KOPN · Kopin Corp · Holdings

$3.50 +0.07 (+2.04%)

Russell 2000 member Rebalance outlook locked

Market Cap

$637.54M

185.87M

Volume · Oct 21 320.31K Avg daily vol (3M) 3.82M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of KOPN: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 211

Total Value: $487,094,611

Total Shares: 108,680,623

Showing 1–100 of 221 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 206 13F filers

Top Holder

15.8%

of institutional value

Top 5

50.3%

of institutional value

Top 10

66.5%

of institutional value

HHI

667

Broadly held

Who Holds KOPN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 201 filers, like-for-like change +9.6%; actively managed books -1.1%; index-like books +22.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.2%	113	-0.7%	40	14
Exempt adviser	0.5%	2	+400.4%	1	1
Adviser	2.1%	7	-25.4%	3	1
Bank	21.1%	14	+38.7%	2	0
Insurer	0.0%	1	-27.2%	0	1
Broker-dealer	0.8%	1	+581.1%	0	1
Benefit plan	0.0%	1	-74.0%	0	0
Non-US	1.4%	4	-30.8%	0	0
Holding company	16.4%	5	+26.3%	0	0
Unknown	14.5%	53	+0.5%	16	4

Style	Share	Filers	Change	New	Exited
Index-like	49.9%	22	+22.8%	0	1
Systematic-like	6.8%	19	+103.3%	11	6
Concentrated	2.4%	29	+48.6%	15	1
Diversified active	40.8%	131	-10.5%	36	14
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	53.6%	109	+24.5%	23	12
Medium turnover	26.3%	46	-13.8%	16	1
High turnover	9.1%	35	+25.6%	20	9
Unknown	11.1%	11	+5.2%	3	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.1%	23	+5.8%	10	4
Medium horizon	18.6%	38	+20.8%	20	4
Long horizon	56.9%	125	+4.5%	25	11
Unknown	12.4%	15	+23.7%	7	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	6.3%	56	-2.7%	29	5
$1B to $10B	17.8%	43	-19.8%	14	11
$10B to $100B	12.6%	50	+8.9%	16	3
$100B or more	63.3%	52	+24.0%	3	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.0%	58	+8.1%	21	7
Pooled investment vehicles	15.1%	22	-8.5%	12	6
Registered funds and BDCs	22.6%	15	+0.4%	4	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	3	+21.6%	0	0
Governments and sovereign funds	0.9%	3	+516.5%	2	0
Other investment advisers	0.0%	3	+7.8%	0	0
Diversified	0.3%	7	-23.3%	1	1
Unknown	56.9%	89	+18.9%	22	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.1%	34	-3.5%	15	8
Private equity funds	0.4%	3	-5.7%	0	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	3	+2.7%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	7.1%	12	-8.9%	3	0
Mixed private funds	0.2%	1	+227.5%	0	0
Private funds, type not stated	0.1%	1	new	1	0
No private funds	17.8%	59	+7.6%	21	6
Unknown	56.3%	86	+18.1%	21	7

Location	Share	Filers	Change	New	Exited
United States	94.0%	178	+12.5%	56	18
Outside the US	6.0%	23	-22.1%	6	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

201 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.995% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

15.7%

of shares outstanding, 46th percentile

Mar 31, 2026: 16.6%

Private-fund advisers

14.6%

of shares outstanding

Institutional ownership

56.5%

58.1% of the estimated free float

Top 10 holders

68.9%

of 13F shares, Herfindahl 0.073

Active holders

-1.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.8 quarters

Under 1 year 21.6% 1 to 3 years 41.2% 3 years or more 37.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.62

estimated per share

Mar 31, 2026: $1.88

Quarter-end price

$4.48

implied by 13F values

Estimated gain or loss

+70.7%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 40.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies KOPN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ELMT Elmet Group Co.	4	0.286
2	FEAM 5E Advanced Materials, Inc.	3	0.231
3	MPTI M-tron Industries, Inc.	5	0.223
4	STLN Starling Oncology, Inc.	4	0.218
5	MRAM Everspin Technologies Inc.	3	0.214
6	ALLT Allot Ltd.	4	0.195
7	SVCO Silvaco Group, Inc.	3	0.189
8	PAYS Paysign, Inc.	3	0.189
9	APPS Digital Turbine, Inc.	4	0.183
10	VELO Velo3D, Inc.	3	0.179

