LPTH · Lightpath Technologies Inc · Holdings

$7.29 +0.27 (+3.85%) At close · Oct 23

Russell 2000 member Rebalance outlook locked

Market Cap

$510.56M

70.04M

Volume · Oct 23 2.87M Avg daily vol (3M) 3.02M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LPTH: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 168

Total Value: $828,366,757

Total Shares: 52,176,624

Showing 1–100 of 176 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Superinvestors Holding LPTH

All superinvestors →

Joel Greenblatt $990,630

Holder Concentration

Across 166 13F filers

Top Holder

8.6%

of institutional value

Top 5

29.7%

of institutional value

Top 10

45.4%

of institutional value

HHI

305

Broadly held

Who Holds LPTH

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 163 filers, like-for-like change +48.5%; actively managed books +45.9%; index-like books +56.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	63.2%	87	+54.9%	24	12
Exempt adviser	1.4%	3	-30.4%	2	3
Adviser	2.0%	3	+693.6%	2	0
Bank	7.0%	15	+164.0%	4	0
Broker-dealer	0.3%	2	+16.1%	1	1
Benefit plan	0.0%	2	+49.1%	2	1
Non-US	0.4%	5	-62.0%	2	0
Holding company	13.4%	6	+43.7%	0	1
Insurer	0.0%	0	-100.0%	0	1
Unknown	12.2%	40	+14.3%	19	6

Style	Share	Filers	Change	New	Exited
Index-like	25.8%	16	+56.8%	7	0
Systematic-like	7.7%	11	-1.0%	2	5
Concentrated	2.6%	19	-9.5%	6	4
Diversified active	64.0%	117	+58.8%	41	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	36.6%	78	+99.2%	32	4
Medium turnover	40.4%	45	+53.8%	9	4
High turnover	15.4%	29	-8.6%	8	17
Unknown	7.6%	11	+30.2%	7	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.7%	22	+25.8%	10	4
Medium horizon	19.8%	25	+189.8%	11	9
Long horizon	44.6%	95	+37.4%	27	3
Unknown	24.9%	21	+27.7%	8	9
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.7%	33	+35.3%	12	6
$1B to $10B	25.5%	44	+61.6%	13	9
$10B to $100B	26.1%	37	+32.1%	15	8
$100B or more	42.7%	49	+54.9%	16	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.3%	35	+34.8%	9	2
Pooled investment vehicles	14.7%	17	+12.3%	4	9
Registered funds and BDCs	33.0%	17	+98.3%	2	0
Pension and profit sharing plans	0.0%	1	-9.8%	0	0
Insurance companies	0.1%	3	new	3	0
Governments and sovereign funds	4.2%	5	+93.2%	2	0
Other investment advisers	0.0%	0	-100.0%	0	1
Diversified	7.9%	9	+23.0%	4	0
Unknown	36.8%	76	+38.7%	32	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	23.7%	27	+12.4%	6	12
Private equity funds	7.8%	4	+46.4%	2	0
Venture capital funds	0.0%	2	+0.6%	1	0
Other private funds	4.9%	9	+92.5%	3	1
Mixed private funds	0.7%	2	+370.9%	1	0
No private funds	27.4%	45	+100.6%	13	2
Real estate funds	0.0%	1	-10.1%	0	0
Unknown	35.4%	73	+44.5%	30	10

Location	Share	Filers	Change	New	Exited
United States	94.5%	139	+51.0%	44	21
Outside the US	5.5%	24	+16.3%	12	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

163 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.23% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.005%

Mar 31, 2026: 0

Crowding

35.0%

of shares outstanding, 87th percentile

Mar 31, 2026: 32.3%

Private-fund advisers

29.8%

of shares outstanding

Institutional ownership

79.9%

84.7% of the estimated free float

Top 10 holders

46.1%

of 13F shares, Herfindahl 0.032

Active holders

+45.9%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 7.0 quarters

Under 1 year 54.8% 1 to 3 years 25.7% 3 years or more 19.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $3,629,012 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.75

estimated per share

Mar 31, 2026: $7.99

Quarter-end price

$16.35

implied by 13F values

Estimated gain or loss

+52.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 74.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies LPTH's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	LASR Nlight, Inc.	12	0.307
2	LTRX Lantronix Inc	4	0.231
3	VPG Vishay Precision Group, Inc.	6	0.228
4	ELMT Elmet Group Co.	3	0.207
5	FEIM Frequency Electronics Inc	5	0.204
6	AMSC American Superconductor Corp	6	0.203
7	TGEN Tecogen Inc.	4	0.203
8	COHU Cohu Inc	6	0.178
9	BDSX Biodesix Inc	3	0.173
10	VELO Velo3D, Inc.	3	0.173

