AMSC · American Superconductor Corp /De/

$30.01 -0.04 (-0.13%) At close · Aug 21

Market Cap

$1.45B

48.44M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 278

Total Value: $1,534,224,661

Total Shares: 36,960,367

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 278 13F filers · Δ vs Mar 31, 2026

Top Holder

11.1%

−0.5 pts

Top 5

28.9%

−1.6 pts

Top 10

45.3%

+0.3 pts

HHI

324

Broadly held−7

Quarterly Activity

vs Mar 31, 2026

New

Increased

108

Decreased

Sold Out

Unchanged

Holder count: +32

Institutional value: +32.2%

Shares held: +7.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega UBS Group AG	+829,269	1,429,090
Mega JANE STREET GROUP, LLC	+778,619	964,219
Mega GOLDMAN SACHS GROUP INC	+584,543	1,294,047
Large BARROW HANLEY MEWHINNEY & STRAUSS LLC	+564,213	1,704,006
Mega FIRST TRUST ADVISORS LP	+390,156	1,168,424

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BAILLIE GIFFORD & CO	−514,111	933,308
Mega Nuveen, LLC	−392,541	628,406
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	−292,814	1,418,863
Mid Portolan Capital Management, LLC	−266,322	29,314
Mega D. E. Shaw & Co., Inc.	−215,929	366,845

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Ranger Investment Management, L.P.	405,266	$16,822,591
Mega T. Rowe Price Investment Management, Inc.	306,182	$12,709,614
Large HRT FINANCIAL LP	298,420	$12,387,414
Large SILVERCREST ASSET MANAGEMENT GROUP LLC	100,026	$4,152,079
Mega WELLINGTON MANAGEMENT GROUP LLP	85,244	$3,538,478

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Hood River Capital Management LLC	398,711	$13,496,367
Large NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	379,483	$12,845,499
Large AXIOM INVESTORS LLC /DE	100,814	$3,412,553
Small Maxi Investments CY Ltd	75,754	$2,564,272
Mid KENNEDY CAPITAL MANAGEMENT LLC	66,167	$2,239,752

Filter: New 67 Increased 108 Reduced 77 Sold out 35 Unchanged 26

Showing 100 of 289

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$169,998,843

11.08%

4,095,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	80,029	$3,322,003	2.0%	Sole
BlackRock Investment Management (Australia) Ltd	57	$2,366	0.0%	Sole
BlackRock Asset Management Canada Ltd	9,539	$395,963	0.2%	Sole
BlackRock Investment Management, LLC	132,333	$5,493,142	3.2%	Sole
BLACKROCK ADVISORS LLC	238,819	$9,913,376	5.8%	Sole
BlackRock Fund Advisors	1,935,770	$80,353,812	47.3%	Sole
BlackRock Institutional Trust Company, N.A.	1,529,700	$63,497,847	37.4%	Sole
BlackRock Japan Co. Ltd	1,614	$66,997	0.0%	Sole
BlackRock Fund Managers Ltd.	9,446	$392,103	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	30,372	$1,260,741	0.7%	Sole
BlackRock (Netherlands) B.V.	18,267	$758,263	0.4%	Sole
BlackRock Asset Management Ireland Ltd	70,164	$2,912,507	1.7%	Sole
BlackRock Life Ltd	377	$15,649	0.0%	Sole
BlackRock Asset Management Schweiz AG	8,130	$337,476	0.2%	Sole
Aperio Group, LLC	30,746	$1,276,266	0.8%	Sole
SpiderRock Advisors, LLC	8	$332	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$84,440,430

5.50%

2,034,219

BARROW HANLEY MEWHINNEY & STRAUSS LLC

$70,733,288

4.61%

1,704,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd joint	1,704,006	$70,733,288	100.0%	Defined

UBS Group AG

$59,321,524

3.87%

1,429,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	59,194	$2,457,142	4.1%	Defined
UBS AG	900,979	$37,399,638	63.0%	Defined
UBS Switzerland AG	29,546	$1,226,454	2.1%	Defined
UBS Securities LLC	439,371	$18,238,290	30.7%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$58,897,003

