ARLO · Arlo Technologies, Inc. · Holdings

$13.05 +0.67 (+5.41%) At close · Oct 27 Q2 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.40B

107.61M

Volume · Oct 27 2.61M Avg daily vol (3M) 1.48M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ARLO: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 266

Total Value: $1,457,131,002

Total Shares: 108,836,886

Showing 1–100 of 268 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding ARLO

All superinvestors →

Joel Greenblatt $159,670

Holder Concentration

Across 263 13F filers

Top Holder

15.9%

of institutional value

Top 5

40.8%

of institutional value

Top 10

55.1%

of institutional value

HHI

507

Broadly held

Who Holds ARLO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 261 filers, like-for-like change +1.2%; actively managed books -0.8%; index-like books +5.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	58.9%	132	+4.2%	15	27
Exempt adviser	0.1%	3	-93.7%	2	1
Adviser	1.2%	8	+20.5%	0	1
Bank	7.6%	18	+7.2%	1	0
Insurer	0.6%	3	-0.9%	1	0
Broker-dealer	0.2%	2	+16.6%	1	0
Benefit plan	0.1%	4	-12.3%	0	0
Non-US	1.7%	10	-8.0%	1	1
Holding company	18.8%	8	+2.7%	0	0
Unknown	10.8%	73	-8.0%	6	12

Style	Share	Filers	Change	New	Exited
Index-like	34.7%	32	+5.2%	2	0
Systematic-like	1.3%	17	-70.1%	6	9
Concentrated	1.8%	29	+9.8%	6	7
Diversified active	62.3%	183	+3.9%	13	26
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	50.6%	148	+7.4%	13	20
Medium turnover	34.6%	68	+4.1%	4	5
High turnover	1.9%	29	-72.7%	9	14
Unknown	12.8%	16	+11.9%	1	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.2%	25	+9.9%	3	6
Medium horizon	19.8%	36	-1.5%	6	7
Long horizon	60.3%	177	+4.9%	14	21
Unknown	6.7%	23	-27.6%	4	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.2%	40	+12.9%	7	7
$1B to $10B	17.0%	75	+5.0%	13	13
$10B to $100B	24.2%	80	-2.8%	5	19
$100B or more	54.7%	66	+1.1%	2	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.6%	48	+15.5%	8	12
Pooled investment vehicles	7.3%	26	-9.8%	4	9
Registered funds and BDCs	22.5%	22	+13.4%	1	0
Pension and profit sharing plans	1.1%	2	-0.7%	0	1
Insurance companies	0.3%	3	+0.3%	0	0
Governments and sovereign funds	2.5%	6	-16.1%	1	1
Other investment advisers	0.1%	5	+15.6%	0	0
Other	0.1%	1	+0.8%	0	0
Diversified	23.5%	19	+3.4%	1	4
Unknown	41.1%	129	-2.9%	12	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.9%	40	-14.9%	7	13
Private equity funds	0.3%	8	+50.2%	1	1
Venture capital funds	0.0%	1	-59.3%	0	0
Real estate funds	0.0%	2	+40.4%	0	1
Securitized asset funds	0.2%	1	+0.5%	0	0
Other private funds	21.5%	17	+14.6%	0	0
Mixed private funds	0.4%	1	-5.5%	0	1
Private funds, type not stated	0.0%	1	+23.7%	1	1
No private funds	23.7%	64	+2.0%	8	11
Unknown	41.0%	126	+0.3%	10	14

Location	Share	Filers	Change	New	Exited
United States	91.6%	216	+2.8%	19	38
Outside the US	8.4%	45	-13.4%	8	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

261 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.383% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

55.3%

of 13F shares, Herfindahl 0.051

Active holders

-0.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.9 quarters

Under 1 year 17.5% 1 to 3 years 37.0% 3 years or more 45.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $2,505,556 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$12.31

estimated per share

Mar 31, 2026: $12.38

Quarter-end price

$13.48

implied by 13F values

Estimated gain or loss

+9.5%

price against the estimated cost

Estimated at a loss

23.6%

of costed 13F value

Estimated cost covers 39.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ARLO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	AGYS Agilysys Inc	8	0.256
2	BJRI BJs RESTAURANTS INC	4	0.252
3	LTRX Lantronix Inc	4	0.239
4	FWRG First Watch Restaurant Group, Inc.	5	0.229
5	APPS Digital Turbine, Inc.	5	0.229
6	FENC Fennec Pharmaceuticals Inc.	4	0.218
7	AIP Arteris, Inc.	5	0.217
8	RSI Rush Street Interactive, Inc.	6	0.211
9	ATEC Alphatec Holdings, Inc.	6	0.211
10	AMBQ Ambiq Micro, Inc.	5	0.206