Shareholder Targets

13F filers that own its peers but not LPTH, quarter ended Jun 30, 2026

Found through its holder-overlap peers: LASR, LTRX, VPG, ELMT, FEIM, AMSC, TGEN, COHU, BDSX, VELO, SILC, ARLO, AIP, ATRO, EVLV, FTK, TVTX, AMBQ, CECO, MASS. 946 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Jupiter Topco LLC Unknown, Diversified active	$772,712,389 9 held	0.320%	TVTX, CECO, ARLO
2	Capital World Investors Adviser, Diversified active	$355,665,007 3 held	0.040%	COHU, CECO, ATRO
3	AMERICAN CENTURY COMPANIES INC Unknown, Diversified active	$329,501,897 12 held	0.150%	CECO, ATRO, COHU
4	D. E. Shaw & Co., Inc. Unknown, Systematic-like	$297,228,276 13 held	0.190%	AMBQ, TVTX, ATRO
5	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$216,069,108 11 held	0.040%	COHU, ATRO, VPG
6	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$215,634,777 2 held	3.48%	TVTX, BDSX
7	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. Adviser, Diversified active	$195,695,722 5 held	0.300%	TVTX, LASR, CECO
8	Capital International Investors Adviser, Diversified active	$188,450,528 2 held	0.040%	ATRO, COHU
9	ACADIAN ASSET MANAGEMENT LLC Unknown, Diversified active	$172,022,921 11 held	0.200%	AIP, VPG, LASR
10	AQR CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$170,383,788 14 held	0.060%	AIP, LASR, COHU

Fund Ownership of LPTH by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 8.49% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.46%	+0.81 pp	1,023,176	41
Index ETFs	7.03%	+3.10 pp	4,925,125	9
Active ETFs	0.05%	-0.60 pp	33,448	3
Active funds	11.10%	+4.51 pp	7,776,800	49
Unclassified	3.80%	+3.79 pp	2,659,195	3
All registered funds	23.44%	+11.61 pp	16,417,744	105

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 91 Exempt adviser 3 Adviser 3 Bank 15 Broker-dealer 3 Benefit plan 2 Non-US 5 Holding company 6 Unknown 40

Showing 100 of 176

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$73,080,312

8.82%

4,469,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	83,604	$1,366,925	1.9%	Sole
BlackRock Investment Management, LLC	169,195	$2,766,338	3.8%	Sole
BLACKROCK ADVISORS LLC	156,827	$2,564,121	3.5%	Sole
BlackRock Fund Advisors	2,240,584	$36,633,548	50.1%	Sole
BlackRock Institutional Trust Company, N.A.	1,819,534	$29,749,380	40.7%	Sole

Hood River Capital Management LLC

$58,240,989

7.03%

3,562,140

VANGUARD CAPITAL MANAGEMENT LLC

$44,438,547

5.36%

2,717,954

AWM Investment Company, Inc.

$41,488,484

5.01%

2,537,522

Driehaus Capital Management LLC

$35,496,062

4.29%

2,171,013

Tidal Investments LLC

$31,925,484

3.85%

1,952,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	55,189	$902,340	2.8%	Defined
Held directly	1,897,440	$31,023,144	97.2%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$23,655,441

2.86%

1,446,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	208,050	$3,401,617	14.4%	Defined
Held directly	1,238,766	$20,253,824	85.6%	Defined

BANK OF AMERICA CORP /DE/

$19,609,012

2.37%

1,199,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,089,319	$17,810,365	90.8%	Defined
BOFA SECURITIES, INC.	110,009	$1,798,647	9.2%	Defined

Tema ETFs LLC

$17,755,139

2.14%

1,722,128

GOLDMAN SACHS GROUP INC

$17,690,928

2.14%

1,082,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,005,048	$16,432,534	92.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	76,966	$1,258,394	7.1%	Defined

CITADEL ADVISORS LLC

$17,261,593

2.08%

1,055,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	664,671	$10,867,370	63.0%	Defined
Held directly	391,084	$6,394,223	37.0%	Defined

STATE STREET CORP

$17,073,029

2.06%

1,044,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,044,222	$17,073,029	100.0%	Defined

Telemark Asset Management, LLC

$16,758,750

2.02%

1,025,000

NEEDHAM INVESTMENT MANAGEMENT LLC

$16,513,500

1.99%

1,010,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	51,000	$833,850	5.0%	Defined
Needham Aggressive Growth Fund	959,000	$15,679,650	95.0%	Defined

ROYCE & ASSOCIATES LP

$15,853,303

1.91%

969,621

EMERALD ADVISERS, LLC

$15,324,168

1.85%

937,258

T. Rowe Price Investment Management, Inc.

$14,663,121

1.77%

896,827

JANE STREET GROUP, LLC

$14,118,306

1.70%

863,505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	491,487	$8,035,812	56.9%	Defined
Jane Street Global Trading, LLC	372,018	$6,082,494	43.1%	Defined