3.84%

1,418,863

STATE STREET CORP

$56,379,919

3.67%

1,358,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,358,225	$56,379,919	100.0%	Defined

GOLDMAN SACHS GROUP INC

$53,715,890

3.50%

1,294,047

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	276,874	$11,493,039	21.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,006,365	$41,774,211	77.8%	Defined
Goldman Sachs Trust Company, N.A. joint	10,808	$448,640	0.8%	Other

GEODE CAPITAL MANAGEMENT, LLC

$51,605,148

3.36%

1,243,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	174,375	$7,238,306	14.0%	Defined
Held directly	1,068,823	$44,366,842	86.0%	Defined

FIRST TRUST ADVISORS LP

$48,501,280

3.16%

1,168,424

OBERWEIS ASSET MANAGEMENT INC/

$40,991,125

2.67%

987,500

AWM Investment Company, Inc.

$39,501,082

2.57%

951,604

BAILLIE GIFFORD & CO

$38,741,614

2.53%

933,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	238,327	$9,892,953	25.5%	Defined
BAILLIE GIFFORD OVERSEAS LTD	102,163	$4,240,786	10.9%	Defined
Baillie Gifford Investment Management (Europe) Ltd	139,953	$5,809,449	15.0%	Defined
Held directly	452,865	$18,798,426	48.5%	Sole

EMERALD ADVISERS, LLC

$35,032,613

2.28%

843,956

Legal & General Group Plc

$31,417,382

2.05%

756,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	4,572	$189,783	0.6%	Defined
Legal & General Investment Management Ltd joint	752,291	$31,227,599	99.4%	Defined

DIMENSIONAL FUND ADVISORS LP

$26,815,085

1.75%

645,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,351	$139,100	0.5%	Defined
DFA Australia Ltd.	10,842	$450,051	1.7%	Defined
Dimensional Ireland Ltd	27,630	$1,146,921	4.3%	Defined
Held directly	604,168	$25,079,013	93.5%	Sole

MORGAN STANLEY

$26,393,423

1.72%

635,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	44,392	$1,842,711	7.0%	Defined
MORGAN STANLEY & CO. LLC	68,513	$2,843,974	10.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	322,596	$13,390,959	50.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	145,459	$6,038,002	22.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	54,873	$2,277,777	8.6%	Defined

Nuveen, LLC

$26,085,132

1.70%

628,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	8,100	$336,231	1.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	146,797	$6,093,543	23.4%	Defined
TEACHERS ADVISORS, LLC joint	473,509	$19,655,358	75.4%	Defined

Telemark Asset Management, LLC

$24,906,000

1.62%

600,000

ROYCE & ASSOCIATES LP

$23,072,129

1.50%

555,821

EMERALD MUTUAL FUND ADVISERS TRUST

$22,372,022

1.46%

538,955

NORTHERN TRUST CORP

$18,006,703

1.17%

433,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	401,216	$16,654,475	92.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	25,292	$1,049,870	5.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	7,284	$302,358	1.7%	Other

JANE STREET GROUP, LLC

$17,450,804

1.14%

420,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	420,400	$17,450,804	100.0%	Defined

Ranger Investment Management, L.P.

$16,822,591

1.10%

405,266

Stephens Investment Management Group LLC

$16,718,650

1.09%

402,762

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$16,567,678

1.08%

399,125

PANAGORA ASSET MANAGEMENT INC

$15,587,627

1.02%

375,515

JANE STREET GROUP, LLC

$15,503,985

1.01%

373,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	373,500	$15,503,985	100.0%	Defined

D. E. Shaw & Co., Inc.

$15,227,735

0.99%

366,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. Shaw Investment Management, L.L.C. joint	366,845	$15,227,735	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$15,210,799

0.99%

366,437

ALGERT GLOBAL LLC

$14,687,566

0.96%

353,832

PRICE T ROWE ASSOCIATES INC /MD/

$14,273,918

0.93%

343,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	69,982	$2,904,952	20.4%	Defined
Held directly	273,885	$11,368,966	79.6%	Sole

