AAOI · Applied Optoelectronics, Inc. · Holdings

$77.88 -0.32 (-0.41%)

Russell 1000 member Rebalance outlook locked

Market Cap

$6.60B

84.57M

Volume · Oct 20 5.7M Avg daily vol (3M) 10.12M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AAOI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 492

Total Value: $10,399,376,548

Total Shares: 70,404,551

Showing 1–100 of 544 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 492 13F filers

Top Holder

9.2%

of institutional value

Top 5

37.5%

of institutional value

Top 10

55.8%

of institutional value

HHI

407

Broadly held

Who Holds AAOI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 483 filers, like-for-like change -4.3%; actively managed books -7.3%; index-like books +1.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	40.7%	251	-13.7%	83	39
Exempt adviser	1.4%	11	+21.4%	8	4
Adviser	7.8%	12	+19.0%	4	1
Bank	11.5%	20	+13.5%	6	0
Insurer	0.1%	3	0.0%	0	0
Broker-dealer	0.3%	2	-12.8%	0	1
Benefit plan	0.4%	6	+82.6%	2	0
Non-US	1.4%	10	+13.1%	3	1
Holding company	19.0%	10	-1.8%	1	0
Unknown	17.3%	158	-4.4%	64	17

Style	Share	Filers	Change	New	Exited
Index-like	35.6%	42	+1.7%	11	0
Systematic-like	2.6%	28	-76.6%	7	8
Concentrated	5.1%	74	+116.2%	32	16
Diversified active	56.7%	339	+1.4%	121	39
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	45.8%	232	-4.5%	80	15
Medium turnover	30.3%	126	+16.3%	42	15
High turnover	7.1%	77	-61.2%	32	27
Unknown	16.8%	48	+40.2%	17	6
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	18.3%	76	+34.1%	37	20
Medium horizon	24.1%	88	+6.4%	36	10
Long horizon	47.1%	266	-6.5%	81	18
Unknown	10.4%	53	-41.1%	17	15
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.3%	130	-14.6%	58	31
$1B to $10B	10.0%	151	-20.3%	69	22
$10B to $100B	24.0%	129	+27.7%	38	9
$100B or more	63.7%	73	-9.6%	6	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.7%	138	-6.7%	52	15
Pooled investment vehicles	6.0%	40	-45.3%	12	17
Registered funds and BDCs	24.8%	29	-6.8%	5	3
Pension and profit sharing plans	0.0%	3	+150.4%	1	0
Insurance companies	0.4%	3	-35.0%	0	1
Charitable organizations	0.0%	2	+104.5%	1	0
Governments and sovereign funds	0.9%	8	-49.4%	3	2
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	6	+39.2%	2	0
Other	0.1%	3	-9.9%	0	0
Diversified	4.8%	18	+51.0%	7	1
Unknown	59.3%	232	+3.6%	88	24

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.2%	59	-42.2%	23	21
Private equity funds	3.4%	12	+21.2%	1	0
Venture capital funds	0.0%	1	-29.2%	0	0
Real estate funds	0.0%	6	+496.8%	1	0
Liquidity funds	0.0%	2	-23.3%	1	0
Securitized asset funds	0.3%	1	+50.0%	0	0
Other private funds	8.7%	26	-21.5%	6	1
Mixed private funds	0.1%	4	-22.4%	2	0
Private funds, type not stated	1.1%	7	+87.5%	5	2
No private funds	20.3%	144	+5.0%	52	19
Unknown	57.8%	221	+3.2%	80	20

Location	Share	Filers	Change	New	Exited
United States	85.4%	396	-11.9%	131	50
Outside the US	14.5%	86	+100.1%	40	13
Unknown	0.1%	1	+16.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