TWO SIGMA INVESTMENTS, LP

$11,087,768

1.34%

678,151

PRICE T ROWE ASSOCIATES INC /MD/

$10,988,458

1.33%

672,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	97,137	$1,588,189	14.5%	Defined
Held directly	574,940	$9,400,269	85.5%	Sole

RENAISSANCE TECHNOLOGIES LLC

$10,982,899

1.33%

671,737

PEREGRINE INVESTMENT MANAGEMENT INC

$10,791,000

1.30%

660,000

Portolan Capital Management, LLC

$10,286,896

1.24%

629,168

Palisades Investment Partners, LLC

$9,966,404

1.20%

609,566

EMERALD MUTUAL FUND ADVISERS TRUST

$9,938,870

1.20%

607,882

Qube Research & Technologies Ltd

$9,903,325

1.20%

605,708

MORGAN STANLEY

$9,826,626

1.19%

601,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	156	$2,550	0.0%	Defined
MORGAN STANLEY & CO. LLC	26,780	$437,853	4.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	521,807	$8,531,544	86.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	49,649	$811,761	8.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,625	$42,918	0.4%	Defined

Granahan Investment Management, LLC

$9,205,785

1.11%

563,045

SEI INVESTMENTS CO

$9,116,007

1.10%

557,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	557,554	$9,116,007	100.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,685,120

1.05%

531,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	531,200	$8,685,120	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$8,654,202

1.04%

529,309

THOMPSON SIEGEL & WALMSLEY LLC

$8,136,332

0.98%

497,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	497,635	$8,136,332	100.0%	Defined

Relyea Zuckerberg Hanson LLC

$7,893,387

0.95%

765,605

CenterBook Partners LP

$7,823,507

0.94%

478,502

WASATCH ADVISORS LP

$7,667,093

0.93%

743,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	743,656	$7,667,093	100.0%	Sole

NORTHERN TRUST CORP

$7,229,822

0.87%

442,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	433,489	$7,087,545	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,702	$142,277	2.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,710,236

0.81%

410,412

VANGUARD FIDUCIARY TRUST CO

$6,670,227

0.81%

407,965

Informed Momentum Co LLC

$6,516,439

0.79%

398,559

Marex Group plc

$6,051,135

0.73%

370,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	370,100	$6,051,135	100.0%	Defined

RFG Advisory, LLC

$5,878,511

0.71%

359,542

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,869,650

0.71%

359,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	359,000	$5,869,650	100.0%	Other

UBS Group AG

$5,658,407

0.68%

346,080

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	345,650	$5,651,377	99.9%	Defined
UBS Switzerland AG	6	$98	0.0%	Defined
UBS Securities LLC	424	$6,932	0.1%	Defined

Russell Investments Group, Ltd.

$5,651,374

0.68%

345,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	142,739	$2,333,782	41.3%	Defined
Russell Investments Canada Limited	5,533	$90,464	1.6%	Defined
Russell Investments Capital, LLC	95,659	$1,564,024	27.7%	Defined
Russell Investments France SAS	30,705	$502,026	8.9%	Defined
Russell Investments Limited	7,488	$122,428	2.2%	Defined
Russell Investments Trust Company	63,526	$1,038,650	18.4%	Defined

VICTORY CAPITAL MANAGEMENT INC

$5,445,285

0.66%

333,045

CITADEL ADVISORS LLC

$5,235,270

0.63%

320,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	320,200	$5,235,270	100.0%	Defined

POLEN CAPITAL MANAGEMENT LLC

$5,141,682

0.62%

314,476

Roubaix Capital, LLC

$5,109,538

0.62%

312,510

Apis Capital Advisors, LLC

$4,774,200

0.58%

292,000

HRT FINANCIAL LP

$4,749,021

0.57%

290,460

NEW YORK STATE COMMON RETIREMENT FUND

$4,314,274

0.52%

263,870

Squarepoint Ops LLC

$4,268,445

0.52%

261,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	261,067	$4,268,445	100.0%	Defined

JANE STREET GROUP, LLC

$3,430,230

0.41%

209,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	209,800	$3,430,230	100.0%	Defined

HUB Investment Partners, LLC

$3,388,635

0.41%

207,256

CITADEL ADVISORS LLC

$3,381,180

0.41%

206,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	206,800	$3,381,180	100.0%	Defined

ESSEX INVESTMENT MANAGEMENT CO LLC

$2,856,787

0.34%

277,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 163341	277,089	$2,856,787	100.0%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$2,712,465

