AWM Investment Company, Inc.

CIK

1535264

Location

NEW YORK, NY

Portfolio Value

Small $901,865,811

Diversification

Diversified

Filing Date

Global Rank

#1,864 / 8,610 ▼ 61 · as of Mar 2026

Top Industry

Semiconductors 13.3%

3Y Alpha vs SPY

-2.2%

Period ended 4 months ago

Filed May 15, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+63.1%

SPY

+73.9%

Annualised alpha

-2.6%

Max drawdown

−36.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

96 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

6.6%

+2.2 pts

Top 5

26.8%

+8.7 pts

Top 10

41.3%

+8.5 pts

HHI

262

Diversified+61

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	43.5%	$391,988,121	25
Healthcare	26.1%	$235,096,690	41
Industrials	13.7%	$123,272,236	7
Consumer Cyclical	5.2%	$47,104,382	7
Financial Services	2.8%	$24,860,933	5
Communication Services	2.7%	$23,937,500	4
Basic Materials	2.3%	$21,160,936	3
Consumer Defensive	2.3%	$20,699,517	2
Energy	0.9%	$8,105,646	1
Real Estate	0.6%	$5,639,850	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ARBE	Arbe Robotics Ltd.	+1,947,015	5,901,897	$3,600,157
TYGO	Tigo Energy, Inc.	+1,912,616	2,150,930	$8,087,496
NXDR	Nextdoor Holdings, Inc.	+1,153,838	2,153,838	$3,015,373
GAMB	Gambling.com Group Ltd	+1,052,189	2,486,477	$9,647,530
BFLY	Butterfly Network, Inc.	+1,030,593	4,430,593	$17,899,595
TLSI	TriSalus Life Sciences, Inc.	+835,325	2,079,105	$8,316,420
PEPG	PepGen Inc.	+530,925	1,830,925	$3,240,737
IPWR	Ideal Power Inc.	+410,755	1,196,849	$3,387,082
OWLT	Owlet, Inc.	+230,219	1,978,470	$10,169,335
GRO	Brazil Potash Corp.	+228,600	2,228,600	$7,220,664
SABS	SAB Biotherapeutics, Inc.	+200,000	400,000	$1,532,000
ALLT	Allot Ltd.	+126,000	624,700	$4,160,502
ARLO	Arlo Technologies, Inc.	+92,500	1,265,109	$18,002,501
GLXY	Galaxy Digital Inc.	+60,000	445,000	$8,210,250
REAL	TheRealReal, Inc.	+60,000	1,483,847	$13,473,330
AEHR	Aehr Test Systems	+57,200	1,593,971	$59,104,444
UTI	Universal Technical Institute Inc	+55,000	489,098	$17,656,437
PAYS	Paysign, Inc.	+49,885	385,965	$2,277,193
AMSC	American Superconductor Corp /De/	+47,384	801,604	$27,134,295
CEVA	Ceva Inc	+37,000	864,806	$16,154,576
ABEO	Abeona Therapeutics Inc.	+29,000	803,130	$3,598,022
PI	Impinj Inc	+28,845	207,018	$21,260,748
REAX	Real Brokerage Inc	+25,000	2,255,940	$5,639,850
KIDS	Orthopediatrics Corp	+23,000	237,169	$3,763,872
PGNY	Progyny, Inc.	+20,000	220,000	$3,735,600
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BLZE	Backblaze, Inc.	−1,667,403	1,400,166	$4,830,572
RCAT	Red Cat Holdings, Inc.	−636,396	374,460	$4,901,681