52 13F filers, quarter ended Mar 31, 2023

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Dec 31, 2022: 0

Holders above 5%

median weight 0.000%

Dec 31, 2022: 0

Crowding

9.16%

of shares outstanding, 28th percentile

Dec 31, 2022: 8.67%

Private-fund advisers

8.87%

of shares outstanding

Institutional ownership

30.2%

32.8% of the estimated free float

Top 10 holders

80.4%

of 13F shares, Herfindahl 0.085

Active holders

-7.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 9.8 quarters

Under 1 year 20.7% 1 to 3 years 24.0% 3 years or more 55.3% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Mar 31, 2023, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$4.24

estimated per share

Dec 31, 2022: $4.33

Quarter-end price

$2.21

implied by 13F values

Estimated gain or loss

-47.9%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 44.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not AAOI, quarter ended Mar 31, 2023

AAOI has no holder-overlap peers, so these filers hold the largest Technology stocks: AAPL, MSFT, NVDA, AVGO, CSCO, CRM, ADBE, TXN, ACN, AMD, ORCL, INTU, QCOM, ADI, APH, INTC, NOW, AMAT, TSM, ADP. 5,305 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Berkshire Hathaway Inc Insurer, Concentrated	$150,975,906,990 1 held	47.7%	AAPL
2	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$139,295,382,500 20 held	21.6%	MSFT, AAPL, NVDA
3	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$88,732,167,432 20 held	14.6%	AAPL, MSFT, NVDA
4	NORGES BANK Non-US, Index-like	$87,782,190,148 20 held	19.8%	AAPL, MSFT, NVDA
5	Capital World Investors Adviser, Diversified active	$61,660,621,317 14 held	13.6%	MSFT, AVGO, AAPL
6	Capital International Investors Adviser, Diversified active	$59,718,176,954 15 held	16.0%	MSFT, AVGO, AAPL
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$55,127,663,497 20 held	11.6%	MSFT, AAPL, TXN
8	Legal & General Group Plc Unknown, Index-like	$54,521,609,204 20 held	20.1%	AAPL, MSFT, NVDA
9	Capital Research Global Investors Adviser, Diversified active	$52,548,232,658 16 held	15.4%	MSFT, AVGO, AAPL
10	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$51,941,451,838 19 held	17.1%	AAPL, MSFT, AVGO

Fund Ownership of AAOI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 12.54% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.44%	+0.18 pp	2,063,453	51
Index ETFs	10.10%	+0.46 pp	8,544,658	50
Active ETFs	1.97%	+1.69 pp	1,668,481	19
Active funds	7.07%	-1.49 pp	5,976,038	160
Unclassified	0.37%	+0.36 pp	310,104	17
All registered funds	21.95%	+1.20 pp	18,562,734	297

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 257 Exempt adviser 10 Adviser 12 Bank 20 Insurer 3 Broker-dealer 3 Benefit plan 6 Non-US 10 Holding company 10 Unknown 161

Showing 100 of 544

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$955,671,994

9.19%

6,450,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	138,508	$20,521,345	2.1%	Sole
BlackRock Investment Management (Australia) Ltd	461	$68,301	0.0%	Sole
BlackRock Asset Management Canada Ltd	10,395	$1,540,123	0.2%	Sole
BlackRock Investment Management, LLC	42,943	$6,362,434	0.7%	Sole
BLACKROCK ADVISORS LLC	57,777	$8,560,240	0.9%	Sole
BlackRock Fund Advisors	3,274,792	$485,193,182	50.8%	Sole
BlackRock Institutional Trust Company, N.A.	2,303,975	$341,356,936	35.7%	Sole
BlackRock Japan Co. Ltd	2,687	$398,105	0.0%	Sole
BlackRock Fund Managers Ltd.	13,798	$2,044,311	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	40,276	$5,967,292	0.6%	Sole
BlackRock (Netherlands) B.V.	12,564	$1,861,482	0.2%	Sole
BlackRock Asset Management Ireland Ltd	137,549	$20,379,259	2.1%	Sole
BlackRock Advisors (UK) Ltd	1,222	$181,051	0.0%	Sole
BlackRock (Luxembourg) S.A.	317,841	$47,091,322	4.9%	Sole
BlackRock Life Ltd	329	$48,744	0.0%	Sole
BlackRock Asset Management Schweiz AG	12,641	$1,872,890	0.2%	Sole
Aperio Group, LLC	82,449	$12,215,643	1.3%	Sole
SpiderRock Advisors, LLC	63	$9,334	0.0%	Sole

Invesco Ltd.

