234,224 19 held	1.44%	BE, COHR, SITM
2	NORGES BANK Non-US, Index-like	$5,161,469,914 16 held	0.510%	LITE, BE, COHR
3	Value Aligned Research Advisors, LLC Registered adviser, Diversified active	$4,369,059,150 5 held	26.1%	BE, NBIS, LITE
4	NVIDIA CORP Unknown, Concentrated	$3,400,969,625 2 held	5.36%	COHR, NBIS
5	Situational Awareness LP Registered adviser, Concentrated	$3,151,841,165 3 held	15.6%	BE, NBIS, VSH
6	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$2,026,726,975 7 held	1.20%	NBIS, BE, TSEM
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$1,890,484,600 9 held	0.830%	LITE, TSEM, BE
8	Polar Capital Holdings Plc Registered adviser, Diversified active	$1,866,642,499 6 held	5.28%	COHR, FORM, LITE
9	FRED ALGER MANAGEMENT, LLC Registered adviser, Diversified active	$1,859,506,540 7 held	6.20%	NBIS, LITE, COHR
10	Orbis Allan Gray Ltd Unknown, Diversified active	$1,793,646,546 1 held	6.17%	NBIS

Fund Ownership of AXTI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.16% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.76%	+1.03 pp	1,152,830	47
Index ETFs	9.40%	+5.64 pp	6,162,955	16
Active ETFs	0.30%	+0.11 pp	194,673	9
Active funds	3.44%	+1.24 pp	2,257,005	68
Unclassified	0.03%	+0.03 pp	16,861	7
All registered funds	14.92%	+8.04 pp	9,784,324	147

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 125 Exempt adviser 4 Adviser 9 Bank 15 Insurer 2 Broker-dealer 3 Benefit plan 4 Non-US 8 Holding company 10 Unknown 94

Showing 100 of 307

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$365,607,197

8.57%

5,072,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	84,307	$6,076,848	1.7%	Sole
BlackRock Investment Management (Australia) Ltd	178	$12,830	0.0%	Sole
BlackRock Asset Management Canada Ltd	7,085	$510,686	0.1%	Sole
BlackRock Investment Management, LLC	184,492	$13,298,183	3.6%	Sole
BLACKROCK ADVISORS LLC	296,829	$21,395,434	5.9%	Sole
BlackRock Fund Advisors	2,415,519	$174,110,609	47.6%	Sole
BlackRock Institutional Trust Company, N.A.	1,906,651	$137,431,404	37.6%	Sole
BlackRock Japan Co. Ltd	575	$41,446	0.0%	Sole
BlackRock Fund Managers Ltd.	11,102	$800,232	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	23,674	$1,706,421	0.5%	Sole
BlackRock (Netherlands) B.V.	9,276	$668,614	0.2%	Sole
BlackRock Asset Management Ireland Ltd	110,860	$7,990,788	2.2%	Sole
BlackRock Life Ltd	231	$16,650	0.0%	Sole
BlackRock Asset Management Schweiz AG	9,768	$704,077	0.2%	Sole
Aperio Group, LLC	11,695	$842,975	0.2%	Sole

Marex Group plc

$256,885,623

6.02%

3,563,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	30,739	$2,215,667	0.9%	Defined
Marex Securities Products Inc.	3,533,157	$254,669,956	99.1%	Defined

JANE STREET GROUP, LLC

$254,234,448

5.96%

3,527,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,981,581	$214,912,358	84.5%	Defined
Jane Street Global Trading, LLC	545,503	$39,319,856	15.5%	Defined
Jane Street Singapore Pte. Ltd	31	$2,234	0.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$196,267,641

4.60%

2,722,914

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$182,679,552

4.28%

2,534,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,534,400	$182,679,552	100.0%	Other

D. E. Shaw & Co., Inc.

$162,186,126

3.80%

2,250,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,221,270	$160,109,141	98.7%	Defined
D. E. Shaw Investment Management, L.L.C. joint	28,815	$2,076,985	1.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$161,199,712