XTNT	Xtant Medical Holdings, Inc.	−617,211	5,976,910	$3,347,069
NGS	Natural Gas Services Group Inc	−461,876	214,776	$8,105,646
INFU	InfuSystem Holdings, Inc	−360,579	201,077	$1,855,940
DFTX	Definium Therapeutics, Inc.	−313,769	1,076,893	$20,353,277
VELO	Velo3D, Inc.	−174,770	1,978,282	$18,576,067
LASR	Nlight, Inc.	−145,941	1,023,739	$58,373,597
CNTY	Century Casinos Inc /Co/	−130,674	639,834	$889,369
UCTT	Ultra Clean Holdings, Inc.	−128,998	11,442	$711,463
TALK	Talkspace, Inc.	−102,608	3,826,892	$19,804,166
BDTX	Black Diamond Therapeutics, Inc.	−100,000	525,000	$1,118,250
BNTC	Benitec Biopharma Inc.	−95,000	187,977	$2,001,955
OOMA	Ooma Inc	−88,591	411,108	$5,981,621
CTRN	Citi Trends Inc	−75,530	166,127	$7,196,621
ANRO	Alto Neuroscience, Inc.	−55,000	170,000	$3,821,600
GILT	Gilat Satellite Networks Ltd	−50,460	2,302,767	$34,587,560
MRAM	Everspin Technologies Inc.	−49,000	2,077,241	$18,258,948
VICR	Vicor Corp	−45,000	288,180	$46,396,980
APEI	American Public Education Inc	−39,000	53,500	$3,043,080
FBRX	Forte Biosciences, Inc.	−36,821	200,000	$5,180,000
KOPN	Kopin Corp	−30,000	11,814,812	$26,583,327
BLNE	Beeline Holdings, Inc.	−26,359	1,848,641	$4,344,306
NKTR	Nektar Therapeutics	−20,000	20,000	$1,439,000
IMDX	Insight Molecular Diagnostics Inc.	−7,974	2,806,256	$9,204,519
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
WLAC	Willow Lane Acquisition Corp.	779,299	$8,299,534
FEAM	5E Advanced Materials, Inc.	3,250,000	$4,550,000
OUST	Ouster, Inc.	186,000	$3,416,820
LYTS	Lsi Industries Inc	176,097	$3,275,404
MODD	Modular Medical, Inc.	366,666	$1,935,996
AQST	Aquestive Therapeutics, Inc.	270,400	$1,122,160
CTMX	CytomX Therapeutics, Inc.	150,000	$705,000
RNA	Atrium Therapeutics, Inc.	50,000	$668,500
AVR	Anteris Technologies Global Corp.	115,000	$638,250
CYRX	Cryoport, Inc.	61,111	$505,999
DMAC	DiaMedica Therapeutics Inc.	36,000	$243,720
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
ADMA	Adma Biologics, Inc.	2,200,000	$40,128,000
VITL	Vital Farms, Inc.	204,701	$6,538,149
CRVO	CervoMed Inc.	794,634	$6,277,608
TBCH	Turtle Beach Corp	406,191	$5,698,859
BTBT	Bit Digital, Inc	3,000,000	$5,670,000
WYFI	WhiteFiber, Inc.	329,000	$5,198,200
LMAT	Lemaitre Vascular Inc	62,000	$5,028,200
COYA	Coya Therapeutics, Inc.	725,000	$4,205,000
INDV	Indivior Pharmaceuticals, Inc.	75,605	$2,712,707
LENZ	LENZ Therapeutics, Inc.	150,000	$2,400,000
OVID	Ovid Therapeutics Inc.	899,200	$1,465,696
SLNO	Soleno Therapeutics Inc	20,000	$926,000
DCTH	Delcath Systems, Inc.	60,000	$606,000
ASPN	Aspen Aerogels Inc	41,092	$116,290
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