$505,857,054

4.86%

3,414,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,121,631	$462,500,846	91.4%	Defined
Invesco Trust Co joint	31,324	$4,640,963	0.9%	Defined
Invesco Capital Management LLC	261,307	$38,715,245	7.7%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$498,262,228

4.79%

3,363,001

JANE STREET GROUP, LLC

$421,944,864

4.06%

2,847,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,847,900	$421,944,864	100.0%	Defined

Marex Group plc

$419,333,098

4.03%

2,830,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	181,249	$26,853,851	6.4%	Defined
Marex Securities Products Inc.	2,648,901	$392,461,172	93.6%	Defined
Held directly	122	$18,075	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$404,432,352

3.89%

2,729,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,729,700	$404,432,352	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$394,624,160

3.79%

2,663,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,663,500	$394,624,160	100.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$392,878,538

3.78%

2,651,718

Marex Group plc

$370,400,000

3.56%

2,500,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MAREX CAPITAL MARKETS INC.	2,500,000	$370,400,000	100.0%	Defined

UBS Group AG

$312,834,505

3.01%

2,111,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	22,693	$3,362,194	1.1%	Defined
UBS AG	1,902,351	$281,852,324	90.1%	Defined
UBS Switzerland AG	186,420	$27,619,987	8.8%	Defined

OBERWEIS ASSET MANAGEMENT INC/

$265,373,376

2.55%

1,791,127

GEODE CAPITAL MANAGEMENT, LLC

$247,565,876

2.38%

1,670,936

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	195,131	$28,910,608	11.7%	Defined
Held directly	1,475,805	$218,655,268	88.3%	Defined

Value Aligned Research Advisors, LLC

$236,333,571

2.27%

1,595,124

GOLDMAN SACHS GROUP INC

$235,048,875

2.26%

1,586,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,265,264	$187,461,514	79.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	317,559	$47,049,541	20.0%	Defined
Goldman Sachs Trust Company, N.A.	3,630	$537,820	0.2%	Defined

STATE STREET CORP

$221,886,934

2.13%

1,497,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,497,617	$221,886,934	100.0%	Defined

CITADEL ADVISORS LLC

$214,106,016

2.06%

1,445,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,445,100	$214,106,016	100.0%	Defined

Hood River Capital Management LLC

$206,314,281

1.98%

1,392,510

JANE STREET GROUP, LLC

$205,823,872

1.98%

1,389,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,389,200	$205,823,872	100.0%	Defined

CITADEL ADVISORS LLC

$204,653,408

1.97%

1,381,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,381,300	$204,653,408	100.0%	Defined

Clear Street Group Inc.

$182,406,146

1.75%

1,231,143

MORGAN STANLEY

$165,218,843

1.59%

1,115,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,264	$483,594	0.3%	Defined
MORGAN STANLEY & CO. LLC	553,660	$82,030,265	49.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	368,941	$54,662,298	33.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	1,298	$192,311	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	111,893	$16,578,066	10.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	76,082	$11,272,309	6.8%	Defined

JPMORGAN CHASE & CO

$158,271,324

1.52%

1,068,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	39	$5,778	0.0%	Other
JPMorgan Chase Bank, N.A.	2,022	$299,579	0.2%	Defined
J.P. Morgan Investment Management Inc.	74,745	$11,074,219	7.0%	Defined
J.P. Morgan Securities LLC	991,345	$146,877,674	92.8%	Defined
J.P. Morgan Securities plc	78	$11,556	0.0%	Defined
55I, LLC	17	$2,518	0.0%	Other

