WEALTH EFFECTS LLC

Registered adviser

CIK

1907254

Location

BOSTON, MA

Portfolio Value

Small $366,460,188

Diversification

Diversified

Filing Date

Global Rank

#4,637 / 8,817 ▲ 374 · as of Jun 2026

Top Industry

Semiconductors 24.9%

Period ended 28 days ago

Filed Oct 23, 2026 · 5d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 315244

Roster of Oct 1, 2026

Regulatory AUM

$472,000,000

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$472,000,000	Individuals and high net worth (99%)
Feb 2025 to Feb 2026	$405,838,000	Individuals and high net worth (100%)
Feb 2024 to Jan 2025	$392,911,240	Individuals and high net worth (100%)
May 2023 to Jan 2024	$300,327,000	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$300,327,000	Individuals and high net worth (100%)
Apr 2022 to Feb 2023	$330,000,000	Individuals and high net worth (99%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 47.0%, 34.8 effective positions, active share 50.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.6 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 50.2%; sector active share 14.0% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

249 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.7%

+1.1 pts

Top 5

32.1%

+1.5 pts

Top 10

48.5%

+1.5 pts

HHI

312

Diversified+25

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	38.0%	$139,187,682	42
Unclassified	18.6%	$68,243,685	77
Financial Services	9.5%	$34,920,107	40
Healthcare	8.1%	$29,792,548	29
Communication Services	8.1%	$29,576,619	8
Consumer Cyclical	6.3%	$22,989,262	9
Industrials	5.7%	$20,968,355	18
Consumer Defensive	2.4%	$8,891,222	10
Energy	2.4%	$8,699,713	8
Utilities	0.6%	$2,119,962	4
Real Estate	0.2%	$742,573	2
Basic Materials	0.1%	$328,460	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HUMA	Humacyte, Inc.	+225,800	919,720	$476,139
IMRX	Immuneering Corp	+25,200	65,300	$267,403
ENVX	Enovix Corp	+16,200	264,221	$766,240
BEAM	Beam Therapeutics Inc.	+14,214	24,763	$605,455
UTG	Reaves Utility Income Fund	+11,024	93,009	$3,194,859
SPCX	Space Exploration Technologies Corp	+6,025	13,191	$1,989,994
INTC	Intel Corp	+5,545	24,250	$2,915,577
SLV	iShares Silver Trust	+5,026	19,624	$1,069,704
ABEO	Abeona Therapeutics Inc.	+3,700	30,950	$162,487
CRWD	CrowdStrike Holdings, Inc.	+3,448	4,394	$1,163,311
ANGO	Angiodynamics Inc	+3,400	20,750	$319,135
ALT	Altimmune, Inc.	+3,300	125,950	$360,217
IAU	Ishares Gold Trust	+2,986	7,653	$597,699
LPTH	Lightpath Technologies Inc	+2,700	116,950	$1,205,754
MRVL	Marvell Technology, Inc.	+2,592	6,765	$1,787,380
USA	Liberty All Star Equity Fund	+2,500	78,744	$454,352
DOCN	DigitalOcean Holdings, Inc.	+1,535	45,370	$6,051,904
GLW	Corning Inc	+1,328	6,125	$941,780
GLD	Spdr Gold Trust	+1,212	2,339	$890,784
NFLX	Netflix Inc	+830	7,564	$526,303
DELL	Dell Technologies Inc.	+740	1,885	$1,014,035
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+614	30,907	$1,893,362
TGTX	Tg Therapeutics, Inc.	+600	11,600	$647,048
XLF	State Street Corp	+538	5,826	$0
CRWV	CoreWeave, Inc.	+500	4,660	$405,979
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JQC	Nuveen Credit Strategies Income Fund	−42,666	81,447	$386,873
JPC	Nuveen Preferred & Income Opportunities Fund	−35,350	20,740	$141,446
PTY	Pimco Corporate & Income Opportunity Fund	−31,886	14,427	$158,841
CATX	Perspective Therapeutics, Inc.	−20,000	15,000	$41,250
ECAT	BlackRock ESG Capital Allocation Term Trust	−16,084	21,493	$297,892
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−2,222	7,567	$530,825
ET	Energy Transfer LP	−2,000	11,814	$0
NVDA	Nvidia Corp	−1,987	155,206	$35,445,946
ORCL	Oracle Corp	−1,775	4,230	$580,779
SPYI	NEOS S&P 500(R) High Income ETF	−1,744	6,427	$341,723
AAPL	Apple Inc.	−1,472	77,834	$25,920,278
VST	Vistra Corp.	−1,300	3,401	$470,528
IBM	International Business Machines Corp	−1,100	13,755	$3,025,137
KVUE	Kenvue Inc.	−1,072	176,058	$3,109,184
PFF	iShares Preferred and Income Securities ETF	−1,041	9,700	$286,150
MSFT	Microsoft Corp	−1,004	16,179	$8,298,209
V	Visa Inc.	−750	2,476	$889,701
SUB	iShares Short-Term National Muni Bond ETF	−741	2,440	$255,077
QYLD	Global X NASDAQ 100 Covered Call ETF	−623	58,356	$1,082,503
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−549	5,473	$428,590
META	Meta Platforms, Inc.	−520	10,505	$7,618,015
SCYX	Scynexis Inc	−500	13,374	$66,067
PLTR	Palantir Technologies Inc.	−472	3,857	$721,451
DGRO	iShares Core Dividend Growth ETF	−455	8,758	$660,265
RDVY	First Trust Rising Dividend Achievers ETF	−427	35,357	$2,768,099
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
CBRS	Cerebras Systems Inc.	6,692	$1,188,833
BE	Bloom Energy Corp	2,800	$775,544
STIP	iShares 0-5 Year TIPS Bond ETF	6,080	$606,176
SKHY	SK hynix Inc.	3,120	$574,548
SRLN	State Street(R) Blackstone Senior Loan ETF	9,700	$391,783
MDT	Medtronic plc	3,709	$320,049
ZS	Zscaler, Inc.	1,399	$278,988
ONDS	Ondas Inc.	32,900	$241,157
UPS	United Parcel Service Inc	2,530	$236,403
KHC	Kraft Heinz Co	10,384	$235,924
ANET	Arista Networks, Inc.	1,075	$218,859
KO	Coca Cola Co	2,450	$210,896
DLN	WisdomTree U.S. LargeCap Dividend Fund	2,071	$201,301
No positions match the current search.