96 positions · $901,865,811 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 96 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AEHR	Aehr Test Systems Technology	Added	1,593,971	+57,200	$59,104,444	+90.5%	6.55%
LASR	Nlight, Inc. Technology	Reduced	1,023,739	-145,941	$58,373,597	+33.0%	6.47%
VICR	Vicor Corp Technology	Reduced	288,180	-45,000	$46,396,980	+27.1%	5.14%
BKSY	BlackSky Technology Inc. Industrials	Held	1,725,610	0	$43,416,347	+34.2%	4.81%
GILT	Gilat Satellite Networks Ltd Technology	Reduced	2,302,767	-50,460	$34,587,560	+13.6%	3.84%
MASS	908 Devices Inc. Healthcare	Held	5,199,924	0	$31,823,534	+16.6%	3.53%
AMSC	American Superconductor Corp /De/ Industrials	Added	801,604	+47,384	$27,134,295	+25.0%	3.01%
KOPN	Kopin Corp Technology	Reduced	11,814,812	-30,000	$26,583,327	−4.1%	2.95%
AVAV	AeroVironment Inc Industrials	Added	130,658	+11,765	$23,916,946	−16.8%	2.65%
PI	Impinj Inc Technology	Added	207,018	+28,845	$21,260,748	−31.4%	2.36%
LPTH	Lightpath Technologies Inc Technology	Reduced	2,037,610	-2,500	$20,437,228	−7.2%	2.27%
DFTX	Definium Therapeutics, Inc. Healthcare	Reduced	1,076,893	-313,769	$20,353,277	+9.3%	2.26%
TALK	Talkspace, Inc. Healthcare	Reduced	3,826,892	-102,608	$19,804,166	+38.8%	2.20%
VELO	Velo3D, Inc. Technology	Reduced	1,978,282	-174,770	$18,576,067	−37.2%	2.06%
MRAM	Everspin Technologies Inc. Technology	Reduced	2,077,241	-49,000	$18,258,948	−7.5%	2.02%
ARLO	Arlo Technologies, Inc. Industrials	Added	1,265,109	+92,500	$18,002,501	+9.7%	2.00%
BFLY	Butterfly Network, Inc. Healthcare	Added	4,430,593	+1,030,593	$17,899,595	+38.5%	1.98%
UTI	Universal Technical Institute Inc Consumer Defensive	Added	489,098	+55,000	$17,656,437	+55.7%	1.96%
CEVA	Ceva Inc Technology	Added	864,806	+37,000	$16,154,576	−9.3%	1.79%
AIOT	Powerfleet, Inc. Technology	Held	4,701,506	0	$14,480,638	−42.1%	1.61%
REAL	TheRealReal, Inc. Consumer Cyclical	Added	1,483,847	+60,000	$13,473,330	−40.0%	1.49%
RDCM	Radcom Ltd Communication Services	Held	991,261	0	$12,053,733	−7.0%	1.34%
MDXH	MDxHealth SA Healthcare	Held	5,221,282	0	$12,008,948	−35.6%	1.33%
SRTA	Strata Critical Medical, Inc. Healthcare	Held	2,821,468	0	$11,793,736	−13.1%	1.31%
GNSS	Genasys Inc. Technology	Held	5,649,544	0	$10,282,170	−15.3%	1.14%
OWLT	Owlet, Inc. Healthcare	Added	1,978,470	+230,219	$10,169,335	−64.1%	1.13%
GAMB	Gambling.com Group Ltd Consumer Cyclical	Added	2,486,477	+1,052,189	$9,647,530	+23.2%	1.07%
ASPI	ASP Isotopes Inc. Basic Materials	Held	2,124,496	0	$9,390,272	−17.4%	1.04%
IMDX	Insight Molecular Diagnostics Inc. Healthcare	Reduced	2,806,256	-7,974	$9,204,519	−56.4%	1.02%
ACOG	Alpha Cognition Inc. Healthcare	Held	1,672,168	0	$9,180,202	−15.5%	1.02%
PVLA	Palvella Therapeutics, Inc. Healthcare	Held	69,416	0	$8,652,704	+19.1%	0.96%
TLSI	TriSalus Life Sciences, Inc. Healthcare	Added	2,079,105	+835,325	$8,316,420	−4.2%	0.92%
WLAC	Willow Lane Acquisition Corp. Financial Services	NEW	779,299	NEW	$8,299,534	NEW	0.92%
GLXY	Galaxy Digital Inc. Financial Services	Added	445,000	+60,000	$8,210,250	−4.6%	0.91%
NGS	Natural Gas Services Group Inc Energy	Reduced	214,776	-461,876	$8,105,646	−64.4%	0.90%
TYGO	Tigo Energy, Inc. Technology	Added	2,150,930	+1,912,616	$8,087,496	+2359.2%	0.90%
SNWV	SANUWAVE Health, Inc. Healthcare	Held	454,550	0	$7,859,169	−42.1%	0.87%
LOVE	Lovesac Co Consumer Cyclical	Held	500,002	0	$7,385,029	+0.1%	0.82%
GRO	Brazil Potash Corp. Basic Materials	Added	2,228,600	+228,600	$7,220,664	+91.0%	0.80%
CTRN	Citi Trends Inc Consumer Cyclical	Reduced	166,127	-75,530	$7,196,621	−28.3%	0.80%
OOMA	Ooma Inc Technology	Reduced	411,108	-88,591	$5,981,621	+2.0%	0.66%
REAX	Real Brokerage Inc Real Estate	Added	2,255,940	+25,000	$5,639,850	−30.7%	0.63%
RSVR	Reservoir Media, Inc. Communication Services	Held	551,594	0	$5,400,105	+29.3%	0.60%
SPIR	Spire Global, Inc. Industrials	Added	428,813	+10,526	$5,394,467	+72.0%	0.60%
FBRX	Forte Biosciences, Inc. Healthcare	Reduced	200,000	-36,821	$5,180,000	−19.8%	0.57%
RCAT	Red Cat Holdings, Inc. Industrials	Reduced	374,460	-636,396	$4,901,681	−38.9%	0.54%
BLZE	Backblaze, Inc. Technology	Reduced	1,400,166	-1,667,403	$4,830,572	−66.2%	0.54%
DXLG	Destination XL Group, Inc. Consumer Cyclical	Held	9,399,297	0	$4,793,641	−44.6%	0.53%
RANI	Rani Therapeutics Holdings, Inc. Healthcare	Held	6,500,000	0	$4,777,500	−45.6%	0.53%
FEAM	5E Advanced Materials, Inc. Basic Materials	NEW	3,250,000	NEW	$4,550,000	NEW	0.50%