Shareholder Targets

13F filers that own its peers but not KOPN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ELMT, FEAM, MPTI, STLN, MRAM, ALLT, SVCO, PAYS, APPS, VELO, AVNW, HLIT, PRCH, BRUN, MEC, BLZE, ARLO, CYRX, ALM, LPTH. 673 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Granahan Investment Management, LLC Registered adviser, Diversified active	$272,981,898 6 held	9.73%	PRCH, APPS, ARLO
2	Driehaus Capital Management LLC Registered adviser, Diversified active	$208,997,403 5 held	1.21%	ALM, BLZE, LPTH
3	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$194,971,991 1 held	0.120%	ALM
4	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$190,339,360 13 held	0.030%	HLIT, MEC, APPS
5	BRANDES INVESTMENT PARTNERS, LP Registered adviser, Diversified active	$144,959,227 1 held	1.01%	ARLO
6	Hood River Capital Management LLC Registered adviser, Diversified active	$134,766,520 2 held	0.980%	ALM, LPTH
7	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$133,702,321 4 held	0.090%	ALM, MPTI, LPTH
8	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$131,324,305 8 held	0.060%	HLIT, APPS, ARLO
9	TOMS Capital Investment Management LP Registered adviser, Concentrated	$121,281,250 1 held	6.40%	BRUN
10	WASATCH ADVISORS LP Registered adviser, Diversified active	$112,320,021 3 held	0.740%	ARLO, ELMT, LPTH

Fund Ownership of KOPN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 19.23% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.13%	+0.30 pp	5,824,610	54
Index ETFs	16.09%	+3.37 pp	29,915,357	27
Active ETFs	0.16%	-0.15 pp	293,075	3
Active funds	5.25%	+0.33 pp	9,762,615	39
Unclassified	0.01%	+0.01 pp	21,659	2
All registered funds	24.65%	+3.87 pp	45,817,316	125

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 118 Exempt adviser 3 Adviser 7 Bank 14 Insurer 1 Broker-dealer 2 Benefit plan 1 Non-US 4 Holding company 5 Unknown 56

Showing 100 of 221

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STATE STREET CORP

$76,729,161

15.75%

17,127,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	17,127,045	$76,729,161	100.0%	Defined

BlackRock, Inc.

$66,205,244

13.59%

14,777,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	84,244	$377,413	0.6%	Sole
BlackRock Investment Management, LLC	526,664	$2,359,454	3.6%	Sole
BLACKROCK ADVISORS LLC	391,395	$1,753,449	2.6%	Sole
BlackRock Fund Advisors	7,845,063	$35,145,882	53.1%	Sole
BlackRock Institutional Trust Company, N.A.	5,851,827	$26,216,184	39.6%	Sole
Aperio Group, LLC	78,764	$352,862	0.5%	Sole

AWM Investment Company, Inc.

$35,947,797

7.38%

8,024,062

VANGUARD CAPITAL MANAGEMENT LLC

$34,649,538

7.11%

7,734,272

Telemark Asset Management, LLC

$31,360,000

6.44%

7,000,000

ROYCE & ASSOCIATES LP

$26,668,723

5.48%

5,952,840

GEODE CAPITAL MANAGEMENT, LLC

$20,643,633

4.24%

4,607,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	665,854	$2,983,025	14.5%	Defined
Held directly	3,942,100	$17,660,608	85.5%	Defined

TWO SIGMA INVESTMENTS, LP

$10,316,051

2.12%

2,302,690

VANGUARD PORTFOLIO MANAGEMENT LLC

$9,030,716

1.85%

2,015,785

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,998,592

1.64%

1,785,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,785,400	$7,998,592	100.0%	Other

UBS Group AG

$7,409,596

1.52%

1,653,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	18,149	$81,307	1.1%	Defined
UBS AG	1,623,318	$7,272,464	98.1%	Defined
UBS Switzerland AG	12,461	$55,825	0.8%	Defined

MORGAN STANLEY

$6,831,384

1.40%

1,524,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	218	$976	0.0%	Defined
MORGAN STANLEY & CO. LLC	185,770	$832,249	12.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,048,192	$4,695,900	68.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	267,249	$1,197,275	17.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	23,434	$104,984	1.5%	Defined

Squarepoint Ops LLC

$6,676,494

1.37%

1,490,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	1,490,289	$6,676,494	100.0%	Defined

NORTHERN TRUST CORP

$6,444,273

1.32%

1,438,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,410,882	$6,320,751	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	27,572	$123,522	1.9%	Other

Mitsubishi UFJ Asset Management Co., Ltd.

$6,368,449

1.31%

1,421,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	1,421,529	$6,368,449	100.0%	Defined

Silverberg Bernstein Capital Management LLC

$5,744,213

1.18%

1,248,742

HERALD INVESTMENT MANAGEMENT Ltd

$5,588,800

1.15%

1,247,500

VANGUARD FIDUCIARY TRUST CO

$5,478,596

1.12%

1,222,901

Russell Investments Group, Ltd.

