1492 Capital Management LLC

Registered adviser

CIK

1584087

Location

MILWAUKEE, WI

Portfolio Value

Small $330,522,403

Diversification

Diversified

Filing Date

Global Rank

#4,801 / 8,807 ▲ 73

Top Industry

Communication Equipment 8.3%

Period ended 4 months ago

Filed Aug 11, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 148566

Roster of Oct 1, 2026

Regulatory AUM

$274,626,922

Main clients

Individuals and high net worth (57% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$274,626,922	Individuals and high net worth (57%)
Apr 2025 to Mar 2026	$220,388,507	Individuals and high net worth (59%)
Apr 2024 to Mar 2025	$191,622,946	Individuals and high net worth (58%)
May 2023 to Mar 2024	$174,891,971	Individuals and high net worth (57%)
Apr 2023	$174,891,971	Individuals and high net worth (57%)
Apr 2022 to Mar 2023	$223,921,547	Individuals and high net worth (57%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 32.3%, 51.2 effective positions, active share 93.9% against the Russell 2000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

53.2% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 8.3 quarters, but 0.9% of the book was already held when coverage starts

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 93.9%; sector active share 23.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

133 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

5.3%

+0.7 pts

Top 5

20.1%

+3.2 pts

Top 10

32.3%

+3.6 pts

HHI

195

Diversified+24

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	27.4%	$90,581,992	25
Industrials	18.9%	$62,569,330	19
Healthcare	18.7%	$61,890,757	22
Consumer Cyclical	10.6%	$34,928,984	19
Financial Services	9.6%	$31,789,910	16
Communication Services	5.1%	$16,916,193	6
Basic Materials	5.1%	$16,902,473	7
Unclassified	1.9%	$6,132,679	8
Energy	1.7%	$5,753,579	4
Real Estate	0.7%	$2,165,143	5
Consumer Defensive	0.3%	$891,363	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
SHIM	Shimmick Corp	+454,066	603,878	$2,759,722
ALHC	Alignment Healthcare, Inc.	+163,350	487,369	$11,604,255
ADPT	Adaptive Biotechnologies Corp	+101,744	382,840	$0
TCBX	Third Coast Bancshares, Inc.	+41,443	174,205	$7,037,882
LNTH	Lantheus Holdings, Inc.	+38,015	65,439	$7,259,802
JEF	Jefferies Financial Group Inc.	+28,928	136,701	$6,832,315
QTWO	Q2 Holdings, Inc.	+21,930	31,839	$1,531,455
METC	Ramaco Resources, Inc.	+18,569	34,255	$453,193
ARLO	Arlo Technologies, Inc.	+16,059	190,114	$2,562,736
VKTX	Viking Therapeutics, Inc.	+14,542	55,723	$2,173,754
FENC	Fennec Pharmaceuticals Inc.	+14,444	65,149	$700,351
BROS	Dutch Bros Inc.	+13,382	32,838	$2,358,096
AXSM	Axsome Therapeutics, Inc.	+10,713	29,307	$7,173,474
DX	Dynex Capital Inc	+7,435	33,714	$441,990
LAZ	Lazard, Inc.	+4,150	10,639	$446,199
CPA	Copa Holdings, S.A.	+3,765	57,508	$8,946,519
OXM	Oxford Industries Inc	+2,356	9,413	$328,231
COLM	Columbia Sportswear Co	+1,981	5,995	$370,610
MMS	Maximus, Inc.	+1,249	7,380	$396,748
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+334	10,381	$544,068
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+331	4,932	$389,775
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MXL	Maxlinear, Inc	−180,650	136,174	$17,434,357
NPKI	NPK International Inc.	−139,388	36,615	$582,544
AIOT	Powerfleet, Inc.	−77,690	1,159,473	$4,440,781
MNKD	Mannkind Corp	−68,060	481,722	$2,052,135
GENI	Genius Sports Ltd	−53,952	675,443	$4,093,184
ADTN	ADTRAN Holdings, Inc.	−51,896	573,128	$7,966,479
AAOI	Applied Optoelectronics, Inc.	−48,731	76,405	$11,320,164
GDYN	Grid Dynamics Holdings, Inc.	−29,515	412,258	$2,341,625
ZETA	Zeta Global Holdings Corp.	−29,257	381,000	$7,498,080
MGNI	Magnite, Inc.	−22,792	317,750	$6,030,895
NVGS	Navigator Holdings Ltd.	−19,280	158,744	$2,957,400
KURA	Kura Oncology, Inc.	−18,970	467,153	$5,124,668
INR	Infinity Natural Resources, Inc.	−18,217	155,074	$1,969,439
SFNC	Simmons First National Corp	−17,129	140,544	$3,183,321
ICHR	Ichor Holdings, Ltd.	−15,977	46,655	$5,238,423
INDI	indie Semiconductor, Inc.	−12,619	794,104	$3,565,526
SN	SharkNinja, Inc.	−12,113	6,749	$1,027,670
HNGE	Hinge Health, Inc.	−11,450	23,117	$1,918,711
IWM	iShares Russell 2000 ETF	−10,308	5,457	$1,639,555
PLOW	Douglas Dynamics, Inc	−10,109	78,593	$4,240,092
IMAX	Imax Corp	−9,961	152,146	$6,064,539
AUB	Atlantic Union Bankshares Corp	−9,769	81,382	$3,443,272
ADEA	Adeia Inc.	−8,645	23,981	$789,694
WSBC	Wesbanco Inc	−8,109	65,373	$2,551,508
ASTH	Astrana Health, Inc.	−7,754	145,946	$6,773,353
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
NUAI	New ERA Energy & Digital, Inc.	496,256	$3,166,113
SGHC	Super Group (SGHC) Ltd	211,740	$2,869,077
PTRN	Pattern Group Inc.	77,109	$1,942,375
GXO	GXO Logistics, Inc.	35,223	$1,785,806
SNDX	Syndax Pharmaceuticals Inc	66,997	$1,464,554
AMLX	Amylyx Pharmaceuticals, Inc.	79,751	$1,432,327
TFX	Teleflex Inc	3,035	$384,716
APC	ARKO Petroleum Corp.	19,772	$372,702
AMD	Advanced Micro Devices Inc	608	$353,193
PTHS	Pelthos Therapeutics Inc.	10,380	$293,338
PAL	Proficient Auto Logistics, Inc	35,572	$242,245
IWO	iShares Russell 2000 Growth ETF	523	$206,041
IGIC	International General Insurance Holdings Ltd.	7,863	$205,774
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
PR	Permian Resources Corp	173,765	$3,704,669
SRAD	Sportradar Group AG	116,658	$1,952,854
PAYO	Payoneer Global Inc.	386,452	$1,866,563
QUIK	QUICKLOGIC Corp	153,772	$1,442,381
CAKE	Cheesecake Factory Inc	19,941	$1,091,769
CZR	Caesars Entertainment, Inc.	38,599	$1,020,171
ADMA	Adma Biologics, Inc.	113,155	$1,019,526
XRN	Chiron Real Estate Inc.	10,784	$356,734
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	8,234	$276,168
BWXT	BWX Technologies, Inc.	1,000	$204,490
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