VANGUARD FIDUCIARY TRUST CO

$14,027,432

0.91%

337,929

T. Rowe Price Investment Management, Inc.

$12,709,614

0.83%

306,182

HRT FINANCIAL LP

$12,387,414

0.81%

298,420

Qube Research & Technologies Ltd

$10,401,285

0.68%

250,573

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,764,604

0.64%

235,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	235,235	$9,764,604	100.0%	Other

CITADEL ADVISORS LLC

$9,663,528

0.63%

232,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	232,800	$9,663,528	100.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$9,584,783

0.62%

230,903

ESSEX INVESTMENT MANAGEMENT CO LLC

$9,212,438

0.60%

221,933

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,505,399

0.55%

204,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	204,900	$8,505,399	100.0%	Other

AQR CAPITAL MANAGEMENT LLC

$8,072,738

0.53%

194,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	16	$664	0.0%	Other
KEB ASSET MANAGEMENT, LLC	25	$1,037	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	4	$166	0.0%	Other
Compound Planning, Inc.	3	$124	0.0%	Other
Arax Advisory Partners	1,510	$62,680	0.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	504	$20,921	0.3%	Other
Stokes Family Office, LLC	316	$13,117	0.2%	Other
Held directly	192,099	$7,974,029	98.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,828,786

0.51%

188,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	188,600	$7,828,786	100.0%	Other

Invesco Ltd.

$7,499,193

0.49%

180,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	7,337	$304,557	4.1%	Defined
Invesco Trust Co joint	18,784	$779,723	10.4%	Defined
Invesco Capital Management LLC	154,539	$6,414,913	85.5%	Defined

CITADEL ADVISORS LLC

$7,318,213

0.48%

176,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	176,300	$7,318,213	100.0%	Defined

Russell Investments Group, Ltd.

$7,129,921

0.46%

171,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	77,894	$3,233,379	45.3%	Defined
Russell Investments Capital, LLC	63,333	$2,628,952	36.9%	Defined
Russell Investments France SAS	12,900	$535,479	7.5%	Defined
Russell Investments Trust Company	17,637	$732,111	10.3%	Defined

JANE STREET GROUP, LLC

$7,069,940

0.46%

170,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	130,386	$5,412,322	76.6%	Defined
Jane Street Global Trading, LLC	39,933	$1,657,618	23.4%	Defined

MACKENZIE FINANCIAL CORP

$6,826,319

0.44%

164,450

ArrowMark Colorado Holdings LLC

$6,618,022

0.43%

159,432

Baird Financial Group, Inc.

$6,525,495

0.43%

157,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	155,739	$6,464,725	99.1%	Defined
BAIRD TRUST Co	1,464	$60,770	0.9%	Defined

Palisades Investment Partners, LLC

$6,505,447

0.42%

156,720

JPMORGAN CHASE & CO

$6,205,826

0.40%

149,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	24,942	$1,035,342	16.7%	Defined
J.P. Morgan Investment Management Inc.	122,723	$5,094,231	82.1%	Defined
J.P. Morgan Securities plc	1,329	$55,166	0.9%	Defined
55I, LLC	508	$21,087	0.3%	Defined

Bank of New York Mellon Corp

$5,976,110

0.39%

143,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	52,763	$2,190,192	36.6%	Defined
The Bank of New York Mellon	90,313	$3,748,892	62.7%	Defined
BNY Mellon, NA	890	$36,943	0.6%	Defined
Held directly	2	$83	0.0%	Defined

Allspring Global Investments Holdings, LLC

$5,422,118

0.35%

130,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	95	$3,943	0.1%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	130,527	$5,418,175	99.9%	Defined

RAYMOND JAMES FINANCIAL INC

$4,931,427

0.32%

118,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	33,539	$1,392,203	28.2%	Defined
Raymond James Financial Services Advisors, Inc.	18,737	$777,772	15.8%	Defined
ClariVest Asset Management LLC joint	66,525	$2,761,452	56.0%	Defined