$5,205,213

1.07%

1,161,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	515,570	$2,309,752	44.4%	Defined
Russell Investments Canada Limited	9,174	$41,099	0.8%	Defined
Russell Investments Capital, LLC	314,727	$1,409,976	27.1%	Defined
Russell Investments France SAS	113,588	$508,874	9.8%	Defined
Russell Investments Limited	21,810	$97,708	1.9%	Defined
Russell Investments Trust Company	187,010	$837,804	16.1%	Defined

NEXT CENTURY GROWTH INVESTORS LLC

$4,801,000

0.99%

1,071,652

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$3,886,426

0.80%

867,506

MILLENNIUM MANAGEMENT LLC

$3,696,963

0.76%

825,215

LPL Financial LLC

$3,589,698

0.74%

801,272

Caption Management, LLC

$3,371,200

0.69%

752,500

NEEDHAM INVESTMENT MANAGEMENT LLC

$3,360,000

0.69%

750,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	750,000	$3,360,000	100.0%	Defined

Invesco Ltd.

$3,133,248

0.64%

699,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	24,964	$111,838	3.6%	Defined
Invesco Trust Co joint	69,974	$313,483	10.0%	Defined
Invesco Capital Management LLC	604,448	$2,707,927	86.4%	Defined

STIFEL FINANCIAL CORP

$3,060,063

0.63%

683,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	682,855	$3,059,190	100.0%	Defined
Held directly	195	$873	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,813,888

0.58%

628,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	628,100	$2,813,888	100.0%	Other

DIAMOND HILL CAPITAL MANAGEMENT INC

$2,541,960

0.52%

567,402

CITADEL ADVISORS LLC

$2,516,416

0.52%

561,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	561,700	$2,516,416	100.0%	Defined

Trexquant Investment LP

$2,432,707

0.50%

543,015

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$2,399,389

0.49%

535,578

HRT FINANCIAL LP

$2,283,335

0.47%

509,673

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

$2,016,000

0.41%

450,000

JANE STREET GROUP, LLC

$1,973,888

0.41%

440,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	440,600	$1,973,888	100.0%	Defined

MARSHALL WACE, LLP

$1,964,600

0.40%

438,527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	438,527	$1,964,600	100.0%	Other

Bank of New York Mellon Corp

$1,906,171

0.39%

425,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	128,866	$577,319	30.3%	Defined
The Bank of New York Mellon	296,617	$1,328,844	69.7%	Defined
Held directly	2	$8	0.0%	Defined

IRONWOOD INVESTMENT MANAGEMENT LLC

$1,851,687

0.38%

413,323

Nuveen, LLC

$1,825,514

0.37%

407,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	39,565	$177,251	9.7%	Defined
TEACHERS ADVISORS, LLC joint	367,916	$1,648,263	90.3%	Defined

Apis Capital Advisors, LLC

$1,792,000

0.37%

400,000

BANK OF AMERICA CORP /DE/

$1,716,896

0.35%

383,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	310,359	$1,390,408	81.0%	Defined
BOFA SECURITIES, INC.	54,248	$243,031	14.2%	Defined
MERRILL LYNCH INTERNATIONAL	18,629	$83,457	4.9%	Defined

CITADEL ADVISORS LLC

$1,711,360

0.35%

382,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	382,000	$1,711,360	100.0%	Defined

Panoramic Capital, LLC

$1,568,000

0.32%

350,000

Shay Capital LLC

$1,568,000

0.32%

350,000

JPMORGAN CHASE & CO

$1,532,517

0.31%

342,080

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	92,054	$412,401	26.9%	Defined
J.P. Morgan Investment Management Inc.	249,926	$1,119,668	73.1%	Defined
55I, LLC	100	$448	0.0%	Other

GOLDMAN SACHS GROUP INC

$1,514,611

0.31%

338,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	117,469	$526,261	34.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	220,614	$988,350	65.3%	Defined

VICTORY CAPITAL MANAGEMENT INC

$1,352,328

0.28%

301,859

PRICE T ROWE ASSOCIATES INC /MD/

$1,258,629

0.26%

280,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	269,944	$1,209,349	96.1%	Defined
Held directly	11,000	$49,280	3.9%	Sole

Calamos Advisors LLC

$1,154,925

0.24%

257,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	168,413	$754,490	65.3%	Other
Held directly	89,383	$400,435	34.7%	Sole

RENAISSANCE TECHNOLOGIES LLC

$1,145,984

0.24%

255,800

FORMULA GROWTH LTD

$1,120,000

0.23%

250,000

Focus Partners Wealth

$1,119,861

0.23%

249,969

Focused Wealth Management, Inc

$1,026,211

0.21%

229,065

FMR LLC

$996,414

0.20%

222,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	212,161	$950,481	95.4%	Defined
STRATEGIC ADVISERS LLC	10,253	$45,933	4.6%	Defined

RHUMBLINE ADVISERS

$957,810

0.20%

213,797

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$954,893

0.20%

213,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	185,728	$832,061	87.1%	Other
G1 EXECUTION SERVICES, LLC	27,418	$122,832	12.9%	Other

PEAK6 LLC

$914,368

0.19%

204,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	204,100	$914,368	100.0%	Defined

Quadrature Capital Ltd

$903,454

0.19%

201,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	201,664	$903,454	100.0%	Other

Informed Momentum Co LLC

$863,909

0.18%

192,837

DNB Asset Management AS

$847,616

0.17%

189,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	189,200	$847,616	100.0%	Other

CITIGROUP INC

$840,761

0.17%

187,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	187,670	$840,761	100.0%	Defined

Potomac Capital Management, Inc.