133 tracked positions · $330,522,403 total · filing declares 133 positions · $338,734,372 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 133 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MXL	Maxlinear, Inc Technology	Reduced	136,174	-180,650	$17,434,357	+216.4%	7	$16.04	5.27%
CRS	Carpenter Technology Corp Industrials	Reduced	27,425	-1,750	$16,916,837	+47.1%	18	$50.76	5.12%
ALHC	Alignment Healthcare, Inc. Healthcare	Added	487,369	+163,350	$11,604,255	+103.3%	8	$16.27	3.51%
AAOI	Applied Optoelectronics, Inc. Technology	Reduced	76,405	-48,731	$11,320,164	+6.9%	3	$29.86	3.42%
STRL	Sterling Infrastructure, Inc. Industrials	Reduced	10,863	-863	$9,117,967	+90.9%	12	$87.14	2.76%
CPA	Copa Holdings, S.A. Industrials	Added	57,508	+3,765	$8,946,519	+46.5%	24	$70.66	2.71%
ATI	Ati Inc Industrials	Reduced	41,060	-805	$8,092,926	+32.9%	8	$71.46	2.45%
ADTN	ADTRAN Holdings, Inc. Technology	Reduced	573,128	-51,896	$7,966,479	+1.3%	7	$8.39	2.41%
KALU	Kaiser Aluminum Corp Basic Materials	Reduced	38,985	-4,476	$7,626,635	+45.6%	5	$91.46	2.31%
LITE	Lumentum Holdings Inc. Technology	Reduced	8,841	-147	$7,586,108	+20.1%	5	$70.96	2.30%
ZETA	Zeta Global Holdings Corp. Technology	Reduced	381,000	-29,257	$7,498,080	+14.8%	17	$9.03	2.27%
LNTH	Lantheus Holdings, Inc. Healthcare	Added	65,439	+38,015	$7,259,802	+249.0%	2	$84.21	2.20%
AXSM	Axsome Therapeutics, Inc. Healthcare	Added	29,307	+10,713	$7,173,474	+128.3%	5	$149.10	2.17%
MTH	Meritage Homes CORP Consumer Cyclical	Reduced	84,158	-6,932	$7,056,648	+25.3%	6	unpriced	2.13%
TCBX	Third Coast Bancshares, Inc. Financial Services	Added	174,205	+41,443	$7,037,882	+40.1%	7	$37.14	2.13%
JEF	Jefferies Financial Group Inc. Financial Services	Added	136,701	+28,928	$6,832,315	+53.6%	12	$45.89	2.07%
ASTH	Astrana Health, Inc. Healthcare	Reduced	145,946	-7,754	$6,773,353	+79.7%	3	$26.56	2.05%
IMAX	Imax Corp Communication Services	Reduced	152,146	-9,961	$6,064,539	−1.6%	9	$17.71	1.83%
MGNI	Magnite, Inc. Communication Services	Reduced	317,750	-22,792	$6,030,895	+49.1%	11	$10.33	1.82%
ICHR	Ichor Holdings, Ltd. Technology	Reduced	46,655	-15,977	$5,238,423	+79.4%	2	$38.89	1.58%
SF	Stifel Financial Corp Financial Services	Reduced	74,579	-6,340	$5,203,376	−13.0%	14	unpriced	1.57%
KURA	Kura Oncology, Inc. Healthcare	Reduced	467,153	-18,970	$5,124,668	+29.7%	17	$12.45	1.55%
HQY	Healthequity, Inc. Healthcare	Reduced	51,501	-4,271	$4,651,570	−0.2%	8	$81.70	1.41%
GVA	Granite Construction Inc Industrials	Reduced	28,645	-3,627	$4,528,201	+17.0%	16	$48.59	1.37%