3.78%

2,236,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,236,400	$161,199,712	100.0%	Other

Marex Group plc

$144,160,000

3.38%

2,000,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MAREX CAPITAL MARKETS INC.	2,000,000	$144,160,000	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$126,746,985

2.97%

1,758,421

GEODE CAPITAL MANAGEMENT, LLC

$125,146,015

2.93%

1,736,210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	224,149	$16,156,659	12.9%	Defined
Held directly	1,512,061	$108,989,356	87.1%	Defined

STATE STREET CORP

$106,858,455

2.51%

1,482,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,482,498	$106,858,455	100.0%	Defined

CITADEL ADVISORS LLC

$106,774,410

2.50%

1,481,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,481,332	$106,774,410	100.0%	Defined

CITADEL ADVISORS LLC

$106,260,336

2.49%

1,474,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,474,200	$106,260,336	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$95,182,216

2.23%

1,320,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	80,901	$5,831,344	6.1%	Defined
Held directly	1,239,607	$89,350,872	93.9%	Sole

Clear Street Group Inc.

$94,347,025

2.21%

1,308,921

Invesco Ltd.

$82,429,027

1.93%

1,143,577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	9,684	$698,021	0.8%	Defined
Invesco Trust Co joint	24,911	$1,795,584	2.2%	Defined
Invesco Capital Management LLC	1,108,982	$79,935,422	97.0%	Defined

JANE STREET GROUP, LLC

$81,745,928

1.92%

1,134,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,134,100	$81,745,928	100.0%	Defined

CITIGROUP INC

$76,049,733

1.78%

1,055,074

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1,055,074	$76,049,733	100.0%	Defined

SG Americas Securities, LLC

$72,235,044

1.69%

1,002,151

CITADEL ADVISORS LLC

$63,329,488

1.49%

878,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	878,600	$63,329,488	100.0%	Defined

Point72 Asset Management, L.P.

$62,536,608

1.47%

867,600

JANE STREET GROUP, LLC

$61,628,400

1.45%

855,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	855,000	$61,628,400	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$61,579,529

1.44%

854,322

GOLDMAN SACHS GROUP INC

$59,073,595

1.39%

819,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	574,155	$41,385,092	70.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	240,353	$17,324,644	29.3%	Defined
Goldman Sachs Trust Company, N.A. joint	5,048	$363,859	0.6%	Other

UBS Group AG

$47,148,752

1.11%

654,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	8,955	$645,476	1.4%	Defined
UBS AG	626,742	$45,175,563	95.8%	Defined
UBS Switzerland AG	18,403	$1,326,488	2.8%	Defined
UBS Securities LLC	17	$1,225	0.0%	Defined

BANK OF AMERICA CORP /DE/

$46,061,785

1.08%

639,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	216,470	$15,603,157	33.9%	Defined
BOFA SECURITIES, INC.	397,731	$28,668,450	62.2%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	24,836	$1,790,178	3.9%	Defined

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$44,356,374

1.04%

615,377

MORGAN STANLEY

$44,111,083

1.03%

611,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	759	$54,708	0.1%	Defined
MORGAN STANLEY & CO. LLC	34,758	$2,505,356	5.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	512,388	$36,932,927	83.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	43,306	$3,121,496	7.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	20,763	$1,496,596	3.4%	Defined

NORTHERN TRUST CORP

$39,528,887

0.93%

548,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	506,270	$36,491,941	92.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	32,441	$2,338,347	5.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	9,692	$698,599	1.8%	Other

Fund Resources Investment Holding Group Co Ltd

$38,685,768

0.91%

536,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Funde Sino Life Insurance Co Ltd	536,706	$38,685,768	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$31,130,559

0.73%

431,889

TWO SIGMA INVESTMENTS, LP

$28,668,522

0.67%

397,732

T. Rowe Price Investment Management, Inc.

$28,312,086

0.66%

392,787

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$27,231,463

0.64%

377,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	377,795	$27,231,463	100.0%	Other