FRONTIER CAPITAL MANAGEMENT CO LLC

$144,503,114

1.39%

975,318

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$96,153,765

0.92%

648,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	648,986	$96,153,765	100.0%	Other

JANE STREET GROUP, LLC

$83,496,604

0.80%

563,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	562,135	$83,285,921	99.7%	Defined
Jane Street Global Trading, LLC	1,194	$176,903	0.2%	Defined
Jane Street Singapore Pte. Ltd	228	$33,780	0.0%	Defined

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$74,702,568

0.72%

504,202

VANGUARD FIDUCIARY TRUST CO

$72,438,683

0.70%

488,922

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$70,528,160

0.68%

476,027

CITIGROUP INC

$66,672,000

0.64%

450,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	450,000	$66,672,000	100.0%	Defined

NORTHERN TRUST CORP

$61,889,394

0.60%

417,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	369,342	$54,721,710	88.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	48,378	$7,167,684	11.6%	Defined

Capula Management Ltd

$56,411,771

0.54%

380,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capula Investment US LP	749	$110,971	0.2%	Defined
Capula Investment Management LLP	190,000	$28,150,400	49.9%	Defined
Capula Investment Management Singapore Pte. Ltd	190,000	$28,150,400	49.9%	Defined

Marex Group plc

$56,300,800

0.54%

380,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Securities Products Inc.	380,000	$56,300,800	100.0%	Defined

Capula Management Ltd

$56,300,800

0.54%

380,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capula Investment Management LLP	190,000	$28,150,400	50.0%	Defined
Capula Investment Management Singapore Pte. Ltd	190,000	$28,150,400	50.0%	Defined

GILDER GAGNON HOWE & CO LLC

$50,820,954

0.49%

343,014

D. E. Shaw & Co., Inc.

$48,907,616

0.47%

330,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	330,100	$48,907,616	100.0%	Defined

D. E. Shaw & Co., Inc.

$48,018,656

0.46%

324,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	324,100	$48,018,656	100.0%	Defined

Walleye Trading LLC

$46,892,640

0.45%

316,500

DIMENSIONAL FUND ADVISORS LP

$45,919,523

0.44%

309,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	929	$137,640	0.3%	Defined
DFA Australia Ltd.	8,673	$1,284,991	2.8%	Defined
Dimensional Ireland Ltd	15,561	$2,305,517	5.0%	Defined
Held directly	284,769	$42,191,375	91.9%	Sole

Walleye Trading LLC

$45,707,360

0.44%

308,500

Focus Partners Wealth

$42,400,280

0.41%

286,179

Steward Partners Investment Advisory, LLC

$40,114,468

0.39%

270,751

TUDOR INVESTMENT CORP ET AL

$38,758,656

0.37%

261,600

BNP PARIBAS ARBITRAGE, SA

$37,338,246

0.36%

252,013

WESTFIELD CAPITAL MANAGEMENT CO LP

$36,973,772

0.36%

249,553

WELLINGTON MANAGEMENT GROUP LLP

$36,163,038

0.35%

244,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	159,661	$23,655,373	65.4%	Defined
Wellington Managment Canada LLC	5,671	$840,215	2.3%	Defined
Wellington Management Hong Kong Ltd	7,594	$1,125,127	3.1%	Defined
Wellington Management International Ltd	4,679	$693,240	1.9%	Defined
Wellington Trust Company, NA joint	45,671	$6,766,615	18.7%	Defined
Wellington Management Australia Pty Ltd	20,805	$3,082,468	8.5%	Defined