Sold Out

Positions the filer fully exited

18 positions

Ticker	Company	Shares	Value
ACLS	Axcelis Technologies Inc	3,561	$674,631
IONQ	IonQ, Inc.	6,587	$350,823
EVV	Eaton Vance Ltd Duration Income Fund	36,745	$344,300
AXON	Axon Enterprise, Inc.	600	$336,366
QBTS	D-Wave Quantum Inc.	13,850	$332,261
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	13,395	$299,244
SMR	NUSCALE POWER Corp	26,725	$268,051
SSUS	Day Hagan Smart Sector ETF	4,810	$266,041
QXO	QXO, Inc.	14,500	$250,560
GFS	GLOBALFOUNDRIES Inc.	3,000	$247,230
PSI	Victory Portfolios II	1,200	$225,384
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	614	$224,539
—		2,920	$223,146
ESTC	Elastic N.V.	3,865	$220,382
—		2,673	$216,031
PEP	Pepsico Inc	1,534	$207,703
STXS	Stereotaxis, Inc.	68,500	$117,820
XAIR	Beyond Air, Inc.	16,965	$7,566
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

249 tracked positions · $366,460,188 total · filing declares 251 positions · $369,535,812 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 249 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	155,206	-1,987	$35,445,946	+12.7%	9.67%
AAPL	Apple Inc. Technology	Reduced	77,834	-1,472	$25,920,278	+13.0%	7.07%
MU	Micron Technology Inc Technology	Added	19,710	+277	$20,993,318	−6.4%	5.73%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	63,851	-25	$15,908,476	+4.5%	4.34%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	28,691	+12	$10,737,319	+1.2%	2.93%
GOOGL	Alphabet Inc. Communication Services	Reduced	28,917	-163	$9,949,761	−4.3%	2.72%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	29,901	-277	$9,892,147	+0.1%	2.70%
ARWR	Arrowhead Pharmaceuticals, Inc. Healthcare	Reduced	147,200	-100	$9,634,240	−19.8%	2.63%
GOOG	Alphabet Inc. Communication Services	Reduced	25,065	-265	$8,540,648	−4.6%	2.33%
MSFT	Microsoft Corp Technology	Reduced	16,179	-1,004	$8,298,209	+29.5%	2.26%
META	Meta Platforms, Inc. Communication Services	Reduced	10,505	-520	$7,618,015	+22.7%	2.08%
DOCN	DigitalOcean Holdings, Inc. Technology	Added	45,370	+1,535	$6,051,904	−12.1%	1.65%
ALAB	Astera Labs, Inc. Technology	Reduced	14,300	-190	$5,090,371	−27.3%	1.39%
RBRK	Rubrik, Inc. Technology	Added	44,287	+90	$5,069,532	+42.9%	1.38%
AVGO	Broadcom Inc. Technology	Added	13,293	+144	$4,668,368	−6.0%	1.27%
IVV	iShares Core S&P 500 ETF	Held	5,569	0	$4,265,018	+2.3%	1.16%
BX	Blackstone Inc. Financial Services	Reduced	33,089	-290	$3,708,946	−5.6%	1.01%
UTG	Reaves Utility Income Fund Financial Services	Added	93,009	+11,024	$3,194,859	−4.3%	0.87%