Shareholder Targets

13F filers that own its peers but not ARLO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: AGYS, BJRI, LTRX, FWRG, APPS, FENC, AIP, RSI, ATEC, AMBQ, TREE, OWLT, FC, VPG, IMAX, ELMD, DSP, LASR, CALX, ATEN. 758 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Driehaus Capital Management LLC Registered adviser, Diversified active	$405,447,155 5 held	2.35%	LASR, RSI, IMAX
2	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. Adviser, Diversified active	$275,889,540 7 held	0.420%	IMAX, AGYS, ATEN
3	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$232,174,025 8 held	0.040%	ATEN, AGYS, IMAX
4	Orbis Allan Gray Ltd Unknown, Diversified active	$205,261,262 1 held	0.710%	IMAX
5	Hood River Capital Management LLC Registered adviser, Diversified active	$201,442,564 3 held	1.46%	RSI, LASR, AMBQ
6	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$197,930,419 4 held	0.130%	AMBQ, VPG, BJRI
7	NEUBERGER BERMAN GROUP LLC Holding company, Diversified active	$193,802,919 8 held	0.130%	LASR, BJRI, FWRG
8	MILLENNIUM MANAGEMENT LLC Registered adviser, Systematic-like	$185,255,596 15 held	0.130%	LASR, FWRG, CALX
9	JANE STREET GROUP, LLC Unknown, Diversified active	$181,802,434 14 held	0.120%	VPG, CALX, AMBQ
10	Portolan Capital Management, LLC Unknown, Diversified active	$170,185,025 3 held	6.37%	VPG, LASR, ATEN

Fund Ownership of ARLO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 27.87% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.62%	+0.57 pp	4,972,684	71
Index ETFs	23.25%	+1.84 pp	25,018,686	60
Active ETFs	0.64%	+0.13 pp	684,132	14
Active funds	18.21%	+3.64 pp	19,593,354	96
Unclassified	0.04%	0.00 pp	41,276	8
All registered funds	46.75%	+6.18 pp	50,310,132	249

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 135 Exempt adviser 2 Adviser 8 Bank 18 Insurer 3 Broker-dealer 2 Benefit plan 4 Non-US 11 Holding company 8 Unknown 75

Showing 100 of 268

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$235,991,536

16.20%

17,506,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	85,290	$1,149,709	0.5%	Sole
BlackRock Investment Management (Australia) Ltd	799	$10,770	0.0%	Sole
BlackRock Asset Management Canada Ltd	686	$9,247	0.0%	Sole
BlackRock Investment Management, LLC	350,686	$4,727,247	2.0%	Sole
BLACKROCK ADVISORS LLC	242,471	$3,268,509	1.4%	Sole
BlackRock Fund Advisors	12,568,614	$169,424,916	71.8%	Sole
BlackRock Institutional Trust Company, N.A.	3,263,179	$43,987,652	18.6%	Sole
BlackRock Fund Managers Ltd.	15,361	$207,066	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	24,618	$331,850	0.1%	Sole
BlackRock (Netherlands) B.V.	3,406	$45,912	0.0%	Sole
BlackRock Asset Management Ireland Ltd	788,168	$10,624,504	4.5%	Sole
BlackRock Asset Management Schweiz AG	17,893	$241,197	0.1%	Sole
Aperio Group, LLC	145,542	$1,961,906	0.8%	Sole
SpiderRock Advisors, LLC	78	$1,051	0.0%	Sole

BRANDES INVESTMENT PARTNERS, LP

$144,959,227

9.95%

10,753,652

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandes Investment Partners (Asia) Pte. Ltd.	215,951	$2,911,019	2.0%	Defined
Brandes Investment Partners & Co.	2,042,212	$27,529,017	19.0%	Defined
Held directly	8,495,489	$114,519,191	79.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$78,586,930

5.39%

5,829,891

STATE STREET CORP

$65,980,569

4.53%

4,894,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	4,894,701	$65,980,569	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$62,239,316