WELLINGTON MANAGEMENT GROUP LLP

$25,911,389

0.61%

359,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	212,097	$15,287,951	59.0%	Defined
Wellington Management Singapore Pte. Ltd.	52,976	$3,818,510	14.7%	Defined
Wellington Management International Ltd	4,058	$292,500	1.1%	Defined
Wellington Trust Company, NA joint	90,350	$6,512,428	25.1%	Defined

BNP PARIBAS ARBITRAGE, SA

$25,424,345

0.60%

352,724

Walleye Trading LLC

$25,098,256

0.59%

348,200

Capital World Investors

$24,706,717

0.58%

342,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	342,768	$24,706,717	100.0%	Defined

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$24,067,295

0.56%

333,897

Funde Sino Life Insurance Co Ltd

$23,408,052

0.55%

324,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fund Resources Investment Holding Group Co Ltd	324,751	$23,408,052	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$22,759,548

0.53%

315,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	315,754	$22,759,548	100.0%	Defined

Squarepoint Ops LLC

$22,560,967

0.53%

312,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	312,999	$22,560,967	100.0%	Defined

Walleye Trading LLC

$16,196,376

0.38%

224,700

D. E. Shaw & Co., Inc.

$16,174,752

0.38%

224,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	224,400	$16,174,752	100.0%	Defined

D. E. Shaw & Co., Inc.

$15,835,976

0.37%

219,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	219,700	$15,835,976	100.0%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$14,617,824

0.34%

202,800

Alyeska Investment Group, L.P.

$14,416,000

0.34%

200,000

Bank of New York Mellon Corp

$14,095,818

0.33%

195,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	82,024	$5,912,289	41.9%	Defined
The Bank of New York Mellon	111,603	$8,044,344	57.1%	Defined
BNY Mellon, NA joint	1,886	$135,942	1.0%	Defined
BNY Mellon Advisors, Inc.	43	$3,099	0.0%	Defined
Held directly	2	$144	0.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$13,528,261

0.32%

187,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	19,724	$1,421,705	10.5%	Defined
Held directly	167,960	$12,106,556	89.5%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$13,459,498

0.32%

186,730

GROUP ONE TRADING LLC

$12,110,521

0.28%

168,015

Tema ETFs LLC

$11,539,431

0.27%

149,069

Nuveen, LLC

$11,418,624

0.27%

158,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	10,002	$720,944	6.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	17,330	$1,249,146	10.9%	Defined
TEACHERS ADVISORS, LLC joint	131,084	$9,448,534	82.7%	Defined

Point72 Asset Management, L.P.

$11,165,192

0.26%

154,900

NEUBERGER BERMAN GROUP LLC

$10,510,633

0.25%

145,819

DEUTSCHE BANK AG\

$10,288,699

0.24%

142,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,176	$84,766	0.8%	Defined
DWS Investments UK Ltd	141,564	$10,203,933	99.2%	Defined

Tairen Capital Ltd

$10,091,200

0.24%

140,000

Walleye Trading LLC

$9,677,172

0.23%

134,256

NOMURA HOLDINGS INC

$9,293,058

0.22%

128,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	128,927	$9,293,058	100.0%	Defined

Allianz Asset Management GmbH

$8,815,384

0.21%

122,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	122,300	$8,815,384	100.0%	Defined

Swiss National Bank

$8,346,864

0.20%

115,800

KADENSA CAPITAL Ltd

$8,293,020

0.19%

115,053

Balyasny Asset Management L.P.