0.33%

165,900

ING GROEP NV

$2,601,497

0.31%

159,113

Calamos Advisors LLC

$2,530,031

0.31%

154,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	101,107	$1,653,099	65.3%	Other
Held directly	53,635	$876,932	34.7%	Sole

ExodusPoint Capital Management, LP

$2,456,816

0.30%

150,264

Bank of New York Mellon Corp

$2,352,453

0.28%

143,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	51,046	$834,602	35.5%	Defined
The Bank of New York Mellon	92,830	$1,517,770	64.5%	Defined
Held directly	5	$81	0.0%	Defined

TUDOR INVESTMENT CORP ET AL

$2,289,523

0.28%

140,032

Nuveen, LLC

$2,110,670

0.25%

129,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	13,912	$227,461	10.8%	Defined
TEACHERS ADVISORS, LLC joint	115,181	$1,883,209	89.2%	Defined

GROUP ONE TRADING LLC

$2,032,730

0.25%

124,326

Polar Asset Management Partners Inc.

$2,027,874

0.24%

124,029

IMC-Chicago, LLC

$1,952,042

0.24%

119,391

BNP PARIBAS ARBITRAGE, SA

$1,888,555

0.23%

115,508

JANE STREET GROUP, LLC

$1,878,615

0.23%

114,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	114,900	$1,878,615	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,855,675

0.22%

113,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	107,434	$1,756,545	94.7%	Defined
Raymond James Financial Services Advisors, Inc.	6,063	$99,130	5.3%	Defined

FirstWave Capital Management LLC

$1,700,318

0.21%

103,995

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,657,840

0.20%

101,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	72,715	$1,188,890	71.7%	Other
G1 EXECUTION SERVICES, LLC	28,682	$468,950	28.3%	Other

Legato Capital Management LLC

$1,529,329

0.18%

93,537

Universal- Beteiligungs- und Servicegesellschaft mbH

$1,357,050

0.16%

83,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	83,000	$1,357,050	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,340,700

0.16%

82,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	82,000	$1,340,700	100.0%	Defined

Union Square Park Capital Management, LLC

$1,226,250

0.15%

75,000

WEALTH EFFECTS LLC

$1,205,754

0.15%

116,950

RHUMBLINE ADVISERS

$1,124,912

0.14%

68,802

NLB Skladi, upravljanje premozenja, d.o.o.

$1,042,629

0.13%

101,128

Gotham Asset Management, LLC

$990,630

0.12%

60,589

ALLIANCEBERNSTEIN L.P.

$945,030

0.11%

57,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	57,800	$945,030	100.0%	Defined

DNB Asset Management AS

$924,396

0.11%

56,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	56,538	$924,396	100.0%	Other

THOMPSON DAVIS & CO., INC.

$919,687

0.11%

56,250

DEUTSCHE BANK AG\

$900,295

0.11%

55,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,053	$17,216	1.9%	Defined
DWS Investments UK Ltd	54,011	$883,079	98.1%	Defined

Steadtrust LLC

$872,746

0.11%

53,379

BRADLEY FOSTER & SARGENT INC/CT

$871,994

0.11%

53,333

WELLS FARGO & COMPANY/MN

$862,086

0.10%

52,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	50,503	$825,724	95.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,080	$17,658	2.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,144	$18,704	2.2%	Defined

WINTON GROUP Ltd

$835,485

0.10%

51,100

MARATHON CAPITAL MANAGEMENT

$726,494

0.09%

70,465

Pekin Hardy Strauss, Inc.

$647,460

0.08%

39,600

Inspire Investing, LLC

$627,786

0.08%

60,891

OSAIC HOLDINGS, INC.

$610,198

0.07%

37,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	35,821	$585,673	96.0%	Defined
Osaic Advisory Services, LLC	1,500	$24,525	4.0%	Defined

HARBOR CAPITAL ADVISORS, INC.

$585,473

0.07%

56,787

Caitong International Asset Management Co., Ltd

$583,302

0.07%

35,676

Asset One Wealth Management LLC

$575,781

0.07%

35,216

CITIGROUP INC

$543,768

0.07%

33,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	33,258	$543,768	100.0%	Defined

BARCLAYS PLC

$539,647

0.07%

33,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	16,667	$272,505	50.5%	Defined
BARCLAYS CAPITAL INC.	16,339	$267,142	49.5%	Defined

MetLife Investment Management, LLC

$532,339

0.06%

32,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	32,559	$532,339	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$506,850

0.06%

31,000

Round Rock Advisors LLC

$501,797

0.06%

30,691

XTX Topco Ltd

$501,291

0.06%

30,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	30,660	$501,291	100.0%	Defined

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Key facts CIK 889971 CUSIP 532257805 13F (30d) 23 filings 23 filers Visit website Investor relations