VICTORY CAPITAL MANAGEMENT INC

$36,032,067

0.35%

243,197

NEUBERGER BERMAN GROUP LLC

$35,945,393

0.35%

242,612

RAYMOND JAMES FINANCIAL INC

$34,836,414

0.33%

235,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	60,858	$9,016,721	25.9%	Defined
Raymond James Financial Services Advisors, Inc.	35,888	$5,317,166	15.3%	Defined
ClariVest Asset Management LLC joint	9,161	$1,357,293	3.9%	Defined
EAGLE ASSET MANAGEMENT INC joint	129,220	$19,145,234	55.0%	Defined

BANK OF AMERICA CORP /DE/

$33,712,177

0.32%

227,539

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	198,832	$29,458,949	87.4%	Defined
BOFA SECURITIES, INC.	11,975	$1,774,216	5.3%	Defined
MERRILL LYNCH INTERNATIONAL	1,754	$259,872	0.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	14,978	$2,219,140	6.6%	Defined

IMC-Chicago, LLC

$33,105,166

0.32%

223,442

Bank of New York Mellon Corp

$32,567,341

0.31%

219,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	79	$11,703	0.0%	Defined
Mellon Investments Corporation joint	128,874	$19,093,971	58.6%	Defined
The Bank of New York Mellon	80,472	$11,922,731	36.6%	Defined
BNY Mellon, NA joint	9,346	$1,384,702	4.3%	Defined
BNY Mellon Advisors, Inc.	139	$20,594	0.1%	Defined
Newton Investment Management North America, LLC joint	901	$133,492	0.4%	Defined
Held directly	1	$148	0.0%	Defined

Point72 Asset Management, L.P.

$31,706,240

0.30%

214,000

EMERALD ADVISERS, LLC

$31,346,803

0.30%

211,574

AMERIPRISE FINANCIAL INC

$31,332,875

0.30%

211,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	201,429	$29,843,720	95.2%	Defined
Ameriprise Trust Co	10,024	$1,485,155	4.7%	Defined
Ameriprise Financial Services, LLC	27	$4,000	0.0%	Defined

NOMURA HOLDINGS INC

$29,632,000

0.28%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	200,000	$29,632,000	100.0%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$27,928,160

0.27%

188,500

MARSHALL WACE, LLP

$26,874,593

0.26%

181,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	180,389	$26,726,433	99.4%	Other
Marshall Wace Middle East Ltd	1,000	$148,160	0.6%	Other

Nuveen, LLC

$26,872,815

0.26%

181,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	28,467	$4,217,670	15.7%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	17,309	$2,564,501	9.5%	Defined
TEACHERS ADVISORS, LLC joint	135,601	$20,090,644	74.8%	Defined

Balyasny Asset Management L.P.

$26,029,193

0.25%

175,683

VOYA INVESTMENT MANAGEMENT LLC

$24,004,437

0.23%

162,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	162,017	$24,004,437	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$23,439,502

0.23%

158,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	44,671	$6,618,455	28.2%	Defined
UBS Asset Management Switzerland AG	94,615	$14,018,157	59.8%	Other
UBS Asset Management (UK) Ltd.	8,134	$1,205,133	5.1%	Defined
Held directly	10,784	$1,597,757	6.8%	Defined

Weiss Asset Management LP

$22,500,762

0.22%

151,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	151,868	$22,500,762	100.0%	Defined

Swiss National Bank

$21,927,680

0.21%

148,000

Jain Global LLC

$21,622,174

0.21%

145,938

KENNEDY CAPITAL MANAGEMENT LLC

$21,186,880

0.20%

143,000

Driehaus Capital Management LLC

$20,655,874

0.20%

139,416

EMERALD MUTUAL FUND ADVISERS TRUST

$20,291,845

0.20%

136,959

Point72 Asset Management, L.P.