$8,244,942

0.19%

114,386

Gotham Asset Management, LLC

$8,042,542

0.19%

111,578

Jain Global LLC

$7,687,908

0.18%

106,658

Lido Advisors, LLC

$7,567,967

0.18%

104,994

LPL Financial LLC

$7,249,518

0.17%

100,576

MARSHALL WACE, LLP

$7,231,786

0.17%

100,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	100,330	$7,231,786	100.0%	Other

Arosa Capital Management LP

$7,208,000

0.17%

100,000

Artisan Partners Limited Partnership

$6,891,352

0.16%

95,607

Aristides Capital LLC

$6,494,912

0.15%

90,107

Caption Management, LLC

$6,487,200

0.15%

90,000

PEAK6 LLC

$6,479,992

0.15%

89,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	89,900	$6,479,992	100.0%	Defined

Trexquant Investment LP

$6,341,093

0.15%

87,973

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$6,193,472

0.15%

85,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	70,707	$5,096,560	82.3%	Sole
UBS Asset Management (UK) Ltd.	6,320	$455,545	7.4%	Defined
Held directly	8,898	$641,367	10.4%	Defined

RENAISSANCE TECHNOLOGIES LLC

$6,076,344

0.14%

84,300

FMR LLC

$5,866,878

0.14%

81,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	81,185	$5,851,814	99.7%	Defined
STRATEGIC ADVISERS LLC	209	$15,064	0.3%	Defined

Elequin Capital, LP

$5,838,768

0.14%

81,004

FORA Capital, LLC

$5,654,027

0.13%

78,441

RHUMBLINE ADVISERS

$5,611,211

0.13%

77,847

WELLS FARGO & COMPANY/MN

$5,417,820

0.13%

75,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	58,032	$4,182,946	77.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	11,779	$849,030	15.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	5,353	$385,844	7.1%	Defined

Maytree Asset Management Ltd

$5,361,094

0.13%

74,377

ALLIANCEBERNSTEIN L.P.

$5,231,278

0.12%

72,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	72,576	$5,231,278	100.0%	Defined

Lido Advisors, LLC

$5,045,600

0.12%

70,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$4,821,214

0.11%

66,887

AXIOM INVESTORS LLC /DE

$4,774,002

0.11%

66,232

WELLS FARGO & COMPANY/MN

$4,685,200

0.11%

65,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	65,000	$4,685,200	100.0%	Defined

Allianz Asset Management GmbH

$4,490,584

0.11%

62,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	62,300	$4,490,584	100.0%	Defined

JPMORGAN CHASE & CO

$4,490,077

0.11%

62,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	25,953	$1,870,691	41.7%	Defined
J.P. Morgan Investment Management Inc.	15,873	$1,144,125	25.5%	Defined
J.P. Morgan Securities LLC	3,600	$259,488	5.8%	Defined
J.P. Morgan Securities plc	16,854	$1,214,836	27.1%	Defined
55I, LLC	13	$937	0.0%	Other

TUDOR INVESTMENT CORP ET AL

$4,303,176

0.10%

59,700

ROYAL BANK OF CANADA

$4,161,898

0.10%

57,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,902	$137,096	3.3%	Defined
RBC Capital Markets, LLC	53,791	$3,877,255	93.2%	Defined
RBC Dominion Securities Inc.	2,047	$147,547	3.5%	Defined

DNB Asset Management AS

$3,834,367

0.09%

53,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	53,196	$3,834,367	100.0%	Other

Jupiter Topco LLC

$3,805,463

0.09%

52,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	25,850	$1,863,268	49.0%	Defined
JANUS HENDERSON INVESTORS US LLC	26,945	$1,942,195	51.0%	Defined

POLEN CAPITAL MANAGEMENT LLC

$3,799,120

0.09%

52,707

NEW YORK STATE COMMON RETIREMENT FUND

$3,679,179

0.09%

51,043

SCALAR GAUGE MANAGEMENT, LLC

$3,604,000

0.08%

50,000

E Fund Management Co., Ltd.

$3,328,005

0.08%

46,171

Neo Ivy Capital Management

$3,279,567

0.08%

45,499

WHITE PINE CAPITAL LLC

$3,264,359

0.08%

45,288

Jain Global LLC

$3,243,600

0.08%

45,000

Showing the top 100 of 307 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1051627 CUSIP 00246W103 13F (30d) 27 filings 27 filers Visit website Investor relations