4.27%

4,617,160

WASATCH ADVISORS LP

$60,336,391

4.14%

4,865,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	4,865,838	$60,336,391	100.0%	Sole

RICE HALL JAMES & ASSOCIATES, LLC

$50,320,327

3.45%

3,732,962

GEODE CAPITAL MANAGEMENT, LLC

$36,885,606

2.53%

2,736,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	402,855	$5,430,485	14.7%	Defined
Held directly	2,333,466	$31,455,121	85.3%	Defined

Jupiter Topco LLC

$34,557,043

2.37%

2,563,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	50,454	$680,119	2.0%	Defined
JANUS HENDERSON INVESTORS US LLC	2,458,291	$33,137,762	95.9%	Defined
Held directly	54,834	$739,162	2.1%	Defined

RENAISSANCE TECHNOLOGIES LLC

$27,631,964

1.90%

2,049,849

EMERALD ADVISERS, LLC

$27,251,774

1.87%

2,021,645

NEEDHAM INVESTMENT MANAGEMENT LLC

$26,892,600

1.85%

1,995,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	305,000	$4,111,400	15.3%	Defined
Needham Aggressive Growth Fund	1,690,000	$22,781,200	84.7%	Defined

PRIMECAP MANAGEMENT CO/CA/

$26,182,608

1.80%

1,942,330

AWM Investment Company, Inc.

$19,761,801

1.36%

1,466,009

NORTHERN TRUST CORP

$19,759,640

1.36%

1,465,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,338,063	$18,037,088	91.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	74,541	$1,004,811	5.1%	Defined
MASON STREET ADVISORS, LLC joint	36,589	$493,219	2.5%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	16,656	$224,522	1.1%	Other

Swedbank AB

$18,959,600

1.30%

1,529,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	1,529,000	$18,959,600	100.0%	Defined

Nuveen, LLC

$18,454,752

1.27%

1,369,047

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	441,232	$5,947,807	32.2%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	719,527	$9,699,223	52.6%	Defined
TEACHERS ADVISORS, LLC joint	208,288	$2,807,722	15.2%	Defined

ROYCE & ASSOCIATES LP

$18,118,117

1.24%

1,344,074

MORGAN STANLEY

$18,098,298

1.24%

1,342,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	351	$4,731	0.0%	Defined
MORGAN STANLEY & CO. LLC	43,654	$588,455	3.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	766,773	$10,336,100	57.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	15,200	$204,895	1.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	516,626	$6,964,117	38.5%	Defined

EMERALD MUTUAL FUND ADVISERS TRUST

$17,129,211

1.18%

1,270,713

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$16,095,659

1.10%

1,194,040

HERALD INVESTMENT MANAGEMENT Ltd

$15,290,701

1.05%

1,134,325

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$15,245,637

1.05%

1,130,982

Hosking Partners LLP

$14,988,971

1.03%

1,208,788

OBERWEIS ASSET MANAGEMENT INC/

$14,737,684

1.01%

1,093,300

Granahan Investment Management, LLC

$13,817,674

0.95%

1,025,050

Connor, Clark & Lunn Investment Management Ltd.

$11,878,670

0.82%

881,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	881,207	$11,878,670	100.0%	Sole

GOLDMAN SACHS GROUP INC

$11,535,751

0.79%

855,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	505,933	$6,819,976	59.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	349,835	$4,715,775	40.9%	Defined

Granite Investment Partners, LLC

$11,146,692

0.76%

826,906

VANGUARD FIDUCIARY TRUST CO

$10,388,227

0.71%

770,640

First Eagle Investment Management, LLC

$10,139,656

0.70%

752,200

D. E. Shaw & Co., Inc.

$9,407,597

0.65%

697,893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	513,403	$6,920,672	73.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	184,490	$2,486,925	26.4%	Defined

Bank of New York Mellon Corp

$8,768,116

0.60%

650,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	304,218	$4,100,858	46.8%	Defined
BNY Mellon Investment Adviser, Inc.	88,865	$1,197,900	13.7%	Defined
The Bank of New York Mellon	228,343	$3,078,063	35.1%	Defined
BNY Mellon, NA joint	10,430	$140,595	1.6%	Defined
BNY Mellon Advisors, Inc.	18,596	$250,674	2.9%	Defined
Held directly	2	$26	0.0%	Defined

S SQUARED TECHNOLOGY, LLC

$8,691,459

0.60%

644,767

LOS ANGELES CAPITAL MANAGEMENT LLC

$8,491,968

0.58%

629,968

Clearbridge Investments, LLC

$8,115,863

0.56%

602,067

Invesco Ltd.