$19,794,176

0.19%

133,600

NORGES BANK

$19,438,592

0.19%

131,200

Shellback Capital, LP

$19,409,552

0.19%

131,004

FIRST TRUST ADVISORS LP

$19,226,575

0.18%

129,769

MILLENNIUM MANAGEMENT LLC

$18,716,460

0.18%

126,326

MILLENNIUM MANAGEMENT LLC

$18,505,184

0.18%

124,900

Funde Sino Life Insurance Co Ltd

$17,824,536

0.17%

120,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fund Resources Investment Holding Group Co Ltd	120,306	$17,824,536	100.0%	Defined

Oak Grove Capital LLC

$17,757,614

0.17%

178,900

ROYAL BANK OF CANADA

$17,002,542

0.16%

114,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	94,320	$13,974,451	82.2%	Defined
RBC Dominion Securities Inc.	12,784	$1,894,077	11.1%	Defined
RBC Private Counsel (USA) Inc.	5,902	$874,440	5.1%	Defined
RBC Trust Co (Delaware) Ltd	116	$17,186	0.1%	Defined
CITY NATIONAL BANK	137	$20,297	0.1%	Other
Held directly	1,499	$222,091	1.3%	Sole

Squarepoint Ops LLC

$16,953,800

0.16%

114,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	114,429	$16,953,800	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$16,435,832

0.16%

110,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	76,143	$11,281,346	68.6%	Defined
Held directly	34,790	$5,154,486	31.4%	Sole

ALGERT GLOBAL LLC

$16,422,498

0.16%

110,843

GROUP ONE TRADING LLC

$16,351,233

0.16%

110,362

SILVERCREST ASSET MANAGEMENT GROUP LLC

$15,839,933

0.15%

106,911

LORD, ABBETT & CO. LLC

$15,364,192

0.15%

103,700

UNICOM Systems, Inc.

$15,135,462

0.15%

152,483

FRED ALGER MANAGEMENT, LLC

$15,087,280

0.15%

101,831

FEDERATED HERMES, INC.

$14,859,855

0.14%

100,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	4,471	$662,423	4.5%	Defined
FEDERATED MDTA LLC	95,825	$14,197,432	95.5%	Defined

Tidal Investments LLC

$14,075,200

0.14%

95,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nest Egg ETFs LLC	95,000	$14,075,200	100.0%	Defined

SEI INVESTMENTS CO

$13,272,765

0.13%

89,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	3,033	$449,369	3.4%	Sole
SEI TRUST CO	86,551	$12,823,396	96.6%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$12,681,310

0.12%

85,592

NOMURA HOLDINGS INC

$12,341,431

0.12%

83,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	28,210	$4,179,593	33.9%	Defined
NOMURA GLOBAL FINANCIAL PRODUCTS INC	55,088	$8,161,838	66.1%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$11,439,878

0.11%

77,213

1492 Capital Management LLC

$11,320,164

0.11%

76,405

RHUMBLINE ADVISERS

$11,241,195

0.11%

75,872

CITADEL ADVISORS LLC

$10,785,751

0.10%

72,798

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	69,676	$10,323,196	95.7%	Defined
Held directly	3,122	$462,555	4.3%	Defined

Zweig-DiMenna Associates LLC

$10,643,073

0.10%

71,835

FIFTH THIRD BANCORP

$10,509,285

0.10%

70,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	70,932	$10,509,285	100.0%	Defined

Russell Investments Group, Ltd.

$10,360,234

0.10%

69,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	56,903	$8,430,747	81.4%	Defined
Russell Investments Capital, LLC	10,933	$1,619,833	15.6%	Defined
Russell Investments Trust Company joint	2,090	$309,654	3.0%	Other

Alphadyne Asset Management LP

$10,208,224

0.10%

68,900

Squarepoint Ops LLC

$10,134,144

0.10%

68,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	68,400	$10,134,144	100.0%	Defined

PEAK6 LLC

$10,074,880

0.10%

68,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	68,000	$10,074,880	100.0%	Defined

Allianz Asset Management GmbH

$9,437,792

0.09%

63,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	63,700	$9,437,792	100.0%	Defined

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Key facts CIK 1158114 CUSIP 03823U102 13F (30d) 50 filings 46 filers Visit website Investor relations