AIOT	Powerfleet, Inc. Technology	Reduced	1,159,473	-77,690	$4,440,781	+16.5%	2	$4.19	1.34%
PLOW	Douglas Dynamics, Inc Consumer Cyclical	Reduced	78,593	-10,109	$4,240,092	+13.6%	5	$30.32	1.28%
GENI	Genius Sports Ltd Communication Services	Reduced	675,443	-53,952	$4,093,184	+26.7%	16	$6.17	1.24%
CBT	Cabot Corp Basic Materials	Reduced	44,101	-3,956	$4,005,252	+10.7%	2	$72.60	1.21%
AMKR	Amkor Technology, Inc. Technology	Reduced	43,781	-5,497	$3,775,235	+70.1%	9	$22.14	1.14%
INDI	indie Semiconductor, Inc. Technology	Reduced	794,104	-12,619	$3,565,526	+37.3%	7	$3.50	1.08%
MHO	M/I Homes, Inc. Consumer Cyclical	Reduced	21,656	-365	$3,482,068	+29.1%	6	$121.15	1.05%
AUB	Atlantic Union Bankshares Corp Financial Services	Reduced	81,382	-9,769	$3,443,272	+5.7%	6	$32.43	1.04%
KBH	Kb Home Consumer Cyclical	Reduced	51,121	-7,591	$3,199,663	+5.3%	2	$58.82	0.97%
SFNC	Simmons First National Corp Financial Services	Reduced	140,544	-17,129	$3,183,321	+3.8%	2	$19.96	0.96%
NUAI	New ERA Energy & Digital, Inc. Technology	NEW	496,256	NEW	$3,166,113	NEW	1	$4.85	0.96%
ARQT	Arcutis Biotherapeutics, Inc. Healthcare	Reduced	116,211	-1,945	$3,047,052	+9.5%	2	$25.52	0.92%
NVGS	Navigator Holdings Ltd. Energy	Reduced	158,744	-19,280	$2,957,400	−14.1%	18	$15.02	0.89%
DT	Dynatrace, Inc. Technology	Reduced	66,331	-1,157	$2,912,594	+16.7%	26+	before history	0.88%
SGHC	Super Group (SGHC) Ltd Consumer Cyclical	NEW	211,740	NEW	$2,869,077	NEW	1	$12.67	0.87%
SHIM	Shimmick Corp Industrials	Added	603,878	+454,066	$2,759,722	+401.9%	11	$4.65	0.83%
PEGA	Pegasystems Inc Technology	Reduced	92,045	-6,527	$2,758,588	−34.2%	8	$41.81	0.83%
ARLO	Arlo Technologies, Inc. Industrials	Added	190,114	+16,059	$2,562,736	+3.5%	9	$13.38	0.78%
WSBC	Wesbanco Inc Financial Services	Reduced	65,373	-8,109	$2,551,508	+0.7%	8	$32.83	0.77%
BROS	Dutch Bros Inc. Consumer Cyclical	Added	32,838	+13,382	$2,358,096	+139.2%	3	$57.04	0.71%
PRIM	Primoris Services Corp Industrials	Reduced	23,778	-2,942	$2,356,875	−38.3%	14	$26.18	0.71%
GDYN	Grid Dynamics Holdings, Inc. Technology	Reduced	412,258	-29,515	$2,341,625	−7.0%	14	$9.46	0.71%
FWRG	First Watch Restaurant Group, Inc. Consumer Cyclical	Reduced	170,147	-2,791	$2,193,194	+21.0%	2	$14.45	0.66%
VKTX	Viking Therapeutics, Inc. Healthcare	Added	55,723	+14,542	$2,173,754	+62.2%	6	$31.78	0.66%
MNKD	Mannkind Corp Healthcare	Reduced	481,722	-68,060	$2,052,135	+52.4%	24	$4.08	0.62%
INR	Infinity Natural Resources, Inc. Energy	Reduced	155,074	-18,217	$1,969,439	−35.5%	6	$17.05	0.60%

Showing the top 50 of 133 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.