$7,909,373

0.54%

586,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	43,417	$585,259	7.4%	Defined
Invesco Trust Co joint	43,193	$582,241	7.4%	Defined
Invesco Capital Management LLC	500,139	$6,741,873	85.2%	Defined

National Philanthropic Trust

$7,593,189

0.52%

563,293

FMR LLC

$7,195,610

0.49%

533,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	533,303	$7,188,924	99.9%	Defined
STRATEGIC ADVISERS LLC	496	$6,686	0.1%	Defined

PRINCIPAL FINANCIAL GROUP INC

$7,156,774

0.49%

530,918

Hillsdale Investment Management Inc.

$7,088,889

0.49%

525,882

DIMENSIONAL FUND ADVISORS LP

$6,813,479

0.47%

505,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	17,396	$234,498	3.4%	Defined
Held directly	488,055	$6,578,981	96.6%	Sole

Prospect Capital Advisors, LLC

$6,709,670

0.46%

497,750

AQR CAPITAL MANAGEMENT LLC

$6,277,553

0.43%

465,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	12	$161	0.0%	Other
Arax Advisory Partners	5,736	$77,321	1.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,094	$14,747	0.2%	Other
Stokes Family Office, LLC	2,045	$27,566	0.4%	Other
Held directly	456,807	$6,157,758	98.1%	Defined

UBS Group AG

$6,180,996

0.42%

458,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	252,188	$3,399,494	55.0%	Defined
UBS AG	194,304	$2,619,217	42.4%	Defined
UBS Switzerland AG	12,039	$162,285	2.6%	Defined

OP Asset Management Ltd

$6,112,074

0.42%

453,418

RAYMOND JAMES FINANCIAL INC

$5,609,324

0.38%

416,122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	407,353	$5,491,118	97.9%	Defined
Raymond James Financial Services Advisors, Inc.	8,769	$118,206	2.1%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$5,435,729

0.37%

403,244

ALLIANCEBERNSTEIN L.P.

$5,349,942

0.37%

396,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	396,880	$5,349,942	100.0%	Defined

Public Sector Pension Investment Board

$5,030,412

0.35%

373,176

HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC

$4,990,268

0.34%

402,441

BANK OF AMERICA CORP /DE/

$4,851,316

0.33%

359,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	263,027	$3,545,603	73.1%	Defined
BOFA SECURITIES, INC.	16,573	$223,404	4.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	80,290	$1,082,309	22.3%	Defined

PARADIGM CAPITAL MANAGEMENT INC/NY

$4,624,988

0.32%

343,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Paradigm Funds Advisor LLC	343,100	$4,624,988	100.0%	Defined

G2 Investment Partners Management LLC

$4,448,400

0.31%

330,000

Man Group plc

$3,929,190

0.27%

291,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	10,243	$138,075	3.5%	Defined
Numeric Investors LLC	281,240	$3,791,115	96.5%	Defined

ALGERT GLOBAL LLC

$3,927,748

0.27%

291,376

AMERIPRISE FINANCIAL INC

$3,667,934

0.25%

272,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	271,788	$3,663,702	99.9%	Defined
Ameriprise Financial Services, LLC	314	$4,232	0.1%	Defined

MACKENZIE FINANCIAL CORP

$3,618,665

0.25%

268,447

Divisadero Street Capital Management, LP

$3,401,489

0.23%

252,336

FIRST TRUST ADVISORS LP

$3,388,413

0.23%

251,366

RHUMBLINE ADVISERS

$3,361,521

0.23%

249,371

Legal & General Group Plc

$3,258,317

0.22%

241,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	166,293	$2,241,629	68.8%	Defined
Legal & General Investment Management Ltd joint	75,422	$1,016,688	31.2%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$2,987,167

0.21%

221,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	221,600	$2,987,167	100.0%	Defined

WHITE PINE CAPITAL LLC

$2,947,375

0.20%

218,648

HARBOR CAPITAL ADVISORS, INC.