$828,800

0.17%

185,000

WELLS FARGO & COMPANY/MN

$805,024

0.17%

179,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	154,123	$690,471	85.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	8,309	$37,224	4.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	16,650	$74,592	9.3%	Defined
Wells Fargo Securities, LLC	611	$2,737	0.3%	Defined

Counterpoint Mutual Funds LLC

$784,718

0.16%

170,591

ALLIANCEBERNSTEIN L.P.

$777,728

0.16%

173,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	173,600	$777,728	100.0%	Defined

DLD Asset Management, LP

$732,928

0.15%

163,600

DEUTSCHE BANK AG\

$729,486

0.15%

162,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,899	$8,507	1.2%	Defined
DWS Investments UK Ltd	160,933	$720,979	98.8%	Defined

CM WEALTH ADVISORS LLC

$721,893

0.15%

161,137

SEI INVESTMENTS CO

$678,603

0.14%

151,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	151,474	$678,603	100.0%	Sole

Inspire Investing, LLC

$674,710

0.14%

150,605

AMG National Trust Bank

$649,600

0.13%

145,000

Marex Group plc

$604,800

0.12%

135,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	135,000	$604,800	100.0%	Defined

Walleye Capital LLC

$578,816

0.12%

129,200

Summit Trail Advisors, LLC

$568,314

0.12%

126,856

IMC-Chicago, LLC

$559,328

0.11%

124,850

WealthTrust Axiom LLC

$547,393

0.11%

122,186

Sequoia Financial Advisors, LLC

$541,134

0.11%

120,789

ASHFORD CAPITAL MANAGEMENT INC

$527,744

0.11%

117,800

XTX Topco Ltd

$526,924

0.11%

117,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	117,617	$526,924	100.0%	Defined

JANE STREET GROUP, LLC

$516,544

0.11%

115,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	115,300	$516,544	100.0%	Defined

Cerity Partners LLC

$479,978

0.10%

107,138

Aristides Capital LLC

$471,914

0.10%

105,338

Vanguard Global Advisers, LLC

$462,958

0.10%

103,339

MetLife Investment Management, LLC

$461,910

0.09%

103,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	103,105	$461,910	100.0%	Defined

FRANKLIN RESOURCES INC

$457,317

0.09%

102,080

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	163	$730	0.2%	Defined
FRANKLIN ADVISERS INC	56,313	$252,282	55.2%	Defined
FRANKLIN ADVISORY SERVICES LLC	45,604	$204,305	44.7%	Defined

RAYMOND JAMES FINANCIAL INC

$427,817

0.09%

95,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,700	$12,096	2.8%	Defined
Raymond James Financial Services Advisors, Inc.	92,795	$415,721	97.2%	Defined

Connective Capital Management, LLC

$406,044

0.08%

90,635

ProShare Advisors LLC

$394,244

0.08%

88,001

Walleye Capital LLC

$393,975

0.08%

87,941

Penbrook Management LLC

$381,685

0.08%

82,975

Caption Management, LLC

$367,171

0.08%

81,958

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$361,768

0.07%

80,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	80,752	$361,768	100.0%	Defined

Lionhunter Capital Management, LLC

$358,400

0.07%

80,000

CITADEL ADVISORS LLC

$345,246

0.07%

77,064

AQR CAPITAL MANAGEMENT LLC

$338,524

0.07%

75,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	102	$456	0.1%	Other
Arax Advisory Partners	60	$268	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1	$4	0.0%	Other
Held directly	75,401	$337,796	99.8%	Defined

D. E. Shaw & Co., Inc.

$335,319

0.07%

74,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. Shaw Investment Management, L.L.C. joint	74,848	$335,319	100.0%	Defined

Murphy Pohlad Asset Management LLC

$335,104

0.07%

74,800

AXQ CAPITAL, LP

$325,024

0.07%

72,550

Aquatic Capital Management LLC

$322,927

0.07%

72,082

ExodusPoint Capital Management, LP

$292,808

0.06%

65,359

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Key facts CIK 771266 CUSIP 500600101 13F (30d) 22 filings 22 filers Visit website Investor relations