KVUE	Kenvue Inc. Consumer Defensive	Reduced	176,058	-1,072	$3,109,184	−8.1%	0.85%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	33,771	-39	$3,043,104	+4.5%	0.83%
IBM	International Business Machines Corp Technology	Reduced	13,755	-1,100	$3,025,137	−27.6%	0.83%
CVX	Chevron Corp Energy	Added	14,703	+9	$3,002,499	+23.3%	0.82%
URI	United Rentals, Inc. Industrials	Held	2,944	0	$2,946,296	−11.7%	0.80%
INTC	Intel Corp Technology	Added	24,250	+5,545	$2,915,577	+11.6%	0.80%
ABBV	AbbVie Inc. Healthcare	Reduced	10,665	-91	$2,789,857	+3.1%	0.76%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	35,357	-427	$2,768,099	−4.6%	0.76%
CAT	Caterpillar Inc Industrials	Reduced	3,342	-42	$2,709,660	−24.8%	0.74%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,344	-141	$2,661,044	−3.0%	0.73%
VOO	VANGUARD 500 INDEX FUND	Reduced	3,759	-60	$2,634,532	+0.4%	0.72%
MELI	Mercadolibre Inc Consumer Cyclical	Added	1,499	+24	$2,591,066	+3.5%	0.71%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	14,261	-35	$2,371,319	+1.0%	0.65%
TSLA	Tesla, Inc. Consumer Cyclical	Added	6,658	+106	$2,362,324	−14.3%	0.64%
BA	Boeing Co Industrials	Added	12,290	+384	$2,286,554	−11.3%	0.62%
PFE	Pfizer Inc Healthcare	Reduced	77,791	-292	$2,218,599	+18.0%	0.61%
QQQ	Invesco Qqq Trust, Series 1	Added	2,809	+25	$2,078,013	+1.4%	0.57%
SPCX	Space Exploration Technologies Corp Industrials	Added	13,191	+6,025	$1,989,994	+62.5%	0.54%
IJH	iShares Core S&P Mid-Cap ETF	Held	26,570	0	$1,911,711	−6.7%	0.52%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	33,819	-124	$1,901,304	−0.8%	0.52%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	30,907	+614	$1,893,362	+1.7%	0.52%
JNJ	Johnson & Johnson Healthcare	Added	6,974	+54	$1,846,296	+5.1%	0.50%
UNH	Unitedhealth Group Inc Healthcare	Added	4,930	+25	$1,809,704	−11.2%	0.49%
MRVL	Marvell Technology, Inc. Technology	Added	6,765	+2,592	$1,787,380	+43.8%	0.49%
XOM	ExxonMobil Holdings Corp Energy	Reduced	10,974	-67	$1,786,018	+18.3%	0.49%
GEV	GE Vernova Inc. Industrials	Added	1,847	+67	$1,755,555	−16.1%	0.48%
FYEE	Fidelity Yield Enhanced Equity ETF	Reduced	53,637	-175	$1,592,482	+2.4%	0.43%
VRT	Vertiv Holdings Co Industrials	Added	6,571	+20	$1,585,648	−27.7%	0.43%
SNDK	Sandisk Corp Technology	Added	873	+63	$1,518,923	−17.5%	0.41%
DVN	Devon Energy Corp Energy	Reduced	32,500	-150	$1,496,300	+10.9%	0.41%
C	Citigroup Inc Financial Services	Reduced	11,415	-250	$1,478,014	−9.5%	0.40%
MRK	Merck & Co., Inc. Healthcare	Held	10,164	0	$1,476,930	+13.1%	0.40%

Showing the top 50 of 249 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.