$2,924,949

0.20%

235,883

GABELLI FUNDS LLC

$2,918,824

0.20%

216,530

Swiss National Bank

$2,745,876

0.19%

203,700

VICTORY CAPITAL MANAGEMENT INC

$2,608,083

0.18%

193,478

SEI INVESTMENTS CO

$2,591,165

0.18%

192,223

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	21,382	$288,229	11.1%	Sole
SEI TRUST CO	170,841	$2,302,936	88.9%	Sole

1492 Capital Management LLC

$2,562,736

0.18%

190,114

NEW YORK STATE COMMON RETIREMENT FUND

$2,494,190

0.17%

185,029

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,369,620

0.16%

175,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	6,705	$90,383	3.8%	Defined
UBS Asset Management Switzerland AG	157,506	$2,123,180	89.6%	Defined
Held directly	11,577	$156,057	6.6%	Other

LPL Financial LLC

$2,355,724

0.16%

174,757

FRANKLIN RESOURCES INC

$2,306,346

0.16%

171,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	100	$1,348	0.1%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	467	$6,295	0.3%	Defined
FRANKLIN ADVISERS INC	166,462	$2,243,907	97.3%	Defined
PUTNAM ADVISORY CO LLC	4,065	$54,796	2.4%	Defined

ESSEX INVESTMENT MANAGEMENT CO LLC

$2,203,616

0.15%

177,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 93154	177,711	$2,203,616	100.0%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$2,135,258

0.15%

158,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	158,402	$2,135,258	100.0%	Defined

FORMULA GROWTH LTD

$1,887,200

0.13%

140,000

ACADIAN ASSET MANAGEMENT LLC

$1,886,377

0.13%

139,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	139,939	$1,886,377	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,875,068

0.13%

139,100

BOOTHBAY FUND MANAGEMENT, LLC

$1,861,453

0.13%

138,090

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,852,152

0.13%

137,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	137,400	$1,852,152	100.0%	Other

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,794,120

0.12%

133,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	133,095	$1,794,120	100.0%	Defined

Tidal Investments LLC

$1,729,915

0.12%

128,332

GLOBEFLEX CAPITAL L P

$1,726,707

0.12%

128,094

DEUTSCHE BANK AG\

$1,633,492

0.11%

121,179

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,032	$27,391	1.7%	Defined
DWS Investments UK Ltd	113,680	$1,532,406	93.8%	Defined
DBX Advisors LLC	5,467	$73,695	4.5%	Defined

LAZARD ASSET MANAGEMENT LLC

$1,578,171

0.11%

117,075

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,532,891

0.11%

113,716

NORDEA INVESTMENT MANAGEMENT AB

$1,519,775

0.10%

112,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	26,180	$352,906	23.2%	Defined
Nordea Investment Funds S.A.	86,563	$1,166,869	76.8%	Defined

PRUDENTIAL FINANCIAL INC

$1,486,884

0.10%

110,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	110,303	$1,486,884	100.0%	Defined

THOMPSON SIEGEL & WALMSLEY LLC

$1,460,140

0.10%

108,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	108,319	$1,460,140	100.0%	Defined

JPMORGAN CHASE & CO

$1,459,234

0.10%

108,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	51,438	$693,383	47.5%	Defined
J.P. Morgan Investment Management Inc.	51,081	$688,571	47.2%	Defined
J.P. Morgan Securities LLC	5,733	$77,280	5.3%	Defined

WELLS FARGO & COMPANY/MN

$1,409,751

0.10%

104,581

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	99,390	$1,339,777	95.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,840	$24,803	1.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	3,351	$45,171	3.2%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$1,406,705

0.10%

113,444

Squarepoint Ops LLC

$1,394,964

0.10%

103,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	103,484	$1,394,964	100.0%	Defined

State of Wyoming

$1,366,144

0.09%

101,346

Integrated Quantitative Investments LLC

$1,366,036

0.09%

101,338

Potomac Capital Management, Inc.

$1,348,000

0.09%

100,000

WINTON GROUP Ltd

$1,341,192

0.09%

99,495

B. Metzler seel. Sohn & Co. AG

$1,329,289

0.09%

98,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Metzler Asset Management GmbH	98,612	$1,329,289	100.0%	Defined

XTX Topco Ltd

$1,313,262

0.09%

97,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	97,423	$1,313,262	100.0%	Defined

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Key facts CIK 1736946 CUSIP 04206A101 13F (30d) 51 filings 50 filers Visit website Investor relations