AMERIPRISE FINANCIAL INC

$4,643,142

0.30%

111,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	13,487	$559,845	12.1%	Defined
Ameriprise Financial Services, LLC	75,655	$3,140,439	67.6%	Defined
Columbia Threadneedle Management Ltd	22,714	$942,858	20.3%	Defined

GMT Capital Corp

$4,485,819

0.29%

108,066

BANK OF AMERICA CORP /DE/

$4,409,025

0.29%

106,216

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	67,444	$2,799,600	63.5%	Defined
BOFA SECURITIES, INC.	38,772	$1,609,425	36.5%	Defined

Tidal Investments LLC

$4,206,664

0.27%

101,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VISTASHARES ADVISORS LLC	2,534	$105,186	2.5%	Defined
Held directly	98,807	$4,101,478	97.5%	Sole

MILLENNIUM MANAGEMENT LLC

$4,182,630

0.27%

100,762

SILVERCREST ASSET MANAGEMENT GROUP LLC

$4,152,079

0.27%

100,026

Defiance ETFs, LLC

$4,125,886

0.27%

99,395

Holocene Advisors, LP

$3,973,171

0.26%

95,716

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,788,489

0.25%

91,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,229	$51,015	1.3%	Defined
UBS Asset Management Switzerland AG	70,847	$2,940,858	77.6%	Defined
UBS Asset Management (UK) Ltd.	10,589	$439,548	11.6%	Defined
Held directly	8,602	$357,068	9.4%	Other

TWO SIGMA INVESTMENTS, LP

$3,750,013

0.24%

90,340

Swiss National Bank

$3,677,786

0.24%

88,600

ALPS ADVISORS INC

$3,585,924

0.23%

86,387

WELLINGTON MANAGEMENT GROUP LLP

$3,538,478

0.23%

85,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	43,544	$1,807,511	51.1%	Defined
Wellington Trust Company, NA joint	37,200	$1,544,172	43.6%	Defined
Wellington Management Australia Pty Ltd	4,500	$186,795	5.3%	Defined

SEI INVESTMENTS CO

$3,537,274

0.23%

85,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	2,736	$113,571	3.2%	Sole
SEI TRUST CO	82,479	$3,423,703	96.8%	Sole

WELLS FARGO & COMPANY/MN

$3,458,030

0.23%

83,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	42,993	$1,784,639	51.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	32,339	$1,342,391	38.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,955	$330,212	9.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	19	$788	0.0%	Defined

RICE HALL JAMES & ASSOCIATES, LLC

$3,263,516

0.21%

78,620

Lumbard & Kellner, LLC

$3,077,509

0.20%

74,139

NEW YORK STATE COMMON RETIREMENT FUND

$3,026,079

0.20%

72,900

Balyasny Asset Management L.P.

$2,857,838

0.19%

68,847

BROWN CAPITAL MANAGEMENT LLC

$2,829,155

0.18%

68,156

CAMPBELL NEWMAN ASSET MANAGEMENT INC

$2,795,158

0.18%

67,337

RHUMBLINE ADVISERS

$2,638,873

0.17%

63,572

Amundi

$2,625,549

0.17%

63,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	63,251	$2,625,549	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$2,514,011

0.16%

60,564

LPL Financial LLC

$2,382,051

0.16%

57,385

ALLIANCEBERNSTEIN L.P.

$2,271,427

0.15%

54,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	54,720	$2,271,427	100.0%	Defined

MARSHALL WACE, LLP

$2,210,864

0.14%

53,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	53,261	$2,210,864	100.0%	Other

DEUTSCHE BANK AG\

$2,158,187

0.14%

51,992

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	889	$36,902	1.7%	Defined
DWS Investments UK Ltd	49,218	$2,043,039	94.7%	Defined
DWS International GmbH	1,885	$78,246	3.6%	Defined

Hennion & Walsh Asset Management, Inc.

$1,910,290

0.12%

46,020

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,773,639

0.12%

42,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	42,728	$1,773,639	100.0%	Defined

Legato Capital Management LLC

$1,717,227

0.11%

41,369

Covestor Ltd

$1,716,355

0.11%

41,348

NISSAY ASSET MANAGEMENT CORP /JAPAN

$1,573,810

0.10%

37,914

Quadrature Capital Ltd

$1,564,179

0.10%

37,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	37,682	$1,564,179	100.0%	Other

ROYAL BANK OF CANADA

$1,480,077

0.10%

35,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,417	$58,819	4.0%	Defined
RBC Capital Markets, LLC	34,068	$1,414,162	95.5%	Defined
RBC Dominion Securities Inc.	3	$124	0.0%	Defined
RBC Trust Co (Delaware) Ltd	58	$2,407	0.2%	Defined
CITY NATIONAL BANK	109	$4,524	0.3%	Other
Held directly	1	$41	0.0%	Sole

Merit Financial Group, LLC

$1,472,399

0.10%

35,471

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Orion Custom Indexing	234	$9,713	0.7%	Other
AQR Capital Management	735	$30,509	2.1%	Other
Aperio	50	$2,075	0.1%	Other
Held directly	34,452	$1,430,102	97.1%	Sole

Polymer Capital Management (US) LLC

$1,432,966

0.09%

34,521

Quantum Private Wealth, LLC

$1,403,992

0.09%

33,823

Focus Partners Wealth

$1,397,683

0.09%

33,671

FRANKLIN RESOURCES INC

$1,384,773

0.09%

33,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	33,360	$1,384,773	100.0%	Defined

TRUIST FINANCIAL CORP

$1,357,377

0.09%

32,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	32,700	$1,357,377	100.0%	Defined

CITIGROUP INC

$1,353,142

0.09%

32,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	32,598	$1,353,142	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,352,769

0.09%

32,589

Mitsubishi UFJ Asset Management Co., Ltd.

$1,334,338

0.09%

32,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	32,145	$1,334,338	100.0%	Defined

Aquatic Capital Management LLC

$1,331,682

0.09%

32,081

KORNITZER CAPITAL MANAGEMENT INC /KS

$1,314,580

0.09%

31,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	30,848	$1,280,500	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	27,526	$1,142,604	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	24,078	$999,477	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	21,611	$897,072	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	20,528	$852,117	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	20,426	$847,883	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	20,134	$835,762	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	19,427	$806,414	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	15,902	$660,092	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	2	$83	0.0%	Other
Held directly	15,791	$655,484	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	15,658	$649,963	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	14,450	$599,819	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	13,900	$576,989	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	11,683	$484,961	92.3%	Defined
Osaic Advisory Services, LLC	968	$40,181	7.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	115	$4,773	0.9%	Defined
Held directly	12,054	$500,361	99.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	10,745	$446,024	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	9,504	$394,511	91.8%	Defined
STRATEGIC ADVISERS LLC	850	$35,283	8.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	10,066	$417,839	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	9,947	$412,899	99.6%	Defined
Held directly	41	$1,701	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	3,343	$138,767	34.5%	Defined
Acuitas Investments, LLC	6,355	$263,796	65.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	8,637	$358,521	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	7,860	$326,268	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	6,139	$254,829	82.2%	Defined
BARCLAYS CAPITAL INC.	1,332	$55,291	17.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	6,900	$286,419	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	4,277	$177,538	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,753	$114,277	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	2,495	$103,567	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	38	$1,577	1.6%	Other
Latour Trading LLC (Latour)	2,300	$95,473	98.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,556	$64,589	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	1,111	$46,117	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	753	$31,257	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	386	$16,021	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robertson Stephens Wealth Management, LLC	220	$9,132	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	200	$8,302	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	2	$83	1.0%	Sole
Held directly	190	$7,886	99.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	163	$6,766	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	139	$5,769	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	110	$4,566	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	61	$2,532	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	379,483	$12,845,499	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORIX Corp Europe N.V. joint	66,071	$2,236,503	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	20,134	$681,535	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	811	$27,452	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	195	$6,600	100.0%	Defined

Key facts CIK 880807 CUSIP 030111207 13F (30d) 253 filings 247 filers Visit website Investor relations